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Albert G Fong

Advisor at Wedbush Securities Inc. — Salinas, CA

Updated today

Credentials

Series 63, Series 65

Experience

46 years

Location

Salinas, CA

Wedbush Securities Inc. logo

Wedbush Securities Inc.

Multi-team

Total advisors

218

Across 59 offices

Clients per advisor

46 Low

Avg AUM per client

$542,636 Typical

HNW client ratio

27% High

About

Albert Fong is a financial advisor with Wedbush Securities Inc. in Salinas, CA, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has worked with Wedbush Morgan Securities Inc. and Brookstreet Securities Corporation since 2007. Outside of his advisory work, Fong serves as chairman of the deacon board at Salinas Chinese Christian Church and is involved in local community service as a commissioner for the City of Salinas Library Community Service, as well as a board member of the Chinese American Citizen Alliance-National. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm provides discretionary and non-discretionary managed accounts, clearing and custodial functions, and operates multiple managed account and wrap fee programs.

Client services

Based on Wedbush Securities Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Wedbush Securities Inc.

Wealth management Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on Wedbush Securities Inc.

Founder/Business Owner

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Fee options

Percentage

$0 - $250,000: 3.00% $250,001 - $500,000: 2.80% $500,001 - $1,000,000: 2.50% $1,000,001 - $3,000,000: 1.90% $3,000,001 - $5,000,000: 1.60% $5,000,001+: Negotiable

Commissions

Transaction-based fees for Discretionary Managed Transactional (DMT) accounts; commissions retained by WS when acting as broker

Other

Account minimum: $25,000 Minimum fee: $250 annually for DMI-IC accounts; $500 annually for SDI-IC accounts; $1,000 annually for MMA, SMA, UMA accounts Fee-only: Financial Planning fees charged separately based on complexity and time allocated; negotiable fees for advisory services

Location

See office

Salinas, CA

Salinas CA

Advisors at this office

1

Most active in

California

Work history

46 years of industry experience

Wedbush Morgan Securities Inc.

2007 - Present • 19 years

Los Angeles, CA

Brookstreet Securities Corporation

2007 - Present • 19 years

Irvine, CA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Carmel Y

Series 65

Marina, CA

Clym LLC

Carmel York is a financial advisor at Clym LLC with four years of industry experience. She holds the Series 65 designation and has previously worked in mortgage companies and banking. Outside of her advisory role, she serves as Vice President of Sales at OptiFunder LLC, a subscription software company that automates mortgage operations. Clym LLC provides integrated financial planning and discretionary investment management to individuals, trusts, estates, charitable organizations, business entities, and select institutional clients. The firm operates as a fee-only fiduciary and focuses on portfolio management aligned with clients’ goals, utilizing institutional-class mutual funds, ETFs, and private investments, while also offering educational workshops and coordinating with clients’ other professionals.

General retirement planning Retirement withdrawal strategies Social Security optimization Medicare planning Planning for children with special needs
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Billy P

Series 65

Carmel, CA

Knight of California LLC

Billy Potter is the sole advisor at Knight of California LLC, an independent firm based in Carmel, CA. He holds a Series 65 designation and has 19 years of experience with Knight of California LLC and 10 years in the industry overall. Knight of California LLC provides discretionary portfolio management and wealth-management advice primarily to individual and high-net-worth clients. The firm combines fundamental analysis, modern portfolio theory, technical and charting analysis, and both long- and short-term trading, including option-writing and margin strategies, with a focus on risk management.

Wealth management Tax-loss harvesting
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Thomas O

Series 65

Monterey, CA

Ogden, Thomas

Thomas Ogden Sr. is a financial advisor with Ogden, Thomas, holding a Series 65 designation and four years of industry experience. He has operated his own law practice since 2007. Ogden’s legal background is a notable aspect of his professional profile. Ogden, Thomas provides investment management and advisory services primarily to institutional clients and plan sponsors, including retirement plans, businesses, trusts, and charitable organizations. The firm offers wealth management, financial planning, and retirement-plan advisory, employing both fundamental and technical analysis with a long-term orientation, and manages potential conflicts arising from its affiliation with the advisor’s legal practice.

Wealth management Retirement plans for business owners (SEP, solo 401k)
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Jacques B

CFP®, Series 63, Series 65

Pacific Grove, CA

Pharaoh Financial Group, Inc.

Jacques Bolivar is a CFP® with 27 years of industry experience, currently serving as the sole advisor at Pharaoh Financial Group, Inc., an independent firm he has led since 2000. He has also worked with LPL Financial since 2009. Bolivar holds Series 63 and 65 licenses and provides financial planning and consulting services primarily on an hourly or flat-fee basis. Pharaoh Financial Group, Inc. offers financial planning and consulting to individuals, families, small business owners, and various institutional clients. The firm emphasizes comprehensive, life-centered planning and client education without managing client assets directly, utilizing an affiliated broker-dealer and insurance brokerage for implementation of recommendations.

Life insurance needs analysis Long-term care insurance General retirement planning Income planning Cash flow / budgeting Founder/Business Owner Retired Approaching retirement Retired
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Catherine H

Series 63, Series 65

Monterey, CA

Hawley Personal Finance

Catherine Hawley is a financial advisor at Hawley Personal Finance in Monterey, CA, with 14 years of industry experience. She holds Series 63 and Series 65 designations and has been practicing as a CFP® since 2012. Hawley Personal Finance offers financial planning and investment consultation to individuals, families, and small businesses, focusing on cash flow, retirement, tax strategies, education funding, and estate planning. The firm emphasizes fundamental analysis and asset allocation with long-term, buy-and-hold strategies, providing recommendations without managing or executing trades on client assets.

Cash flow / budgeting College savings (529s, UTMA, etc.) General retirement planning Retirement income strategy General estate planning guidance
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Robert B

Carmel, CA

Bacon & Company

Robert Bacon is the sole advisor at Bacon & Company, an independent firm based in Carmel, CA. He holds 14 years of industry experience and has been associated with Bacon & Company since 1992. Bacon & Company manages discretionary portfolios for individuals, families, family trusts, and personal retirement plans, focusing on long-term exposure to quality growth equities combined with investment-grade bonds. The firm serves a modest client base with a tailored investment approach that emphasizes low turnover, quantitative security selection, and client-specific risk tolerance alignment.

Wealth management Passive / index investing
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