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Andrew Lawrence Cole

Advisor at Mass Mutual Investors Services — Dayton, TN

Updated today

Credentials

Series 66

Experience

6 years

Location

Dayton, TN

Mass Mutual Investors Services logo

Mass Mutual Investors Services

Institution

Total advisors

5,092

Across 1,227 offices

Clients per advisor

88 Typical

Avg AUM per client

$249,379 Low

HNW client ratio

0% Very Low

About

Andrew Cole is a financial advisor with Mass Mutual Investors Services, holding a Series 66 license and six years of industry experience. His prior roles include positions at Principal Securities, Allstate Financial Services, and Precision Asset Management. He serves as President of his local BNI chapter, where he manages weekly meetings. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm uses firm-approved software to analyze client goals and offers collaborative, annual financial planning engagements.

Client services

Based on Mass Mutual Investors Services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Asset allocation programs

Expertise

Based on Mass Mutual Investors Services

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting

Occupation focus

Based on Mass Mutual Investors Services

Founder/Business Owner Attorney Executive

Demographic focus

Based on Mass Mutual Investors Services

Married/Couples/Partners Divorced

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Fee options

Commissions

Commissions on securities and insurance products sold; commissions vary by product

Other

Minimum fee: Minimum annual fee of $500 for Financial Planning Services Fee-only: Annual financial planning fees range from $500 up to over $35,000, negotiable and possibly waived

Location

See office

Dayton, TN

Dayton TN

Advisors at this office

1

Most active in

Tennessee

Work history

6 years of industry experience

MML Investor Services, LLC

2026 - Present • 1 year

Chattanooga, TN

MassMutual Life Insurance Company

2026 - Present • 1 year

Chattanooga, TN

Unemployed

2026 - 2026 • 1 year

Dayton, TN

Precision Asset Management

2025 - 2026 • 1 year

Chattanooga, TN

Principal Securities, Inc.

2024 - 2026 • 2 years

Chattanooga, TN

Principal Life Insurance Company

2024 - 2026 • 2 years

Chattanooga, TN

Allstate Financial Services

2021 - 2024 • 3 years

Hixson, TN

DLR Sales

2021 - 2021 • 1 year

San Francisco, CA

Unemployed

2018 - 2021 • 3 years

Chattanooga, TN

Research Corporation of the University of Hawaii

2017 - 2018 • 1 year

Hilo, HI

Student

2013 - 2019 • 6 years

Hilo, HI

Waddell & Reed

2007 - 2008 • 1 year

Sacramento, CA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Maureen A

CFP®

Decatur, TN

ANTOLINO Wealth Advisors

Maureen Armstrong is a CFP® professional with 28 years of industry experience. She is currently with ANTOLINO Wealth Advisors and has held roles at Kestra Investment Services since 2013 and Antolino & Associates, Inc. since 1987. Outside of her advisory duties, she serves on the board of Cornerstone Controls Inc. and is involved in introducing clients to Finances Simplified, LLC, a tax and accounting business. ANTOLINO Wealth Advisors provides financial planning and investment management to individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm employs a multi-dimensional asset allocation strategy and offers a structured planning process called the UltraVision System®, alongside discretionary and non-discretionary portfolio management.

Passive / index investing Active portfolio management Income planning Real estate investing Private / alternative investments Retired Founder/Business Owner Mid-Career Professionals Established Professionals
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Manuel C

Series 66

Sale Creek, TN

Principal Financial Services

Manuel Carril is a financial advisor with Principal Financial Services, holding a Series 66 designation and eight years of industry experience. He previously worked at Edward Jones for seven years and served briefly in the US Army Reserves. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and corporations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money managers under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Payton M

Series 66

Dayton, TN

Money Concepts Capital Corp

Payton Miller is a financial advisor with Money Concepts Capital Corp in Dayton, TN. He holds a Series 66 designation and has been in the industry since 2023. Prior to joining Money Concepts, he worked at Edfinancial and has experience in retail and publishing sectors. Miller is also associated with The Harris Group, LLC, a marketing entity unrelated to investment activities. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, retirement plans, trusts, charitable organizations, and corporations. The firm employs a range of managed programs and utilizes model portfolios, third-party sub-advisers, and both discretionary and non-discretionary account structures.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive
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Hughie H

Series 66

Dayton, TN

Money Concepts Capital Corp

Hughie Harris is a financial advisor with Money Concepts Capital Corp in Dayton, TN, holding a Series 66 designation and nine years of industry experience. Prior to joining Money Concepts in 2016, he served two years with the Army Materiel Command. He is also an officer with American Legion Post 100 in Dayton. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting services to individuals, pension plans, trusts, charitable organizations, and corporations. The firm employs a variety of managed programs and account structures, utilizing model portfolios, third-party sub-advisers, and both fundamental and technical analysis.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive

Brandon B

Series 66

Dayton, TN

Edward Jones

Brandon Boyd is a financial advisor with Edward Jones in Dayton, Tennessee, holding a Series 66 designation and three years of industry experience. He has been with Edward Jones since 2021 and previously worked at Mowing & More and Mississippi State University. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of investment advisory programs and affiliated financial products through a nationwide network of more than 23,700 advisors.

College savings (529s, UTMA, etc.) Retirement income strategy General retirement planning General estate planning guidance Retired Founder/Business Owner Executive
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Karen C

Series 63, Series 66

Graysville, TN

UBS Financial Services

Karen Chapman is a financial advisor at UBS Financial Services with 20 years of industry experience. She has been with UBS since 2003 and holds Series 63 and Series 66 designations. Outside of her advisory role, she serves on the board of directors for Little Miss Mag Early Learning Center and works as an independent consultant for Arbonne, a personal care product company. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, combining institutional trading capabilities with wealth management services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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