Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
22 years
Location
Edenton, NC 27932
OSAIC Institutions, INC.
Enterprise
Angela Futrell is a financial advisor with OSAIC Institutions, INC., holding Series 63 and Series 65 licenses and 22 years of industry experience. Her work history includes roles at Infinex Investments, Inc. since 2011, Southern Bank & Trust since 2009, and RBC Capital Markets from 2006 to 2007. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer structure with a distinctive model combining firm supervision and delegated account management.
Based on OSAIC Institutions, INC.
Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.
$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program
Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.
Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.
Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.
Edenton, NC
101 W Queen Street
Edenton NC 27932
Advisors at this office
2
North Carolina
22 years of industry experience
Infinex investments, Inc.
2011 - Present • 15 years
Edenton, NC
Southern Bank & Trust
2009 - Present • 17 years
Ahoskie, NC
RBC Capital Markets
2006 - 2007 • 1 year
NC
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
Edenton, NC
OSAIC Institutions, INC.
Patricia Respess is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 65 credentials and 25 years of industry experience. She has worked extensively with BB&T and its affiliates from 1986 to 2020 and has served as a Vice President and Community Banker at Southern Bank since 2020. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a large network of investment adviser representatives. The firm offers customized advisory services and maintains a distinctive hybrid adviser/broker-dealer structure with access to alternative investments and lending solutions.
Series 66
Edenton, NC
Edward Jones
Kraig Osborne is a financial advisor with Edward Jones in Edenton, NC, holding a Series 66 designation and 14 years of industry experience. He has been with Edward Jones since 2011. Outside of his advisory role, he assists his two sons in their watch buying and selling business and coaches high school wrestling, donating his coaching compensation to the wrestling boosters fund. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm manages over $1 trillion in assets and maintains a large national network of financial advisors and branch offices.
Series 66
Merry Hill, NC
Wells Fargo Advisors
Thomas Roll is a financial advisor with Wells Fargo Advisors in Merry Hill, NC, holding a Series 66 credential and 12 years of industry experience. He has been associated with Wells Fargo in various capacities since 2013. Outside of his advisory work, he is involved in art creation and studio maintenance through a jointly owned business and serves as a director of a family foundation. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutions, offering a broad range of planning options that include cash-flow, retirement, education, and specialized services such as business-owner transition and special-needs planning. Advisors use Wells Fargo research and tools to deliver tailored recommendations, with clients choosing how to implement them through the firm's brokerage or advisory programs.
Series 63, Series 65
Merry Hill, NC
Wells Fargo Advisors
Lisa Roll is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. She has been with Wells Fargo Advisors and its affiliated entities since 2009. Outside of her advisory role, she co-owns an art business where she creates and sells artwork, and she serves as president of a family foundation. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services tailored to clients meeting net-worth thresholds, utilizing research and planning tools to deliver customized recommendations through financial advisors.
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