Andrew Ngin
Advisor at Cetera
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Cetera
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Pasadena, CA 91101
Credentials
Series 63, Series 65
Industry experience
15 years
Andrew Ngin is a financial advisor with Cetera in Rosemead, CA, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has been with Cetera since 2019 and previously worked at Foresters Financial Service. Outside of his advisory role, Ngin is a one-third owner of ASJ Management Group, which provides restaurant services, and serves on the honorary board of Building Education, a nonprofit focused on promoting education and building schools in developing countries. He is also an advisory board member of the Karuna Project, assisting with fundraising and youth programs, and a board member of the San Francisco–Ho Chi Minh City Sister City Committee. Cetera Investment Advisers serves individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers discretionary and non-discretionary portfolio management, financial planning, retirement plan solutions, and access to third-party money managers, combining advisor-managed accounts with firm-sponsored model portfolios and multiple program structures.
Based on Cetera
Based on Cetera
Flat fees for financial planning and consulting negotiated with client
$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)
Hourly consulting and financial planning rates negotiated with client
Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case
155 North Lake Avenue, Suite 430
Pasadena, CA 91101
California · Texas
Cetera
2019 - Present (7 years)
Cetera Investment Services Llc
2019 - Present (7 years)
ASJ Management Group
2018 - Present (8 years)
Rental Property
2015 - Present (11 years)
Foresters Financial Service - E85 Los Angeles - CP
2014 - 2019 (5 years)
Foresters Financial Service - E85 Los Angeles - CP
2010 - 2019 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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