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Credentials
Series 63, Series 66
Experience Industry experience
3 years
Location
Emporium, PA 15834
LPL Financial
Institution
Aubri Swartz is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and three years of industry experience. Prior to joining LPL Financial in 2023, she worked at Northwest Bank and the United States Postal Service. She also serves as a notary in Pennsylvania. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm supports its advisors with a range of investment programs and operational tools while overseeing significant discretionary assets through a large network of representatives.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Emporium, PA 2 East Fourth Street
2 East Fourth Street
Emporium PA 15834
Advisors at this office
1
Pennsylvania
3 years of industry experience
LPL Financial
2023 - Present • 3 years
St. Marys, PA
Northwest Bank
2022 - Present • 4 years
St. Marys, PA
Homemaker
2021 - 2022 • 1 year
St. Marys, PA
Usps
2016 - 2021 • 5 years
St. Marys, PA
St. Marys Eagles Club
2011 - 2018 • 7 years
St. Marys, PA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A bankruptcy, a compromise with creditors (such as a short sale) or a brokerage liquidation.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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