Caitlin M West
Advisor at The Ascent Group, LLC — Hillsborough, NJ
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
14 years
Location
Hillsborough, NJ
The Ascent Group, LLC
Multi-team
Caitlin West is a financial advisor with The Ascent Group, LLC based in Hillsborough, NJ, holding a Series 66 credential and having 14 years of industry experience. She has worked at several firms including Fidelity Personal and Workplace Advisors and KB Financial Partners. West serves as a Non-Academic Co-Chair on the Rutgers School of Business Finance Area Advisory Board. The Ascent Group, LLC provides investment management, financial planning, and consulting services to individuals, high net worth clients, families, trusts, businesses, institutions, and retirement plans. The firm combines discretionary and non-discretionary portfolio management with model portfolios and third-party managers, offering digital delivery and access to alternative investments, serving over 4,000 clients with approximately $4.76 billion in assets under management.
Based on The Ascent Group, LLC
Based on The Ascent Group, LLC
Fixed fees range from $250 to $25,000 for financial planning and consulting services
$0+: Up to 1.75% annually, depending on portfolio size and services $0+: Up to 1.50% annually for retirement plan consulting, depending on assets advised
Certain supervised persons offer commission-based brokerage and insurance products separately
Hourly fees range from $150 to $500 depending on service complexity and professional
Account minimum: $5,000 Minimum fee: SIPP minimum annual Manager Fee of $100 Fee-only: Fixed fees from $250 to $25,000 for financial planning; hourly fees from $150 to $500
Hillsborough, NJ
Hillsborough NJ
Advisors at this office
1
New Jersey
14 years of industry experience
OSAIC
2024 - Present • 2 years
Virginia Beach, VA
The Ascent Group, LLC
2021 - Present • 5 years
Virginia Beach, VA
Journey Strategic Wealth LLC
2021 - 2021 • 1 year
Summit, NJ
Kb Financial Partners, Llc
2019 - 2021 • 2 years
Princeton, NJ
M HOLDINGS SECURITIES, Inc.
2019 - 2021 • 2 years
Portland, OR
Fidelity Personal and Workplace Advisors
2018 - 2019 • 1 year
Boston, MA
Fidelity brokerage Services LLC
2018 - 2019 • 1 year
Wayne, NJ
First Republic Investment Management, Inc.
2018 - 2018 • 1 year
New York, NY
First Republic Securities Company, LLC
2018 - 2018 • 1 year
New York, NY
Demeter Professional Advisors Group
2017 - 2017 • 1 year
Hillsborough, NJ
Gitterman Wealth Management, LLC
2013 - 2017 • 4 years
Edison, NJ
Merrill
2008 - 2011 • 3 years
Boston, MA
Merrill
2007 - 2008 • 1 year
Boston, MA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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