user avatar

Brian William Foote

Advisor at Miramontes Capital, LLC — Point Lookout, NY

Updated today

Credentials

CFA®, Series 63

Experience

< 1 year

Location

Point Lookout, NY

Miramontes Capital, LLC logo

Miramontes Capital, LLC

Team

Total advisors

11

Across 2 offices

Clients per advisor

68 High

Avg AUM per client

$533,523 Low

HNW client ratio

15% Low

About

Brian Foote is a CFA® charterholder affiliated with Miramontes Capital, LLC and holds a Series 63 license. He has been with the firm since 2026 and has over a decade of experience at Broadway Capital Management, LLC and Broadway Capital Advisors, LLC. Miramontes Capital advises individuals, high-net-worth clients, and retirement plans, offering financial planning, portfolio management, and 529 account management services. The firm utilizes a range of investment approaches, including long-term and short-term trading strategies, ETFs, mutual funds, and options, and serves clients through both discretionary and non-discretionary account management.

Client services

Based on Miramontes Capital, LLC

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Miramontes Capital, LLC

Annuities College savings (529s, UTMA, etc.)

Not sure if this advisor is right for you?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Flat fees for financial planning and consulting services up to $15,000.

Percentage

$0+: up to 2.25% per annum (Wrap Comprehensive Portfolio Management service maximum fee) $0+: up to 0.65% per annum (529 Account Management service maximum fee)

Commissions

Representatives are registered representatives of affiliated broker dealers and receive normal and customary commissions for sale of securities and mutual funds.

Project-based

Up to $500 per hour for financial planning and consulting services.

Other

Account minimum: $75,000

Location

See office

Point Lookout, NY

Point Lookout NY

Advisors at this office

1

Most active in

New York

Work history

< 1 year of industry experience

Miramontes Capital, LLC

2026 - Present • 1 year

Newport Beach, CA

Broadway Capital Management, LLC

2015 - Present • 11 years

Point Lookout, NY

Broadway Capital Advisors, LLC

2015 - Present • 11 years

Point Lookout, NY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Kadri A

Series 65

Farmingdale, NY

Financial Gym Advisors

Kadri Augustin is a Series 65-licensed advisor with two years of industry experience, currently serving at Connective Wealth Partners, LLC. Prior to joining Connective Wealth Partners in 2025, Kadri worked at FG Advisory Services, LLC and The Financial Gym, Inc., among other roles. Kadri maintains a temporary dual registration with FG Advisory Services, LLC during the transition to Connective Wealth Partners. Connective Wealth Partners is an SEC-registered advisory firm that provides discretionary wealth management and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm’s investment approach is based on fundamental analysis with a long-term orientation, offering diversified portfolios that include ETFs, equities, bonds, mutual funds, and alternative investments.

Private / alternative investments
user avatar

Chong Tong C

Series 65

Arverne, NY

Rhizome Capital Management LLC

Chong Tong Chen is the sole advisor at Rhizome Capital Management LLC and holds a Series 65 designation with three years of industry experience. He has been with Rhizome Capital Management since 2021 and has been involved with Rhizome Partners LP since 2013. Rhizome Capital Management provides discretionary portfolio management to high-net-worth individuals and manages three privately offered Delaware limited-partnership funds under Regulation D. The firm employs fundamental analysis and pursues concentrated strategies including long/short trading in micro- and small-cap equity and debt, with additional focus on real-estate and hard-asset exposures.

Active portfolio management Concentrated stock management Real estate investing
user avatar

Neil C

CFP®, Series 63

Bayside, NY

NGC Financial, LLC

Neil Carousso is a Certified Financial Planner® with 32 years of industry experience, serving as the sole advisor at NGC Financial, LLC since 2000. He also owns an accounting and tax preparation business focused on individual tax clients during the seasonal period from February through April. NGC Financial, LLC provides fee-based investment advisory and financial planning services primarily to individuals and high-net-worth clients, as well as advice to businesses on employer retirement plans. The firm employs a customized, tactical allocation approach with non-discretionary portfolio management and maintains an affiliation with a FINRA-registered broker-dealer while also offering affiliated tax and accounting services.

Annuities Real estate investing Retirement plans for business owners (SEP, solo 401k)
user avatar

Jonathan F

Series 63, Series 65, Series 66

Garden City, NY

Fischer Advisors LLC

Jonathan Fischer is the sole advisor at Fischer Advisors LLC in Garden City, NY, holding Series 63, 65, and 66 licenses with 10 years of industry experience. His prior roles include positions at Credit Suisse from 2009 to 2017 and at S3 Partners from 2018 to 2023. Fischer Advisors LLC provides ongoing portfolio management and financial planning primarily for individual and high-net-worth clients. The firm utilizes a combination of modern portfolio theory, long- and short-term trading strategies, and access to private placements and venture capital, maintaining client accounts at Schwab Institutional.

Wealth management College savings (529s, UTMA, etc.)
user avatar

Jon N

Series 65

Bethpage, NY

Jon A Nixon CPA PC

Jon Nixon is a Series 65 credentialed advisor with over 13 years of industry experience. He is the principal of Jon A Nixon CPA PC, an independent firm specializing in accounting and tax services. Nixon also owns consulting and tax preparation firms serving international organization employees and operates as a financial operations principal for multiple FINRA member firms. Jon A Nixon CPA PC primarily offers accounting and tax services to individuals, high-net-worth clients, trusts, estates, corporations, and small businesses, coordinating tax and accounting matters with clients’ investment arrangements. The firm refers clients to third-party money managers for investment advice and asset management, maintaining a distinctive structure that focuses on its CPA practice rather than direct asset management.

General tax planning General estate planning guidance Founder/Business Owner
user avatar

Sivaparvati T

Series 65

Floral Park, NY

Map to Your Wealth LLC

Sivaparvati Thagirisa is a financial advisor at Map to Your Wealth LLC with six years of industry experience. She holds a Series 65 designation and has been with the firm since 2019. Prior to this, she was not employed in the financial sector from 2015 to 2019. Map to Your Wealth LLC provides investment management, financial planning, and employee benefit plan services to individuals, trusts, small businesses, pension plans, and charitable organizations. The firm uses client-specific investment policies and typically implements portfolios with passive, low-cost index funds and ETFs, while incorporating fundamental analysis and active strategies when requested.

General retirement planning Cash flow / budgeting College savings (529s, UTMA, etc.) Retired
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)