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Caleb Wayne Allen

Advisor at Cambridge Investment Research Advisors — Quebeck, TN

Updated today

Credentials

Series 66

Experience

3 years

Location

Quebeck, TN

Cambridge Investment Research Advisors logo

Cambridge Investment Research Advisors

Institution

Total advisors

3,909

Across 2,198 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Caleb Allen is a financial advisor at Cambridge Investment Research Advisors with three years of industry experience. He holds a Series 66 designation and previously served ten years in the United States Marine Corps. Outside of his advisory role, he is the owner of a consulting and coaching business and is employed by the YMCA. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension plans, charitable organizations, and retirement-plan sponsors, offering financial planning, investment management, and retirement advisory services. The firm supports various investment platforms and strategies, combining proprietary models with access to third-party managers, and provides institutional features such as advisor transition support and compliance processes.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Self-Employed

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Fee options

Fixed

For financial planning and consulting, flat fees generally do not exceed $25,000 but may be higher based on complexity; For WealthPort setup fee generally less than 1% of assets or $1,000

Percentage

$0 - $100,000: 1.50% $100,000 - $250,000: 1.25% $250,000+: 1.00%

Commissions

Financial Professionals acting as Registered Representatives receive commissions on securities and insurance sales

Project-based

Generally up to $500 per hour for financial planning and consulting services; up to $500 per hour for retirement plan advisory services

Subscriptions

Financial Wellness services paid by employer; flat or hourly fees per agreement

Other

Account minimum: $5,000 Minimum fee: Minimum WealthPort program fee of $250 annually for CAAP® and UMA accounts

Location

See office

Quebeck, TN

Quebeck TN

Advisors at this office

1

Most active in

Tennessee · Texas

Work history

3 years of industry experience

Cambridge Investment Research Advisors

2023 - Present • 3 years

Fairfield, IA

Cambridge Investment Research, Inc.

2023 - Present • 3 years

Fairfield, IA

Cambridge Investment Research, Inc.

2021 - 2023 • 2 years

Fairfield, IA

United States Marine Corps

2012 - 2022 • 10 years

Washington, DC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Kelvin D

Series 63, Series 65

McMinnville, TN

Dmk Advisor Group, Inc.

Kelvin Douglas is a financial advisor with DMK Advisor Group, Inc., holding Series 63 and Series 65 credentials and having 22 years of industry experience. His career includes roles at Douglas & Lanier Agency since 2016 and Royal Alliance from 2015 to 2019, as well as long-term involvement with Douglas & Associates since 1999. Outside of advisory work, he serves as Vice President of Douglas & Lanier Agency, a corporation providing property, casualty, life, and health insurance. DMK Advisor Group offers portfolio management and investment supervisory services to individuals, small businesses, trusts, corporations, and retirement plans. The firm manages approximately $130.8 million across about 515 client relationships, providing both discretionary and non-discretionary account management with investment models based on mutual funds and ETFs combining technical and fundamental analysis.

Wealth management Active portfolio management
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Justin T

Series 65

Sparta, TN

Gibbs Wealth Management, LLC

Justin Turney is a financial advisor at Gibbs Wealth Management, LLC with a Series 65 license and two years of industry experience. He has been with Gibbs Wealth Management since 2023 and also leads Turney Financial Group, which he founded in 2013. In addition to his advisory role, Turney is an agent and office manager for a fixed index annuities and life insurance business. Gibbs Wealth Management provides discretionary investment advisory services to individual and high-net-worth clients through an advisor-directed Model Management program that utilizes third-party platforms and strategists. The firm focuses on selecting and monitoring model portfolios based on clients’ financial situations, goals, and risk tolerance rather than proprietary portfolio construction.

Options & derivatives strategies Concentrated stock management
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Celia C

Series 63, Series 66

McMinnville, TN

Private Advisor Group, LLC

Celia Cayce is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. She previously worked at Edward Jones, Bank of Hawaii, and Wells Fargo Home Mortgage. Cayce is involved with Pure Wealth Partners LLC, an investment-related business affiliated with her work at Private Advisor Group. Private Advisor Group serves individuals, business entities, trusts, estates, and charitable organizations by providing discretionary and non-discretionary portfolio management, financial planning, and retirement-plan consulting through a network of investment adviser representatives. The firm offers access to third-party asset managers, turnkey asset management platforms, and a firm-managed separately managed account program.

Retired Founder/Business Owner
user avatar

Stephen K

Series 66

McMinnville, TN

OSAIC Institutions, inc.

Stephen Keck is a financial advisor with OSAIC Institutions, Inc., holding a Series 66 designation and 14 years of industry experience. He has worked at Infinex Investments, Inc. and Security Federal Savings Bank since 2015, where he serves as Senior Vice President of Wealth Management. Keck is also a board member and treasurer for Rotary International. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with a focus on both discretionary and non-discretionary strategies.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Wendy K

Series 66

McMinnville, TN

OSAIC Institutions, inc.

Wendy Kell is a financial advisor with OSAIC Institutions, Inc. She holds a Series 66 designation and has seven years of industry experience. Prior to joining OSAIC, she has worked with Infinex Investments, Inc. since 2015 and serves as Vice President at Security Federal Savings Bank, where she has worked since 1998. In addition to her advisory role, she is a board member and backup bookkeeper at Covenant Academy and volunteers as a merit badge counselor for the Boy Scouts of America. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, wrap programs, and access to alternative investments, operating through a hybrid adviser/broker-dealer model with a combination of discretionary and non-discretionary accounts.

Annuities Tax-loss harvesting Founder/Business Owner Executive
user avatar

Daniel S

Series 66

McMinnville, TN

Private Advisor Group, LLC

Daniel Sellers is a financial advisor with Private Advisor Group, LLC, holding a Series 66 designation and 12 years of industry experience. He previously worked at Edward Jones before joining Private Advisor Group and LPL Financial in 2020. Private Advisor Group serves a broad range of clients, including individuals, business entities, trusts, estates, and charitable organizations, offering portfolio management, financial planning, and retirement-plan consulting through various advisory programs and access to third-party asset managers and turnkey platforms. The firm supports diverse investment strategies and client preferences via a network of investment adviser representatives.

Retired Founder/Business Owner
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