user avatar

Brett Steven Sobolik

Advisor at Cetera — Hallock, MN

Updated today

Credentials

CFP®, Series 66

Experience

14 years

Location

Hallock, MN 56728

Cetera logo

Cetera

Institution

Total advisors

10,171

Across 5,095 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Brett Sobolik is a CFP® with 14 years of industry experience, currently affiliated with Cetera. He has worked at Cetera and Cetera Wealth Services since 2025 and has held positions at Dahl, Hatton, Muir & Reese Ltd and Concourse Financial Group Securities Inc. Additionally, Sobolik is the principal of Sobolik Financial Group, an insurance agency offering life, disability, business overhead insurance, and fixed annuity products. Outside of advisory work, he is involved in farming, partners in an accounting firm, volunteers as a youth hockey coach, and serves on a church foundation board. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm provides portfolio management, financial planning, and access to third-party money managers through a multi-manager platform with a range of program structures and investment options.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

Not sure if this advisor is right for you?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Hallock, MN

225 East Broadway

Hallock MN 56728

Advisors at this office

2

Most active in

Minnesota

Work history

14 years of industry experience

Cetera

2025 - Present • 1 year

Schaumburg, IL

Cetera Wealth Services, LLC

2025 - Present • 1 year

Hallock, MN

Dahl, Hatton, Muir & Reese LTF

2022 - Present • 4 years

Hallock, MN

Concourse Financial Group Securities Inc

2012 - 2025 • 13 years

Hallock, MN

(dba) Sobolik Financial Group

2011 - Present • 15 years

Hallock, MN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Ronald F

Series 63, Series 66

Kennedy, MN

Capital Analysts

Ronald Fossell is a financial advisor at Capital Analysts with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Lincoln Investment and Great American Advisors, Inc. alongside his advisory role. Fossell serves as treasurer on the board of Hallock Farmers Mutual Fire Insurance and owns a tax preparation business. Capital Analysts provides portfolio management and retirement-plan advice to retail and institutional clients including high-net-worth individuals, trusts, and charitable organizations. The firm utilizes an in-house investment management team with a proprietary mutual fund screening process and maintains institutional relationships that support a range of cash sweep and advisory services.

Tax-loss harvesting ESG / Sustainable investing Passive / index investing Active portfolio management
user avatar

Jay F

Series 66

Hallock, MN

Cetera

Jay Friedt is a financial advisor at Cetera with seven years of industry experience. He holds a Series 66 designation and has worked at firms including LPL Financial and Concourse Financial Group Securities. Outside of his advisory role, Friedt is an owner and partner at an accounting firm and serves on the board of a community health center. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser that serves individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a variety of portfolio management and financial planning services through a multi-manager platform with access to both affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Daniel M

Series 63, Series 66

Hallock, MN

LPL Financial

Daniel Messelt is a financial advisor with LPL Financial in Hallock, MN, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has worked at LPL Financial since 2018 and previously spent 14 years at Invest Financial Corporation and over two decades at American Federal Bank. He serves as a non-profit board member for Rhinehart Township, contributing to the local community governance. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment solutions, including model portfolios and third-party asset management, supported by advanced operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Erin P

Series 66

Hallock, MN

LPL Financial

Erin Pollestad is a financial advisor at LPL Financial with four years of industry experience. She holds the Series 66 designation and has prior experience at American Federal Bank, Altru Health Systems, and KodaBank. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and asset management solutions supported by advanced research tools and a broad network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)