Brian Sullivan
Advisor at OSAIC Institutions, inc. — Lindenhurst, NY
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
23 years
Location
N. Lindenhurst, NY 11757
OSAIC Institutions, inc.
Enterprise
Brian Sullivan is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. His career includes roles at Apple Bank, Infinex Investments, Inc., and TD Private Client Wealth LLC. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of adviser representatives. The firm offers customized advisory services, financial planning, and access to alternative investments, operating a hybrid adviser/broker-dealer model with significant non-discretionary assets and a lending marketplace.
Based on OSAIC Institutions, inc.
Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.
$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program
Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.
Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.
Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.
Lindenhurst, NY
151 E. Sunrise Highway
Lindenhurst NY 11757
Advisors at this office
1
New York
23 years of industry experience
Apple bank
2023 - Present • 3 years
Lindenhurst, NY
Infinex Investments, Inc.
2023 - Present • 3 years
Meriden, CT
TD Private Client Wealth LLC
2022 - 2023 • 1 year
Melville, NY
TD Bank N.A.
2022 - 2023 • 1 year
Melville, NY
Infinex investments, Inc.
2016 - 2022 • 6 years
Brooklyn, NY
Apple Bank for Savings
2009 - 2022 • 13 years
Bay Ridge, NY
Chase Investment Services Corp.
2006 - 2009 • 3 years
Brooklyn, NY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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