Brock D Deering

Advisor at Edward Jones — Nya, MN

Updated today

Credentials

Series 66

Experience

1 year

Location

N Y A, MN 55368

Edward Jones logo

Edward Jones

Institution

Total advisors

24,228

Across 14,129 offices

Clients per advisor

166 Very High

Avg AUM per client

$246,728 Low

HNW client ratio

9% Low

About

Brock Deering is a financial advisor at Edward Jones with one year of industry experience. He holds a Series 66 designation and has prior work experience at Rise Baking Company, CHS, Inc., General Mills, Ecolab, and the University of St. Thomas. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a broad range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm manages over $1 trillion in assets and maintains a nationwide network of financial advisors and branch offices.

Client services

Based on Edward Jones

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Retirement income strategy Wealth management Business ownership considerations Business succession planning General estate planning guidance

Occupation focus

Founder/Business Owner

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Fee options

Percentage

$0+: Up to 1.35% annually Program Fee $0+: Up to 0.05% annually Platform Fee $0+: 0.00% to 0.45% annually SMA Manager Fees (if applicable)

Other

Account minimum: $5,000 Fee-only: Annual Program Fee up to 1.35%, Platform Fee up to 0.05%, plus SMA Manager Fees (0.00% to 0.45%); fees are asset-based and paid monthly in arrears.

Location

See office

Nya, MN

515 Faxon Rd

Nya MN 55368

Advisors at this office

1

Most active in

Minnesota

Work history

1 year of industry experience

Edward Jones

2025 - Present • 1 year

St. Louis, MO

Rise Baking Company

2025 - 2025 • 1 year

Minneapolis, MN

CHS, Inc.

2023 - 2025 • 2 years

Inver Grove Heights, MN

General Mills

2021 - 2023 • 2 years

Golden Valley, MN

Ecolab

2018 - 2020 • 2 years

St. Paul, MN

University of St. Thomas

2017 - 2018 • 1 year

St. Paul, MN

Ecolab

2017 - 2017 • 1 year

Greensboro, NC

University of St. Thomas

2016 - 2017 • 1 year

St. Paul, MN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Luke D

CFP®

Waconia, MN

The Financial Planning Co.

The Financial Planning Co. exists to improve financial lives. We commonly work with people with retirement planning, notably investment management and income planning. Whether through finding previously unknown opportunities for clients or figuring out how much is enough for those who’re ready to step away or establishing financial ground rules for increasing the odds of success, FPC works hand-in-hand with clients on their way to financial independence. We believe that plans rarely work but planning does. Luke DeBoer has a long history of guiding individuals, families, and corporations in multiple facets of financial planning, including investing, retirement planning, insurance, & employer benefits consulting. To support these efforts, Luke is a CERTIFIED FINANCIAL PLANNER™ professional, completed the Certified Benefits Professional program, and holds an MBA with a concentration in Tax from the Carlson School of Management at the University of Minnesota. His professional career includes time at Fidelity Investments as a consultant, leading the financial wellbeing efforts for Delta Air Lines and for UnitedHealth Group, and as a Sr. Relationship Manager at Optum Bank, specializing in HSA’s and their relationship with retirement savings. Luke is married to Gina DeBoer and they have 5 children (Isabella, Veda, Judah, Lucia, Amelia), ages 6-15. They are members at Oakwood Community Church in Waconia. Luke also serves as a Board Member and the Treasurer of the Waconia public school district. Luke is a native Minnesotan, having grown up in the Elk River area.

General retirement planning Retirement income strategy Social Security optimization Executive Founder/Business Owner Baby Boomers (Born 1946-1964)
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Ralph H

Series 63

Minnetrista, MN

Harrison Capital Management LLC

Ralph Harrison is the sole advisor at Harrison Capital Management LLC in Minnetrista, MN, holding a Series 63 designation with 43 years of industry experience. He has led his independent firm since 2001. Outside of his advisory work, he serves as a compensated member of the Mound Westonka School Board District #277. Harrison Capital Management provides discretionary investment management and financial planning services to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm emphasizes customized portfolios primarily using exchange-traded funds along with select U.S. mid- to large-cap stocks, following ERISA fiduciary standards for retirement accounts.

General retirement planning
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Konnor T

CFP®, Series 63, Series 66

Mound, MN

Wealth Den Financial

Konnor Tranoris is a CFP® professional with nine years of industry experience, currently serving as the sole advisor at Wealth Den Financial. He has previously worked with firms including Wealth Enhancement Group and LPL Financial. Outside of advising, he works as an independent contractor for Varsity Tutors. Wealth Den Financial is an independent investment adviser serving individuals and high-net-worth clients with discretionary portfolio management and financial planning. The firm primarily uses a passive investment approach with selective fundamental analysis and offers both managed accounts and consulting for held-away assets.

Cash flow / budgeting Debt management College savings (529s, UTMA, etc.) General tax planning
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Jonathan H

Series 65

Waconia, MN

Landcasted Capital Management LLC

Jonathan Held is the principal advisor at Landcasted Capital Management LLC in Waconia, MN, holding a Series 65 designation with eight years of industry experience. He has previously worked at AdvisorNet Wealth Partners, WaterStreet Asset Management LLC, and SNS Financial Group, LLC. Outside of his advisory role, he serves as principal consultant at Alpha Beta Consulate, LLC, a technology and management consulting firm for registered investment advisers, a position he has held since 2011. Landcasted Capital Management serves individual, high-net-worth, institutional clients, and other RIAs by combining portfolio management with financial planning and sub-advisory services. The firm emphasizes social-impact investing, options-based risk management, and provides customized strategies including focused US equity, multi-strategy ETF portfolios, and structured protection strategies.

ESG / Sustainable investing Tax-loss harvesting Options & derivatives strategies Concentrated stock management Passive / index investing
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Daniel U

Series 63, Series 66

Belle Plaine, MN

Pankonin Financial Group

Daniel Uecker is a financial advisor with Pankonin Financial Group, holding Series 63 and Series 66 licenses and bringing 37 years of industry experience. His prior roles include positions at Focus Financial and Royal Alliance Associates, and he has owned Uecker Insurance since 1988. Outside of his advisory work, he serves as an elder at Immanuel Lutheran Church and is president of the Gaylord Chamber of Commerce. Pankonin Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals and plan sponsors. The firm emphasizes client-tailored portfolios based on documented profiles and investment policy statements, and serves over 800 clients with two advisors.

General retirement planning Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Wealth management Founder/Business Owner
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Zachary M

CFP®

Victoria, MN

Upstream Financial Advisors LLC

Zachary Miller is a CFP® with five years of industry experience, currently serving at Upstream Financial Advisors LLC since 2023. He previously worked at Miller Wealth Management LLC and Avantax Advisory Services from 2021 to 2024 and has operated Miller Tax & Consulting PLLC since 2015. Miller is also the sole owner of an inactive financial advisory practice registered as Miller Tax & Consulting PLLC. Upstream Financial Advisors LLC serves individual and high-net-worth clients by providing discretionary investment management, financial planning, and tax preparation services. The firm employs an asset allocation approach blending passive and active strategies and incorporates ESG and commodity-linked investments upon client request.

Business ownership considerations Retirement income strategy
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