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Annette Starling

Advisor at UBS Financial Services — Sitka, AK

Updated today

Credentials

Series 66

Experience

11 years

Location

Sitka, AK

UBS Financial Services logo

UBS Financial Services

Institution

Total advisors

9,351

Across 995 offices

Clients per advisor

117 High

Avg AUM per client

$693,691 High

HNW client ratio

78% Very High

About

Annette Starling is a Series 66-licensed financial advisor with UBS Financial Services in Sitka, Alaska, bringing 11 years of industry experience. She has been with UBS since 2015. Outside of her advisory role, she serves as Vice President of the Coast Guard Spouses and Women's Association of Sitka, supporting Coast Guard families through community events and outreach. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, using proprietary research and model-based asset allocations to tailor financial plans. The firm combines institutional trading capabilities with wealth management services, offering a broad range of investment and capital markets solutions.

Client services

Based on UBS Financial Services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops Security ratings or pricing

Expertise

Based on UBS Financial Services

General retirement planning Cash flow / budgeting Equity compensation tax strategy

Occupation focus

Based on UBS Financial Services

Executive Founder/Business Owner

Demographic focus

Based on UBS Financial Services

Mid-Career Professionals Approaching retirement

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Fee options

Commissions

Commissions for securities transactions, including equities, mutual funds, ETFs, and insurance products

Other

Minimum fee: General range $500 to $50,000, typically $1,000 to $10,000; fees greater than $50,000 and up to $100,000 may be permitted for complex situations

Location

See office

Sitka, AK

Sitka AK

Advisors at this office

1

Most active in

Alabama · Alaska · Florida

Work history

11 years of industry experience

UBS Financial Services Inc

2015 - Present • 11 years

Tampa, FL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Sara H

Series 66

Sitka, AK

Diversify Wealth Management, LLC

Sara Hadad Dembs is a Series 66-licensed financial advisor with six years of industry experience. She is currently with Diversify Wealth Management, LLC and has previously worked at Edward Jones and other regional firms. Outside of advisory work, she is involved with Bumble Expeditions LLC, which operates a tour business and a cafe in Sitka, Alaska. Diversify Wealth Management, LLC provides investment management, financial planning, retirement plan fiduciary services, and corporate consulting to individuals, high-net-worth clients, businesses, and institutional clients. The firm employs a tactical diversification and asset allocation approach, utilizing a range of investment strategies and platforms through a team of more than 50 advisors and manages approximately $4.1 billion in assets.

Private / alternative investments Options & derivatives strategies Active portfolio management Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Doctor or Medical Professional Executive Mid-Career Professionals

Emma K

Series 66

Sitka, AK

Edward Jones

Emma Klein is a financial advisor at Edward Jones with one year of industry experience. She holds a Series 66 designation and has worked at Edward Jones since 2024. Outside of her advisory role, Klein serves as a volunteer firefighter and EMT for the City of Sitka and works part-time at Cascade Creek Lodge, a summer fishing lodge. Edward Jones is a full-service wealth management firm that serves individual and institutional clients with a broad range of advisory programs and investment solutions. The firm manages over $1 trillion in assets and operates a large nationwide network of financial advisors and branch offices.

General retirement planning Wealth management Business ownership considerations Business succession planning Multi-generational wealth transfer Founder/Business Owner Intergenerational Families
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Kimberly R

Series 66

Sitka, AK

Raymond James Financial

Kimberly Rice is a financial advisor at Raymond James Financial with 2 years of industry experience. She previously worked at Edward Jones for 14 years. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, institutions, and charitable organizations. The firm offers tailored, non-discretionary planning and consulting using risk profiling and analytical tools, and supports a wide network of advisors with specialized programs in municipal finance and employer retirement plans.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Angela M

Series 66

Sitka, AK

LPL Financial

Angela Mcgraw is a financial advisor with LPL Financial in Sitka, Alaska, holding a Series 66 designation and five years of industry experience. Her career includes roles at Waddell and Reed and various insurance carriers. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a broad range of advisory and brokerage services, including financial planning and access to third-party asset management programs.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive

Nicholas L

Series 66

Sitka, AK

Raymond James Financial

Nicholas Lewis is a financial advisor with Raymond James Financial Services Advisors Inc. He holds a Series 66 designation and has 11 years of industry experience. Prior to joining Raymond James in 2026, he worked at Edward Jones from 2015 to 2026. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm uses analytical tools such as risk profiling and probability modeling to tailor non-discretionary planning and investment consulting aligned with client goals.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Cynthia G

CFP®, Series 66

Sitka, AK

LPL Financial

Cynthia Gibson is a CFP® with 28 years of industry experience, currently serving as a financial advisor at LPL Financial since 2021. Prior to joining LPL, she operated her own advisory practices and was involved with Waddell & Reed, Inc. for over two decades. Outside of financial advising, she owns Alaska Storytellers, a business focused on entertainment and education. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of representatives. The firm serves individuals, retirement plans, banks, trust companies, and institutions, offering a range of financial planning and investment management solutions, including model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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