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Brent Victor Sanford

Advisor at LPL Enterprise — Clayton, NY

Updated today

Credentials

CFP®, Series 63, Series 65

Experience

28 years

Location

Clayton, NY 13624

LPL Enterprise logo

LPL Enterprise

Institution

Total advisors

3,113

Across 867 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

Brent Sanford is a CFP® professional with 28 years of experience in the financial services industry. He has been with Prudential Insurance Company of America since 1998 and joined LPL Enterprise in 2024. LPL Enterprise, LLC provides investment advisory and brokerage services to individual and high-net-worth investors, employer-sponsored retirement plans, banks, corporations, and charitable entities. The firm employs a model-driven investment approach, leveraging portfolios developed by internal research and third-party strategists, and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Client services

Based on LPL Enterprise

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Enterprise

Tax-loss harvesting

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services through LPLE where commissions and trails are earned; commissions on sales of insurance products.

Project-based

Up to $500 per hour for financial planning and consulting services.

Other

Fee-only: Financial planning and consulting fees typically range from $0 to $15,000 or up to $500 per hour, may be flat or hourly fees as negotiated; fees may be discounted or complimentary.

Location

See office

Clayton, NY

40219 State Route 12

Clayton NY 13624

Advisors at this office

2

Most active in

New York

Work history

28 years of industry experience

LPL Enterprise

2024 - Present • 2 years

Clayton, NY

Prudential Insurance Company of America

1998 - Present • 28 years

Clayton, NY

Pruco Securities, LLC.

1998 - 2024 • 26 years

Clayton, NY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Steven Y

Series 63, Series 66

Alexandria Bay, NY

Consolidated Portfolio Review Corp

Steven Yazell is a financial advisor at Consolidated Portfolio Review Corp with 32 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Ibn Financial Services, Inc. for 21 years. Outside of finance, Yazell is involved in music performance, recording sales, and publishing. Consolidated Portfolio Review Corp offers investment management and financial planning services to individual and institutional clients through a multi-advisor platform. The firm’s advisor-driven investment process combines strategic asset allocation with fundamental and technical analysis across a range of securities.

Active portfolio management Wealth management
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Michael P

Series 66

Clayton, NY

Commonwealth Financial Network

Michael Pavlot is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and bringing 23 years of industry experience. He has been with Ford, English Financial Group, LLC and Commonwealth Financial Network since 2003. Outside of his advisory role, he serves as a basketball official with the International Association of Approved Basketball Officials and is a member of the Board of Assessment Review for the Town of Clayton. Commonwealth Financial Network is a registered investment adviser that supports a national network of approximately 2,950 advisors, providing a range of advisory programs, wealth management, and retirement plan consulting services. The firm offers its advisors access to discretionary model portfolios and various program structures while serving as a back-office and platform provider.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Elwyn V

Series 63

Redwood, NY

Mass Mutual Investors Services

Elwyn Voss is a financial advisor at Mass Mutual Investors Services with 52 years of industry experience. He holds a Series 63 designation and has been with Mass Mutual Investors Services since 2017 and MassMutual since 2015. Outside of his advisory role, he is an independent insurance agent with interests in dental, group disability income, fixed annuities, life and health insurance products, and is involved in the life settlement business through Ashar Group, LLC. He is also a member of G2 LLC, an entity managing operating expenses and client relationships. MassMutual Investors Services operates as a broker-dealer and SEC-registered investment adviser serving individuals, including high-net-worth clients, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational programs with a focus on collaborative, annual planning engagements supported by firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jonathan K

Series 66

Ti Park, NY

UBS Financial Services

Jonathan Kendall is a Series 66-licensed financial advisor with 25 years of industry experience. He has worked at NEXTERNA since 2000 and is currently affiliated with UBS Financial Services. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm delivers advisory work using proprietary capital market assumptions, model-based asset allocations, and research from UBS Global Research to tailor plans according to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kevin O

Series 63, Series 65

Three Mile Bay, NY

LPL Financial

Kevin Ogrady is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He previously worked for FSC Securities Corporation for 20 years before joining LPL Financial in 2019. He serves as a board member of the Rotary Foundation of Pittsford, NY. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a variety of investment solutions including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Ryan P

Series 66

Clayton, NY

LPL Enterprise

Ryan Pyland is a financial advisor with LPL Enterprise holding a Series 66 designation. He has been with LPL Enterprise since 2026 and has prior experience working with Nascentia Health, RP Consulting, Syracuse University, and Solvay Bank. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, banks, corporate, and charitable entities through a network of investment adviser representatives. The firm primarily uses model-driven investment implementation and offers access to third-party asset managers along with financial planning and consulting services.

Tax-loss harvesting
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