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Brian Kenneth Davis

Advisor at Principal Financial Services — Richwood, OH

Updated today

Credentials

Series 63

Experience

26 years

Location

Richwood, OH 43344

Principal Financial Services logo

Principal Financial Services

Enterprise

Total advisors

1,464

Across 577 offices

Clients per advisor

35 Very Low

Avg AUM per client

$324,050 Low

HNW client ratio

5% Low

About

Brian Davis is a financial advisor with Principal Financial Services, holding a Series 63 designation and over 26 years of industry experience. He has worked at Principal Securities Inc. since 1999 and founded Davis Wealth Planning, LTD in 2013. Outside of his advisory work, Davis is a school board member for North Union Local Schools and the founder of Farrier Coffee Company, which serves the equine industry with handcrafted coffee. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions.

Client services

Based on Principal Financial Services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Occupation focus

Based on Principal Financial Services

Retired Founder/Business Owner

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Fee options

Percentage

$0 - $149,999: Up to 1.75% $150,000 - $249,999: Up to 1.75% $250,000 - $500,000: Up to 1.75% $500,001 - $999,999: Up to 1.20% $1,000,000 - >$2,000,000: Up to 1.10% to 0.90% (SEI Mutual Fund Model Program tiered beyond $1,000,000)

Project-based
Subscriptions

Location

See office

Richwood, OH

367 E Blagrove St, Ste L

Richwood OH 43344

Advisors at this office

1

Most active in

Ohio

Work history

26 years of industry experience

Davis Wealth Planning, LTD

2013 - Present • 13 years

Richwood, OH

Principal Securities Inc

1999 - Present • 27 years

Richwood, OH

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Richard K

ChFC®, Series 63, Series 65

Delaware, OH

Regents Wealth Management, LLC

Richard Kamp is a financial advisor at Regents Wealth Management, LLC, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 14 years of industry experience and a background that includes 11 years at Costco Wholesale and over 25 years with American First Capital Financial Services, Inc. Regents Wealth Management is an independent, state-registered investment adviser focused on non-discretionary retirement income planning and financial planning for individuals, families, and closely held businesses. The firm emphasizes tailored, income-focused portfolio construction and detailed retirement distribution strategies, using mutual funds and ETFs while avoiding discretionary asset management or speculative trading.

Retirement income strategy Social Security optimization Retirement withdrawal strategies Annuities
user avatar

Bradley R

Series 65

Marion, OH

H&M Financial Advisors

Bradley Ridge is a financial advisor at H&M Financial Advisors with 25 years of industry experience. He holds a Series 65 designation and has been with H&M Financial Advisors since 2000. In addition to his advisory role, he is a partner at Holbrook & Manter, a CPA firm, where he works approximately 160 hours per month. H&M Financial Advisors provides co-advisory and fiduciary services to retirement plans, trusts, and other institutional clients, focusing on financial planning, trust administration support, and independent manager selection. The firm operates primarily as a co-advisor and referral partner, collaborating with an SEC-registered manager for active portfolio management.

Equity compensation tax strategy Charitable giving & philanthropy Business succession planning Tax-loss harvesting Founder/Business Owner Executive Approaching retirement Mid-Career Professionals Established Professionals
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Robert B

Series 65

Marion, OH

H&M Financial Advisors

Robert Buckley is a financial advisor at H&M Financial Advisors with 25 years of industry experience. He holds a Series 65 designation and has been with H&M Financial Advisors since 2000. In addition to his advisory role, he is a partner at Holbrook & Manter, a CPA firm, where he is actively involved. H&M Financial Advisors provides co-advisory and fiduciary services to retirement plans, trusts, and institutional clients, focusing on financial planning, trust administration, and independent manager selection. The firm partners with an SEC-registered manager for portfolio management while offering planning, client coordination, and pension consulting services.

Equity compensation tax strategy Charitable giving & philanthropy Business succession planning Tax-loss harvesting Founder/Business Owner Executive Approaching retirement Mid-Career Professionals Established Professionals
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Matthew S

CFP®, ChFC®, Series 63

Delaware, OH

Forestview Financial Partners, LLC

Matthew Stewart is a financial advisor at Forestview Financial Partners, LLC with 16 years of industry experience. He holds the CFP®, ChFC®, and Series 63 designations. Prior to joining Forestview Financial Partners in 2017, he worked at Stratos Wealth Partners, Ltd. He is also the owner of The Benefits Design Group, LLC, an Ohio-licensed insurance agency. Forestview Financial Partners serves individual clients, business owners, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers comprehensive portfolio management, financial planning, pension consulting, and an online advisory service utilizing model portfolios and third-party managers, employing a diverse investment approach that includes fundamental and quantitative analysis, technical strategies, and alternative investments.

Options & derivatives strategies Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner
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Michael C

Series 65

Delaware, OH

First Hedge Capital Management

Michael Coury is a Series 65 licensed advisor with 12 years of industry experience. He has been with First Hedge Capital Management since 2013. The firm serves primarily high-net-worth individuals, trusts, estates, corporations, and institutional clients, providing discretionary portfolio management, sub-advisory services, and access to a private pooled investment vehicle. First Hedge Capital Management employs a technically driven, short-term investment approach focused on options and derivatives trading, managing accounts on a discretionary basis with active monitoring and leverage tools.

Options & derivatives strategies Active portfolio management
user avatar

Robert C

Series 65

Delaware, OH

First Hedge Capital Management

Robert Coury is a financial advisor at First Hedge Capital Management in Delaware, Ohio, holding a Series 65 designation with 12 years of industry experience. He has been with First Hedge Capital Management since 2013. Coury has investment interests in publicly traded securities through First Hedge LLC, where he is the majority member. First Hedge Capital Management primarily serves high-net-worth individuals, trusts, estates, corporations, and institutional clients, offering discretionary portfolio management, sub-advisory services, and access to a private pooled investment vehicle. The firm employs a technically driven, short-term investment approach focused on options and derivatives trading, managing accounts with active monitoring and leverage tools.

Options & derivatives strategies Active portfolio management
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