Austin Riley Cook
Advisor at Stephens — Conway, AR
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
2 years
Location
Conway, AR 72032
Stephens
Multi-team
Austin Cook is a financial advisor at Stephens with two years of industry experience. He holds a Series 66 designation and has previously worked in roles outside the financial sector, including positions at Willow Springs Cattle Co. and Arkansas Earthworks. Stephens provides investment advisory and wealth management services to a diverse client base, including individual investors, pension plans, and institutional entities. The firm uses both bottom-up security selection and top-down fixed-income management strategies and offers access to an integrated broker-dealer and investment banking platform.
Based on Stephens
Fixed fees are charged on a 'per job' basis for certain consulting services; fees negotiated in advance.
Pershing applies markups and markdowns to fixed income transactions; additional commissions charged if trades are directed away from Pershing.
Hourly charges are reported in SEC Part 1 but specific rates not stated clearly in this brochure.
Performance fees are offered to eligible clients, negotiated individually, typically invoiced annually.
Minimum fee: A minimum fee is assessed per account for wrap fee programs.
Conway, AR
703 Chestnut Street
Conway AR 72032
Advisors at this office
7
Arkansas · Texas
2 years of industry experience
Stephens Inc.
2024 - Present • 2 years
Conway, AR
Stephens, Inc.
2024 - 2024 • 1 year
Little Rock, AR
Stephens Inc.
2021 - 2024 • 3 years
Little Rock, AR
Willow Springs Cattle Co.
2020 - 2021 • 1 year
Prairie Grove, AR
Arkansas Earthworks
2020 - 2020 • 1 year
Greenbrier, AR
Univeristy of Arkansas
2019 - 2020 • 1 year
Fayetteville, AR
Arkansas Earthworks
2019 - 2019 • 1 year
Greenbrier, AR
Unemployed
2017 - 2021 • 4 years
Greenbrier, AR
Cajun Brothers Furniture
2015 - 2017 • 2 years
Conway, AR
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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