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Brittany Underwood

Advisor at FIFTH THIRD SECURITIES, Inc. — Madisonville, KY

Updated today

Credentials

Series 66, Series 63

Experience

7 years

Location

Madisonville, KY 42431

FIFTH THIRD SECURITIES, Inc. logo

FIFTH THIRD SECURITIES, Inc.

Enterprise

Total advisors

1,015

Across 559 offices

Clients per advisor

46 Low

Avg AUM per client

$230,450 Low

HNW client ratio

4% Low

About

Brittany Underwood is a financial advisor at Fifth Third Securities, Inc. with seven years of industry experience. She holds Series 66 and Series 63 licenses and has worked at firms including U.S. Bancorp Investments, Inc. and Wells Fargo Clearing. Fifth Third Securities, Inc. serves individual and institutional clients through investment advisory and brokerage services, offering access to multiple managed account programs via the Passageway platform. The firm operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor, with a range of portfolio management options and affiliated entities.

Client services

Based on FIFTH THIRD SECURITIES, Inc.

Financial planning Portfolio management Selection of other advisers Sponsor wrap fee program

Expertise

Based on FIFTH THIRD SECURITIES, Inc.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning

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Fee options

Percentage

$0 - $250,000: 1.50% $250,001 - $500,000: 1.35% $500,001 - $750,000: 1.25% $750,001 - $1,000,000: 1.10% $1,000,001 - $2,000,000: 1.00% $2,000,001+: 0.80%

Other

Account minimum: $10,000 (Passageway Focus Program minimum; other programs range from $50,000 to $100,000)

Location

See office

Madisonville, KY

1389 Whittington Drive

Madisonville KY 42431

Advisors at this office

4

Most active in

Kentucky

Work history

7 years of industry experience

Fifth Third Securities

2023 - Present • 3 years

Madisonville, KY

FIFTH THIRD BANK

2023 - Present • 3 years

Madisonville, KY

U.S. Bancorp Investments, Inc.

2020 - 2022 • 2 years

Madisonville, KY

U.S. Bank

2020 - 2022 • 2 years

Madisonville, KY

Wells Fargo Clearing

2018 - 2020 • 2 years

Battle Mountain, NV

Juice Plus

2018 - 2019 • 1 year

Battle Mountain, NV

Wells Fargo Clearing

2018 - 2018 • 1 year

Battle Mountain, NV

Wells Fargo Bank, Na

2015 - 2020 • 5 years

Battle Mountain, NV

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Seth F

Series 66

Madisonville, KY

OneAscent Financial Services LLC

Seth Franklin is a financial advisor at OneAscent Financial Services LLC with five years of industry experience. He holds a Series 66 designation and has worked at Private Advisor Group, Franklin Financial Group, LPL Financial, and US Bank. He is also an insurance agent and a registered representative of Purshe Kaplan Sterling Investments, Inc. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealers’ customers, and other institutions. The firm offers a range of asset management, financial planning, and consulting services through both advisor-led and model-based platforms, including tax-overlay and outsourced CIO services.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Randall F

CFP®, PFS™, Series 63

Madisonville, KY

OneAscent Financial Services LLC

Randall Franklin is a CFP® and PFS™ with 20 years of industry experience. He is currently with OneAscent Financial Services LLC and has previously worked at Purshe Kaplan Sterling Investments, Private Advisor Group, LPL Financial, and Franklin Certified Public Accountants, Inc. He serves as treasurer for Immanuel Baptist Church and is a board member of the KY Society CPA PAC Committee. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealers’ customers, and institutions. The firm offers asset management, financial planning, and consulting services, utilizing customized asset allocations and a range of platforms including model-based and Unified Managed Account solutions.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Joseph S

Series 63, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Joseph Singer is a financial advisor with Fifth Third Securities, Inc. He holds Series 63 and Series 66 credentials and has 19 years of industry experience. Singer has been with Fifth Third Securities since 2008. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank, providing a range of discretionary managed-account programs that include third-party portfolio managers, strategist portfolios, and direct indexing options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Ryan O

Series 63, Series 65

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Ryan Oberhausen is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Owensboro, KY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with Fifth Third Securities since 2009. Outside of his advisory role, he is a vice president and owner of a rental property business, Candy Cane Properties LLC, located in Santa Claus, IN. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporations, and institutional investors. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, supported by its affiliation with Fifth Third Bank and use of National Financial Services and Fidelity Institutional Wealth Adviser platforms.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Robert P

CFP®, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Robert Pierce is a CFP® and Series 66-licensed financial advisor with 23 years of industry experience. He has been with Fifth Third Securities, Inc. since 2008. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm combines its municipal-advisor registration with a corporate affiliation to Fifth Third Bank and provides multiple discretionary managed-account programs, including advisor-directed models and direct indexing options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Maggie W

Series 66

Madisonville, KY

Edward Jones

Maggie Woodruff is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, she worked at the University of Kentucky and El Rancho Grande for three years each and spent seven years teaching at the middle and high school levels. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm offers a range of advisory programs and investment solutions, managing approximately $1.01 trillion in assets with a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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