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Andrew Kenneth Fortuna

Advisor at LPL Financial — Rock Springs, WY C Street

Updated today

Credentials

Series 66

Experience

16 years

Location

Rock Springs, WY 82901

LPL Financial logo

LPL Financial

Institution

Total advisors

22,823

Across 10,503 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Andrew Fortuna is a financial advisor with LPL Financial, holding a Series 66 license and bringing 16 years of industry experience. He has worked with LPL Financial since 2021 and has held roles at various organizations including Rotary of Rock Springs and United Way of Southwest Wyoming. Fortuna has also been involved in local community and nonprofit activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services through a large network of advisors, utilizing both proprietary and third-party strategies.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Rock Springs, WY C Street

230 C Street

Rock Springs WY 82901

Advisors at this office

3

Most active in

California · Colorado · Connecticut · District of Columbia · Idaho · Louisiana · Michigan · Missouri · Montana · Nebraska · Nevada · New Jersey · Texas · Utah · Virginia · Washington · Wyoming

Work history

16 years of industry experience

LPL Financial

2021 - Present • 5 years

Rock Springs, WY

Tuna Holdings LLC

2021 - 2021 • 1 year

Rock Springs, WY

Rocks Springs City

2019 - 2021 • 2 years

Rock Springs, WY

21st Century Community Learning Center

2016 - 2021 • 5 years

Rock Springs, WY

Ken Fortuna LLC

2015 - 2021 • 6 years

Rock Springs, WY

Rotary of Rock Springs, WY

2013 - 2021 • 8 years

Rock Springs, WY

United Way of Southwest Wyoming

2012 - 2021 • 9 years

Rock Springs, WY

Various Insurance Carriers For W&R Insurance Agencies

2010 - 2021 • 11 years

Rock Springs, WY

Waddell & Reed Inc

2009 - 2021 • 12 years

Rock Springs, WY

Moosely Hot Shot

2008 - 2017 • 9 years

Rock Springs, WY

Moosely Hot Shot

2008 - 2017 • 9 years

Rock Springs, WY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Christopher W

CFP®

Rock Springs, WY

One Wealth Map, LLC

Christopher Wurst is a CFP® professional with seven years of industry experience. He is currently with One Wealth Map, LLC and previously worked at RubinBrown Advisors LLC and Wealth Management Advisors, Inc. One Wealth Map serves individual clients, including high-net-worth households, offering investment supervisory services, financial planning, and insurance and tax-related reviews. The firm employs model portfolios, tax-aware tools, and selective option strategies, providing tiered service levels that can include family-office oversight and entity-level tax support.

Tax-loss harvesting Retirement withdrawal strategies Long-term care insurance Options & derivatives strategies Executive Founder/Business Owner
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Kevin H

Series 65

Rock Springs, WY

Wood Wealth Group, LLC

Kevin Harrison is a financial advisor at Wood Wealth Group, LLC in Rock Springs, WY. He holds a Series 65 designation and has been working in the financial services industry since 2025. Prior to joining Wood Wealth Group, he has held various roles outside of finance, including positions at Bed Company, LLC and East Coast Insurance Providers. Wood Wealth Group serves individual and high-net-worth clients with tailored portfolio management and financial planning services, offering both one-time written plans and ongoing advisory relationships. The firm employs a range of investment strategies, including fundamental analysis, modern portfolio theory, and technical analysis, and utilizes tools such as options, margin, and short sales.

Options & derivatives strategies Annuities Private / alternative investments Retirement plans for business owners (SEP, solo 401k)
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Alexander C

Series 63, Series 66

Rock Springs, WY

Empirikal Partners LLC

Alexander Corriere is a financial advisor with Empirikal Partners LLC, holding Series 63 and Series 66 credentials and over 22 years of industry experience. His prior roles include positions at Supreme Alliance LLC, Lincoln Investment, and Legend Advisory Corporation, alongside operating a sole proprietorship focused on fixed life insurance and annuities. Corriere also serves as a Major Reservist in the U.S. Army. Empirikal Partners is a team-based registered investment adviser serving individual and high-net-worth clients, as well as trusts, estates, charitable organizations, and businesses. The firm offers discretionary asset management, ERISA retirement-plan advisory services, and hourly financial planning, tailoring portfolios based on fundamental analysis and ongoing monitoring.

Business exit / sale strategy Debt management
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Robin F

CFP®, Series 66

Rock Springs, WY

Wood Wealth Group, LLC

Robin Faulkner Harrison is a CFP® with eight years of industry experience, currently serving as an advisor at Wood Wealth Group, LLC. His prior roles include positions at Faulkner & Harrison Wealth Management, O.N. Investment Co., and Waddell and Reed. He is also licensed to sell insurance products and maintains a related insurance brokerage business. Wood Wealth Group serves individual and high-net-worth clients with tailored portfolio management and financial planning services. The firm employs a diverse investment process incorporating fundamental analysis, modern portfolio theory, and technical analysis, and offers both discretionary and non-discretionary management.

Options & derivatives strategies Annuities Private / alternative investments Retirement plans for business owners (SEP, solo 401k)
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Doran J

Series 63, Series 65

Rock Springs, WY

J. W. Cole Advisors, Inc.

Doran James is a financial advisor at J.W. Cole Advisors, Inc. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at LPL Financial for 12 years. Outside of his advisory role, he is a partner at Wyoming Wealth Management, LLC, where he is involved in client relations and business continuity. J.W. Cole Advisors is an SEC-registered investment adviser serving individuals, charities, corporations, and retirement plans through a national network of over 400 independent representatives. The firm offers portfolio management, financial planning, access to third-party managers, and various managed account solutions.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Retired Founder/Business Owner
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Jennifer D

Series 63, Series 66

Green River, WY

Empower Advisory Group

Jennifer Drinkle is a financial advisor with Empower Advisory Group in Green River, Wyoming, holding Series 63 and Series 66 licenses and having seven years of industry experience. Her prior roles include positions with LPL Financial, J.W. Cole Advisors, and Wells Fargo. She serves on the board of Cowboys Against Cancer, a nonprofit organization. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, offering an integrated service model aligned with Empower’s recordkeeping and administrative platforms. The firm emphasizes long-term portfolio returns and participant savings rates through proprietary and third-party planning methodologies.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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