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Benjamin Wesley Bailey

Advisor at Cambridge Investment Research Advisors — Cookeville, TN Humble Dr.

Updated today

Credentials

Series 65, Series 63

Experience

1 year

Location

Cookeville, TN 38501

Cambridge Investment Research Advisors logo

Cambridge Investment Research Advisors

Institution

Total advisors

3,909

Across 2,197 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Benjamin Bailey is a financial advisor with Cambridge Investment Research Advisors in Cookeville, TN. He holds Series 65 and Series 63 licenses and has one year of industry experience. Prior to joining Cambridge, he held various roles including positions at The University of Arkansas and Local Lime. Cambridge Investment Research Advisors is a large SEC-registered firm serving individuals, retirement plans, charitable organizations, and other clients through a network of independent Financial Professionals. The firm offers financial planning, investment management, and retirement plan advisory services using a range of model-based and discretionary strategies.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Self-Employed

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Fee options

Fixed

For financial planning and consulting, flat fees generally do not exceed $25,000 but may be higher based on complexity; For WealthPort setup fee generally less than 1% of assets or $1,000

Percentage

$0 - $100,000: 1.50% $100,000 - $250,000: 1.25% $250,000+: 1.00%

Commissions

Financial Professionals acting as Registered Representatives receive commissions on securities and insurance sales

Project-based

Generally up to $500 per hour for financial planning and consulting services; up to $500 per hour for retirement plan advisory services

Subscriptions

Financial Wellness services paid by employer; flat or hourly fees per agreement

Other

Account minimum: $5,000 Minimum fee: Minimum WealthPort program fee of $250 annually for CAAP® and UMA accounts

Location

See office

Cookeville, TN Humble Dr.

753 Humble Dr. Ste. A

Cookeville TN 38501

Advisors at this office

5

Most active in

Arkansas · Tennessee · Texas

Work history

1 year of industry experience

Cambridge Investment Research Inc

2026 - Present • 1 year

Fairfield, IA

Cambridge Investment Research Advisors Inc

2025 - Present • 1 year

Fairfield, IA

The University of Arkansas

2024 - 2025 • 1 year

Fayetteville, AR

Local Lime

2024 - 2025 • 1 year

Rogers, AR

State Farm - Phillip Pool

2024 - 2025 • 1 year

Fayetteville, AR

The University of Arkansas

2023 - 2024 • 1 year

Fayetteville, AR

Smith Gardens

2023 - 2024 • 1 year

Bellingham, WA

Jimmy Johns

2023 - 2023 • 1 year

Fayettville, AR

University of Arkansas

2022 - 2023 • 1 year

Fayetteville, AR

The University of Arkansas

2022 - 2023 • 1 year

Fayetteville, AR

Unemployed

2022 - 2022 • 1 year

Canby, OR

ups

2022 - 2022 • 1 year

Beaverton, OR

Chemeketa Community College

2021 - 2022 • 1 year

Salem, OR

Franz Bakery

2021 - 2021 • 1 year

Salem, OR

Canby High School

2020 - 2021 • 1 year

Canby, OR

Smith Gardens

2020 - 2021 • 1 year

Aurora, OR

Canby High School

2019 - 2020 • 1 year

Canby, OR

Unemployed

2019 - 2019 • 1 year

Canby, OR

Canby High School

2018 - 2019 • 1 year

Canby, OR

Willaette Valley Country Club

2018 - 2019 • 1 year

Canby, OR

Canby High School

2017 - 2018 • 1 year

Canby, OR

Unemployed

2017 - 2017 • 1 year

Canby, OR

Baker Prairie Middle School

2016 - 2017 • 1 year

Canby, OR

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Dominic E

Series 65

Cookeville, TN

Ridgebrooke Capital Management LLC

Dominic Emord is a financial advisor at RidgeBrooke Capital Management LLC with a Series 65 credential and two years of industry experience. Prior to his current role, he worked at Oculus Imaging and has been involved with Passio Language Academy for several years. RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning for individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, charting, and cyclical analysis to tailor investment strategies to client goals, and it offers active management of fixed indexed annuities alongside traditional portfolio management.

Annuities Retirement income strategy Wealth management Tax-loss harvesting General estate planning guidance
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Caleb R

Series 65

Cookeville, TN

Cravens & Company Wealth Management

Caleb Rouse is a financial advisor at Cravens & Company Wealth Management in Cookeville, TN. He holds a Series 65 designation and has been with the firm since 2023. Prior to joining Cravens & Company, he has experience working in retail at Lowe's and has held roles in landscaping and education. Cravens & Company Wealth Management serves high-net-worth families, executives, healthcare and legal professionals, and retirees, offering a range of services including private client, family office, fixed-income, and business consulting. The firm emphasizes a holistic, multi-generational planning approach combined with discretionary investment management and Qualified Plan Fiduciary Services.

Wealth management Business exit / sale strategy Retirement income strategy General estate planning guidance Cash flow / budgeting Executive Doctor or Medical Professional Attorney Retired Established Professionals Retired
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Travis G

Series 66

Cookville, TN

Compass Advisory Partners LLC

Travis Giffey is a financial advisor with Compass Advisory Partners LLC, holding a Series 66 designation and over 20 years of industry experience. He has worked at firms including FSC Securities Corporation and Lion Street Financial, and has been with Compass Advisory Partners since 2012. Outside of his advisory role, he owns and operates agricultural businesses focused on cattle farming. Compass Advisory Partners provides financial planning and consulting services to individuals, corporations, charitable organizations, trusts, and estates. The firm offers written financial plans and consultations without discretionary portfolio management, focusing on retirement, cash flow, insurance, estate, and business succession planning through an hourly fee model.

Business succession planning
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Richard H

Series 63, Series 65

Cookeville, TN

Ridgebrooke Capital Management LLC

Richard Hofmann Warner is a financial advisor at RidgeBrooke Capital Management LLC with one year of industry experience. He holds Series 63 and Series 65 licenses and has prior work experience with NYLIFE Securities LLC and New York Life. Outside of advising, he is involved with Auxilia Training LLC, where he has held a position since 2018. RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm tailors strategies using fundamental, technical, charting, and cyclical analysis and manages fixed indexed annuities with a fee-based approach, operating with full discretionary authority.

Annuities Retirement income strategy Wealth management Tax-loss harvesting General estate planning guidance
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David S

CFP®, Series 66

Cookeville, TN

Compass Advisory Partners LLC

David Stites is a CFP® professional with 11 years of industry experience, currently serving as a financial advisor at Compass Advisory Partners LLC. He has held advisory roles at Integrity Alliance, Csenge Advisory Group, and Lion Street Financial, among others. Stites is also involved with Fidelis Financial Strategies, where he sells life, health, and annuity contracts as part of the financial planning process. Compass Advisory Partners provides financial planning and consulting services to individuals, corporations, charitable organizations, trusts, and estates. The firm focuses on delivering written financial plans and consultations without discretionary portfolio management, emphasizing client implementation through custodians of their choice.

Business succession planning
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Wayne C

Series 63

Cookeville, TN

Cravens & Company Wealth Management

Wayne Cravens is a financial advisor at Cravens & Company Wealth Management with 38 years of industry experience. He holds a Series 63 designation and has worked at firms including Osaic Wealth, Inc., Progressive Savings Bank, and FSC Securities Corporation. Outside of advisory work, he is involved in managing a grocery-anchored retail development through his role with 10th Street Capital Partners, LLC. Cravens & Company Wealth Management serves individuals, high-net-worth families, executives, healthcare and legal professionals, retirees, and business entities. The firm offers discretionary investment management, private client and family office programs, and fiduciary services, utilizing a collaborative multi-generational approach that integrates financial, tax, and estate planning with portfolio management.

Wealth management Business exit / sale strategy Retirement income strategy General estate planning guidance Cash flow / budgeting Executive Doctor or Medical Professional Attorney Retired Established Professionals Retired
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