Caleb Montag
Advisor at LPL Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Rock Rapids, IA
Credentials
CFP®, Series 66
Industry experience
11 years
About
Caleb Montag is a CFP® with 11 years of industry experience, currently serving as a financial advisor at LPL Financial since 2024. His prior experience includes roles at Securities America Advisors and SII Investments. Outside of his advisory work, Montag is the owner of two non-investment related businesses, Bird Dog Distribution, LLC and Flyover Precision AG. LPL Financial offers advisory and brokerage services to a diverse client base, including individual investors, retirement plans, institutions, and high-net-worth households. The firm supports its advisors with in-house research and a broad range of investment solutions, combining large-scale advisory operations with non-advisory product offerings.
Client services
Based on LPL Financial
Financial planning
Portfolio management
Educational seminars or workshops
Consulting and other non-discretionary advisory services
Consulting and other non-discretionary advisory services
Expertise
Based on LPL Financial
Wealth management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Tax-loss harvesting
Fee options
Financial planning and consulting services may be charged a flat fee as negotiated.
Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.
Financial planning hourly fees up to $500 per hour.
Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.
Location
Rock Rapids, IA
Most active in
Caleb M has reported serving >5 clients in these states in the last 12 months.
Iowa · South Dakota · Texas
Work history
LPL Financial
2024 - Present (2 years)
Securities America Advisors
2018 - 2024 (6 years)
Securities America, inc.
2018 - 2024 (6 years)
LPL Financial, llc
2018 - 2018 (1 year)
SII Investments
2016 - 2018 (2 years)
NORTH STAR RESOURCE GROUP
2013 - 2016 (3 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Nancy V
Series 63, Series 65
Rock Rapids, IA
Cambridge Investment Research Advisors
Nancy Van De Berg is a financial advisor with Cambridge Investment Research Advisors and holds Series 63 and Series 65 licenses. She has 26 years of industry experience, including prior roles at INVEST Financial Corp and Main Street Financial Services, where she continues as an independent insurance agent. Outside of her advisory work, she co-owns a farming operation in Luverne, MN. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a large network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing both model-based and customized investment approaches.
Carmen A
Series 65
Rock Rapids, IA
Cambridge Investment Research Advisors
Carmen Austin is a Series 65-licensed financial advisor with Cambridge Investment Research Advisors, where she has worked since 2017. She has nine years of industry experience, including prior roles at Invest Financial Corp and co-owning De Noble, Austin & Company, a CPA firm providing tax preparation, auditing, payroll, and bookkeeping services. Cambridge Investment Research Advisors serves a diverse client base that includes individual investors, retirement plans, charitable organizations, and pension/profit-sharing plans. The firm offers a range of advisory services through a large network of independent financial professionals, utilizing model portfolios, third-party strategists, and multiple account platforms.
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