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Brenda Elizabeth Caballero

Advisor at Cetera — Dumas, TX

Updated today

Credentials

Series 66

Experience

8 years

Location

Dumas, TX 79029

Cetera logo

Cetera

Institution

Total advisors

10,171

Across 5,095 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Brenda Caballero is a financial advisor at Cetera with eight years of industry experience. She holds a Series 66 designation and has worked at Cetera since 2016 as well as at First State Bank since 2016. Outside of her advisory role, she serves on multiple local boards including the Dumas Moore County Chamber of Commerce and United Way of Moore County, and teaches ESL at Dumas Education & Social Ministries. Cetera Investment Advisers LLC is a nationwide SEC-registered firm that serves individual, retirement plan, corporate, charitable, and institutional clients through a multi-manager platform offering a range of portfolio management and financial planning services.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Dumas, TX

500 East First Street

Dumas TX 79029

Advisors at this office

1

Most active in

Texas

Work history

8 years of industry experience

Cetera

2018 - Present • 8 years

Dumas, TX

First State Bank

2016 - Present • 10 years

Dumas, TX

Cetera Investment Services Llc

2016 - Present • 10 years

St Cloud, MN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Thomas R

Series 66

Dumas, TX

Edward Jones

Thomas Riseling is a Series 66-licensed financial advisor at Edward Jones with two years of industry experience. His work history includes multiple roles at Edward Jones and a brief position with Motor Yacht Adios. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets with a nationwide network of more than 23,700 advisors. The firm offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Brandon S

Series 66

Dumas, TX

Edward Jones

Brandon Skipworth is a Series 66-licensed financial advisor with Edward Jones, based in Dumas, TX. He has 16 years of industry experience and has been with Edward Jones since 2009. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, manages approximately $1.01 trillion in assets, and operates through a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
user avatar

Laurence R

Series 63, Series 66

Dumas, TX

Edward Jones

Laurence Riseling III is a financial advisor with Edward Jones in Dumas, Texas. He holds Series 63 and Series 66 credentials and has 38 years of industry experience, having been with Edward Jones since 1987. Outside of his advisory role, he serves as president of the Pheasant Trails Men's Golf Association. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets and operates a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
user avatar

Robert B

Series 63, Series 66

Dumas, TX

Edward Jones

Robert Brinkmann Jr. is a financial advisor with Edward Jones in Dumas, Texas, holding Series 63 and Series 66 credentials and over 22 years of industry experience. He has been with Edward Jones since 2003. Brinkmann is a member and treasurer of the Dumas Economic Development Board and is involved as a joint owner in a business buyout entity. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including various household and corporate types, with approximately $1.01 trillion in assets under management. The firm offers a range of advisory strategies and affiliated investment products, operating under a fiduciary standard and supported by a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Eric D

Series 66

Dumas, TX

Edward Jones

Eric Diaz is a financial advisor at Edward Jones with 11 years of industry experience. He holds the Series 66 designation and has been with Edward Jones since 2015. Outside of advisory work, he owns and manages Tri Genetics LLC, a show hog business based in Dalhart, TX. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households, pension plans, corporate clients, and charities. The firm offers a range of advisory programs and investment options, supported by a large network of financial advisors and branch offices nationwide.

Retirement income strategy General retirement planning Wealth management Retirement withdrawal strategies General estate planning guidance Retired Founder/Business Owner Executive

Kason H

Series 66

Dumas, TX

Edward Jones

Kason Haggard is a Series 66-registered financial advisor with Edward Jones in Dumas, TX, holding three years of industry experience. Prior to joining Edward Jones, he worked in various roles including positions at Gerber Collision & Glass, Coach Neale's Hitting Facility, and Seeding Solutions. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients with a range of advisory programs, discretionary and non-discretionary wrap fee strategies, and affiliated investment products. The firm is notable for its extensive retail advisor and branch network as well as additional capabilities such as a trust company and securities-based lending.

Multi-generational wealth transfer Educators, Teachers, and Academics Religious/faith focused
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