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Andrew Kenneth Fortuna

Advisor at LPL Financial — Rock Springs, WY C Street

Updated today

Credentials

Series 66

Experience

16 years

Location

Rock Springs, WY 82901

LPL Financial logo

LPL Financial

Institution

Total advisors

22,678

Across 10,413 offices

Clients per advisor

87 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Andrew Fortuna is a financial advisor with LPL Financial in Rock Springs, Wyoming, holding a Series 66 credential and offering 16 years of industry experience. His prior work includes roles at Waddell & Reed Inc and involvement with community organizations such as the Rotary of Rock Springs and United Way of Southwest Wyoming. Fortuna has also held leadership roles in various local entities and business ventures. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients through a broad network of representatives. The firm provides a range of advisory programs, retirement plan consulting, and brokerage services, with discretionary and non-discretionary management supported by model portfolios, third-party research, and a variety of investment strategies.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

College savings (529s, UTMA, etc.)

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Fee options

Fixed

Flat fees negotiated between IAR and client for financial planning and consulting services.

Commissions

Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.

Project-based

Hourly fees up to $500 per hour for financial planning and consulting services.

Other

Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.

Location

See office

Rock Springs, WY C Street

230 C Street

Rock Springs WY 82901

Advisors at this office

3

Most active in

California · Colorado · Connecticut · District of Columbia · Idaho · Louisiana · Michigan · Missouri · Montana · Nebraska · Nevada · New Jersey · Texas · Utah · Virginia · Washington · Wyoming

Work history

16 years of industry experience

LPL Financial

2021 - Present • 5 years

Rock Springs, WY

Tuna Holdings LLC

2021 - 2021 • 1 year

Rock Springs, WY

Rocks Springs City

2019 - 2021 • 2 years

Rock Springs, WY

21st Century Community Learning Center

2016 - 2021 • 5 years

Rock Springs, WY

Ken Fortuna LLC

2015 - 2021 • 6 years

Rock Springs, WY

Rotary of Rock Springs, WY

2013 - 2021 • 8 years

Rock Springs, WY

United Way of Southwest Wyoming

2012 - 2021 • 9 years

Rock Springs, WY

Various Insurance Carriers For W&R Insurance Agencies

2010 - 2021 • 11 years

Rock Springs, WY

Waddell & Reed Inc

2009 - 2021 • 12 years

Rock Springs, WY

Moosely Hot Shot

2008 - 2017 • 9 years

Rock Springs, WY

Moosely Hot Shot

2008 - 2017 • 9 years

Rock Springs, WY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Christopher W

CFP®

Rock Springs, WY

One Wealth Map, LLC

Christopher Wurst is a CFP® professional with seven years of industry experience, currently serving at One Wealth Map, LLC since 2025. He previously worked at RubinBrown Advisors LLC for five years and Wealth Management Advisors, Inc. for five years. One Wealth Map provides investment advisory and financial planning services to individuals, businesses, family foundations, trusts, and charitable organizations. The firm employs a layered portfolio approach combining fixed investments and equities, utilizes both fundamental and technical analysis, and offers flexible discretionary and non-discretionary management options.

Retirement income strategy Tax-loss harvesting Options & derivatives strategies General estate planning guidance General tax planning
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Kevin H

Series 65

Rock Springs, WY

Wood Wealth Group, LLC

Kevin Harrison is a financial advisor at Wood Wealth Group, LLC in Rock Springs, WY. He holds a Series 65 designation and has been working in the financial services industry since 2025. Prior to joining Wood Wealth Group, he has held various roles outside of finance, including positions at Bed Company, LLC and East Coast Insurance Providers. Wood Wealth Group serves individual and high-net-worth clients with tailored portfolio management and financial planning services, offering both one-time written plans and ongoing advisory relationships. The firm employs a range of investment strategies, including fundamental analysis, modern portfolio theory, and technical analysis, and utilizes tools such as options, margin, and short sales.

Options & derivatives strategies Annuities Private / alternative investments Retirement plans for business owners (SEP, solo 401k)
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Alexander C

Series 63, Series 66

Rock Springs, WY

Empirikal Partners LLC

Alexander Corriere is a financial advisor with Empirikal Partners LLC, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. His career includes roles at Supreme Alliance LLC, Lincoln Investment, Legend Advisory Corporation, and running his own sole proprietorship focused on fixed life insurance and annuities sales. He also serves as a Major Reservist in the U.S. Army. Empirikal Partners LLC provides discretionary asset management, retirement-plan advisory, and financial planning services to individuals, trusts, estates, charitable organizations, and businesses. The firm manages approximately $87.5 million across about 199 client relationships, offering tailored investment programs based on fundamental analysis and periodic portfolio reviews conducted by a team of ten advisors.

General retirement planning Business exit / sale strategy
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Robin F

CFP®, Series 66

Rock Springs, WY

Wood Wealth Group, LLC

Robin Faulkner Harrison is a financial advisor with Wood Wealth Group, LLC in Rock Springs, Wyoming, holding CFP® and Series 66 designations with eight years of industry experience. Prior to joining Wood Wealth Group in 2021, Harrison worked at Northwestern Mutual and Waddell and Reed. Outside of advisory services, Harrison is licensed to sell insurance products, including life and disability insurance, fixed and variable annuities, and long-term care insurance. Wood Wealth Group serves individual and high-net-worth clients with tailored portfolio management and financial planning, employing a range of investment strategies including fundamental analysis, modern portfolio theory, and technical analysis. The firm offers both discretionary and non-discretionary management and utilizes a variety of instruments, including private placements and precious-metal ETFs.

Options & derivatives strategies Annuities Private / alternative investments Retirement plans for business owners (SEP, solo 401k)
user avatar

Doran J

Series 63, Series 65

Rock Springs, WY

J. W. Cole Advisors, Inc.

Doran James is a financial advisor at J.W. Cole Advisors, Inc. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at LPL Financial for 12 years. Outside of his advisory role, he is a partner at Wyoming Wealth Management, LLC, where he is involved in client relations and business continuity. J.W. Cole Advisors is an SEC-registered investment adviser serving individuals, charities, corporations, and retirement plans through a national network of over 400 independent representatives. The firm offers portfolio management, financial planning, access to third-party managers, and various managed account solutions.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Retired Founder/Business Owner
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Jennifer D

Series 63, Series 66

Green River, WY

Empower Advisory Group

Jennifer Drinkle is a financial advisor at Empower Advisory Group with six years of industry experience. She holds Series 63 and Series 66 designations. Her prior experience includes roles at LPL Financial, J.W. Cole Financial, and Wells Fargo. She serves as a board member for Cowboys Against Cancer, a nonprofit organization. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and select retail brokerage clients. The firm offers an integrated service model tied to Empower’s recordkeeping and administrative platforms, featuring point-in-time financial plans and optional managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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