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Brian William Ruttenbur

Advisor at SageGuard Financial Group, LLC — Goodlettsville, TN

Updated today

Credentials

Series 65, Series 63

Experience

26 years

Location

Goodlettsville, TN 37072

SageGuard Financial Group, LLC logo

SageGuard Financial Group, LLC

Team

Total advisors

15

Across 5 offices

Clients per advisor

165 Very High

Avg AUM per client

$306,062 Very Low

HNW client ratio

5% Very Low

About

Brian Ruttenbur is a financial advisor at SageGuard Financial Group, LLC with 26 years of industry experience. He holds Series 65 and Series 63 licenses and has worked at firms including Drexel Hamilton, LLC and Imperial Capital, LLC. Ruttenbur is also involved with Alarm.com and Smart Rent. SageGuard Financial Group, LLC provides investment supervisory services, financial planning, and subadviser services to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm offers both discretionary and non-discretionary management and conducts no-charge educational seminars and workshops for prospective clients.

Client services

Based on SageGuard Financial Group, LLC

Financial planning Portfolio management Educational seminars or workshops

Expertise

Based on SageGuard Financial Group, LLC

Income planning

Occupation focus

Based on SageGuard Financial Group, LLC

Founder/Business Owner Executive

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Fee options

Fixed

Financial planning fixed fee ranging from $200 to $2,000 based on complexity; payable 1/3 upfront, remainder upon plan presentation.

Percentage

$0 - $250,000: 1.80% annually total client fee (0.45% quarterly) $250,001 - $750,000: 1.60% annually total client fee (0.40% quarterly) $750,001 - $1,000,000: 1.40% annually total client fee (0.35% quarterly) $1,000,001+: 1.20% annually total client fee (0.30% quarterly)

Commissions

Insurance product commissions payable to licensed representatives; commissions are separate from advisory fees.

Project-based

Financial planning hourly fee of $100 per hour, billed in six-minute increments, minimum two hours payable upfront.

Subscriptions

Annual technology and administrative fee of $30 per account, deducted annually on December 1st.

Other

Account minimum: $10,000 Fee-only: Financial planning fees: $100/hour, minimum 2 hours, billed in six-minute increments; fixed fees range from $200 to $2,000, payable 1/3 upfront and remainder upon plan presentation; all fees negotiable.

Location

See office

Goodlettsville, TN

3066 Business Park Circle

Goodlettsville TN 37072

Advisors at this office

11

Most active in

Tennessee

Work history

26 years of industry experience

SageGuard Financial Group, LLC

2026 - Present • 1 year

Goodlettsville, TN

Alarm.com

2024 - Present • 2 years

Tysons, VA

Smart Rent

2023 - 2024 • 1 year

Scottsdale, AZ

Imperial Capital, Llc

2021 - 2023 • 2 years

New York City, NY

Drexel Hamilton, LLC

2016 - 2021 • 5 years

New York City, NY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Todd H

Series 65, Series 66

Gallatin, TN

Legacy Path Advisors LLC

Todd Hukill is the sole advisor at Legacy Path Advisors LLC in Gallatin, TN, holding Series 65 and Series 66 licenses with nine years of industry experience. He has served with the Tennessee District Council of the Assemblies of God, Inc. since 2008. Legacy Path Advisors LLC provides fee-only financial planning and consulting services primarily to pastors, ministry leaders, and churches. The firm offers a variety of planning engagements.

General retirement planning Social Security optimization Retirement income strategy Tax strategies for small businesses Founder/Business Owner Executive Religious/faith focused Mid-Career Professionals
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Henry T

Series 63, Series 65, CFP®, Series 7

Nashville, TN

Raymond James & Associates

Henry is a financial advisor with Raymond James & Associates in Nashville, TN, holding Series 7, 63, Series 65 licenses (and CFP designation). He has nine years of industry experience. He serves as Treasurer and Board Member of the nonprofit’s Blind Early Services TN and Autism Career Training. Raymond James & Associates provides financial planning and investment consulting services to a diverse client base, including individuals, retirement plans, corporate and charitable entities, and government clients. The firm offers tailored financial plans and asset-allocation analyses, supporting both retail and institutional clients through various advisory programs.

Wealth management Roth conversion strategy Retirement income strategy Tax-loss harvesting Charitable giving tax strategies Founder/Business Owner Retired Executive Real Estate Professional Self-Employed
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William A

Series 66

Nashville, TN

Center Hill Wealth, LLC

William Adams is a financial advisor at Center Hill Wealth, LLC in Nashville, TN, with 17 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney LLC. Outside of his advisory work, he serves as secretary for G&L Acquisition, LLC, a real estate company based in Tennessee. Center Hill Wealth provides investment advisory services to individuals, trusts, corporations, and employer-sponsored retirement plans. The firm combines fundamental and technical analysis with sector research and both long- and short-term trading strategies, while also offering retirement plan consulting and oversight of third-party money managers.

Active portfolio management
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Angelo R

Series 63, Series 65

Mount Juliet, TN

Roman Wealth Management, LLC

Angelo Roman is the owner and sole advisor at Roman Wealth Management, LLC, an independent registered investment adviser. He holds Series 63 and Series 65 licenses and has 36 years of industry experience, including roles at Ameriprise and Wells Fargo Clearing. Roman serves as Board President for the Joe Beretta Heart Foundation, a nonprofit organization. Roman Wealth Management provides portfolio management and financial planning to individuals, high-net-worth clients, and charitable organizations, managing approximately $34.6 million across 78 client relationships. The firm emphasizes individualized Investment Policy Statements and employs a long-term investment approach focused on individual equities alongside mutual funds, fixed income, and ETFs.

Active portfolio management
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Rohit P

CFA®, Series 66

Nashville, TN

Lotus Asset Management Limited Liability Company

Rohit Padmanabhan is a CFA® charterholder and holds a Series 66 license with 17 years of industry experience. He has been with Lotus Asset Management Limited Liability Company in Nashville, TN since 2015. Lotus Asset Management provides comprehensive financial advisory services combining investment management, financial planning, held-away account management, and due diligence on alternative and private investments. The firm serves individuals, high-net-worth clients, and charitable organizations, managing portfolios using a diverse range of analysis methods and investment options including mutual funds, ETFs, private placements, and digital assets.

Options & derivatives strategies Real estate investing
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Christian H

Series 66

Nashville, TN

Christian A. Hermo LLC

Christian Hermo is the sole advisor at Christian A. Hermo LLC in Nashville, TN, holding a Series 66 credential with 17 years of industry experience. His work history includes roles at HCA, where he is also employed as a data analyst, and PRGX. Christian A. Hermo LLC provides portfolio management and financial planning services for individual and high-net-worth clients, employing a strategy that integrates fundamental, technical, and cyclical analysis with both long- and short-term trading and options-writing. The firm maintains a small client base, manages all assets internally, and requires clients to use its recommended custodian.

Income planning Cash flow / budgeting
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