Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
15 years
Location
Athens, AL
Moors & Cabot, Inc.
Multi-team
Bruce Scott is a financial advisor with Moors & Cabot, Inc. in Athens, Alabama, holding Series 63 and Series 66 credentials and 15 years of industry experience. His prior roles include positions at Wells Fargo Clearing and Edward Jones. Moors & Cabot serves a diverse client base, including retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations, offering investment management, financial planning, and consulting services tailored to client objectives through various strategies and discretionary arrangements.
Based on Moors & Cabot, Inc.
Based on Moors & Cabot, Inc.
Financial planning services may include fixed fees negotiated per client.
$0 - $249,999.99: Negotiated annual fee %, minimum 0.5%, maximum 1.5% $250,000 - $499,999.99: Negotiated annual fee %, minimum 0.5%, maximum 1.5% $500,000 - $999,999.99: Negotiated annual fee %, minimum 0.5%, maximum 1.5% $1,000,000 - $2,999,999.99: Negotiated annual fee %, minimum 0.5%, maximum 1.5% $3,000,000+: Negotiated annual fee %, minimum 0.5%, maximum 1.5%
Broker-dealer activities generating commissions; insurance commissions may also apply.
Financial planning services may include hourly fees negotiated between advisor and client.
Account minimum: $50,000 Fee-only: Financial planning fees typically exceed $500, based on fixed or hourly rates negotiated per client; may be offset by commissions.
Athens, AL
Athens AL
Advisors at this office
1
Alabama
15 years of industry experience
Moors & Cabot Inc
2025 - Present • 1 year
Englewood, FL
Wells Fargo Clearing
2022 - 2025 • 3 years
Birmngham, AL
Edward Jones
2014 - 2022 • 8 years
St Louis, MO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A bankruptcy, a compromise with creditors (such as a short sale) or a brokerage liquidation.
A client's investment-related complaint, arbitration or lawsuit, including ones that were denied, withdrawn or settled.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
CFP®, ChFC®, Series 63, Series 65
Toney, AL
Junkin & Company, Inc.
Bobby Junkin Jr. is the principal of Junkin & Company, Inc. in Toney, Alabama, with 20 years of experience in financial advisory services. He holds the CFP® and ChFC® designations and has led his independent firm since 2013. In addition to his advisory role, Mr. Junkin is a licensed insurance agent and occasionally offers advice on commissionable insurance products. Junkin & Company provides financial planning and investment advisory services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and pension and profit-sharing plans. The firm emphasizes a passive investment approach based on the Efficient Market Hypothesis and Modern Portfolio Theory, typically recommending unaffiliated advisers to implement diversified, long-term strategies.
CFP®, Series 63, Series 66
Harvest, AL
Tulip Financial Planning LLC
Stephen Mandracchia is a CFP® professional based in Harvest, AL, and the principal advisor at Tulip Financial Planning LLC. He has five years of industry experience and has worked at firms including Morgan Stanley, Ironwood Investment Counsel, and Dew Wealth Management. Tulip Financial Planning serves business owners, high-income professionals, and high-net-worth families by providing discretionary investment management alongside comprehensive financial planning that covers tax, cash flow, insurance, legal structures, and estate planning. The firm focuses on passive, tax-efficient, long-term investment strategies and offers services ranging from tax preparation and planning to retirement plan design and business exit planning.
Series 65
Madison, AL
Ellis Wealth Advisors, LLC
Michael Ellis II is a financial advisor with Ellis Wealth Advisors, LLC, holding a Series 65 designation and currently beginning his career in the industry. His prior work experience includes roles outside of finance, such as positions in the restaurant sector and at educational institutions. Ellis Wealth Advisors, LLC is an SEC-registered investment adviser managing approximately $155 million for around 165 clients. The firm serves trusts, charitable organizations, foundations, corporations, and individuals with discretionary portfolio management and integrated financial planning, employing a mix of quantitative, fundamental, technical, and economic analyses to guide investment decisions.
Series 63, Series 66
Madison, AL
Ellis Wealth Advisors, LLC
Michael Ellis is a financial advisor with Ellis Wealth Advisors, LLC in Madison, AL, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He previously worked with Purshe Kaplan Sterling Investments and Edward Jones among other firms. Outside of advising, he owns Ellis Land Company, LLC, a real estate business. Ellis Wealth Advisors, LLC is an SEC-registered investment adviser managing approximately $155 million for about 165 clients with a two-advisor team. The firm offers discretionary portfolio management and integrated financial planning to trusts, charitable organizations, foundations, corporations, and individuals, employing a mix of quantitative, fundamental, technical, and economic analysis without using third-party sub-advisers.
Series 66
Harvest, AL
Hibernia Wealth Partners, LLC
Taylor West is a financial advisor at Hibernia Wealth Partners, LLC with eight years of industry experience. He holds the Series 66 designation and has worked with firms including Edward Jones and LPL Financial. West is based in Harvest, Alabama. Hibernia Wealth Partners, LLC is an SEC-registered investment adviser managing approximately $372.5 million in client assets, serving individuals, trusts, retirement plans, and institutional investors. The firm offers portfolio management, financial planning, ERISA plan services, and sponsors a wrap-fee program, employing tailored investment strategies that incorporate fundamental, technical, and quantitative analyses as well as modern portfolio theory.
Series 63, Series 66
Madison, AL
Verus Capital Partners, LLC
Michael Jones is a financial advisor at Verus Capital Partners, LLC with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at several firms including LifeCourse Capital, Inc. and Next Financial Group Inc. Outside of his advisory role, he is also a notary public in Madison, Alabama. Verus Capital Partners is a fee-based investment management firm serving individuals, trusts, pension plans, and estates. The firm employs a combined fundamental and technical analysis approach with strategic asset allocation and offers customized portfolios aligned with clients’ objectives and risk tolerance.
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