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Caleb James Warren

Advisor at Warren Financial, LLC — Bangor, ME

Updated today

Credentials

CFP®, Series 66

Experience

7 years

Location

Bangor, ME 04401

Warren Financial, LLC logo

Warren Financial, LLC

Independent

Total advisors

1

Clients per advisor

44 High

Avg AUM per client

$560,115 Typical

HNW client ratio

16% Typical

About

Caleb Warren is a CFP® with seven years of industry experience and the principal advisor at Warren Financial, LLC in Bangor, ME. His prior experience includes roles at Ameriprise Financial Services and Raymond James. In addition to his advisory work, he is a licensed insurance agent providing life, disability, and long-term care insurance. Warren Financial serves individuals, high-net-worth clients, and pension or profit-sharing plans by offering portfolio management, financial planning, and pension consulting. The firm combines fundamental and technical analysis with modern portfolio theory and provides fiduciary and non-fiduciary services to plan sponsors, including ERISA-related consulting.

Client services

Based on Warren Financial, LLC

Financial planning Portfolio management Pension consulting

Expertise

Based on Warren Financial, LLC

Options & derivatives strategies

Occupation focus

Based on Warren Financial, LLC

Founder/Business Owner

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Fee options

Fixed

Financial planning flat fees range between $500 and $15,000; pension consulting flat fees range between $2,500 and $15,000

Percentage

$1 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.25% $5,000,001+: 1.00%

Project-based

$500 per hour for financial planning and pension consulting services

Location

Bangor, ME

1147 Hammond St, Ste 3

Bangor ME 04401

Advisors at this office

1

Most active in

Maine

Work history

7 years of industry experience

Warren Financial

2024 - Present • 2 years

Bangor, ME

Avery Rock Financial, LLC dba Warren Financial

2023 - 2026 • 3 years

Bangor, ME

Ameriprise Financial Services

2023 - 2023 • 1 year

Bangor, ME

RAYMOND JAMES

2019 - 2023 • 4 years

Bangor, ME

RAYMOND JAMES

2019 - 2023 • 4 years

Bangor, ME

Defense Commissary Agency

2016 - 2019 • 3 years

Bangor, ME

Husson University

2016 - 2017 • 1 year

Bangor, ME

The Village Woodworker

2016 - 2019 • 3 years

Oxford, ME

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Alexander B

CFP®, Series 66

Bangor, ME

Oldfield Wealth Partners

In his role at Oldfield Wealth Partners, Alex works with clients to support the financial planning process and help them make thoughtful decisions about their financial future. He is passionate about helping individuals and families gain clarity and confidence in their financial lives. Alex earned a bachelor’s degree in Business Administration with a concentration in Financial Planning from Liberty University in 2023. He is a CERTIFIED FINANCIAL PLANNER™ professional and also holds the Certified Kingdom Advisor® designation. He joined Oldfield Wealth Partners in 2026. Alex lives in Levant with his wife, Kara, and their dog, Oakley. In his free time he enjoys fishing, playing hockey, and spending time outdoors. He and his wife are proud members of the Rock Church.

Retirement income strategy Social Security optimization Roth conversion strategy General tax planning Active portfolio management Retired Self-Employed Approaching retirement Christian Faith Based Values-based investing Religious/faith focused

Chase G

Series 65

Bangor, ME

Oldfield Wealth Partners

Chase Guerrette is a financial advisor at Oldfield Wealth Partners with four years of industry experience. He holds a Series 65 designation and has previously worked at Ameritas Advisory Services, Thompson Financial Group, and Bangor Savings Bank. Oldfield Wealth Partners is an independent wealth management firm based in Bangor, Maine, serving business owners and high-net-worth families across the state. The firm provides financial planning and investment management tailored to clients’ individual circumstances, including business succession and coordination of personal and business financial goals.

Wealth management Business exit / sale strategy Business succession planning General retirement planning Active portfolio management Self-Employed Retired Doctor or Medical Professional Financial Professional Founder/Business Owner Established Professionals Approaching retirement Retired Career Changers Mid-Career Professionals

Kyle G

CFP®, Series 66

Bangor, ME

Oldfield Wealth Partners

As a Wealth Planning Advisor at Oldfield Wealth Partners, Kyle works with individuals, families, and business owners to help them make thoughtful financial decisions with clarity and confidence. He believes sound planning starts with understanding what matters most to each client, and that the work is a long-term partnership rooted in trust and a real commitment to helping clients steward what they have built. Kyle is a CERTIFIED FINANCIAL PLANNER™ professional and brings a distinctive background to his role. With bachelor’s and master’s degrees in music education and performance, his years as a musician shaped a disciplined, patient approach and a habit of working carefully through complex problems. He enjoys helping clients understand where they stand today and make decisions that fit their goals and values. Kyle lives in Hampden with his wife, Laurin, their son, Nolan, and their dog, Luna. Outside the office, he enjoys time with family, playing trumpet, and serving in his church’s worship ministry.

Early retirement planning Retirement withdrawal strategies Charitable giving tax strategies Wealth management General tax planning Approaching retirement Retired Established Professionals
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Lynn T

Series 63, Series 65

Bangor, ME

Thibeau Financial Consulting, LLC

Lynn Thibeau is the principal of Thibeau Financial Consulting, LLC, an independent firm based in Bangor, Maine. She holds Series 63 and Series 65 licenses and has 15 years of industry experience, including prior roles at Voya Financial Partners, LLC, Bangor Securities, Inc., and Means Wealth Management. Outside of her financial work, she provides private piano instruction and serves on the board of a local condominium association. Thibeau Financial Consulting offers personal financial consulting focused on budgeting, debt reduction, and financial organization for individual clients. The firm emphasizes education and advocacy rather than asset management, providing guidance primarily on mutual funds and referring clients seeking full investment management to other firms.

Debt management Cash flow / budgeting
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David R

Series 63, Series 65

Bangor, ME

Eagle Financial Strategies

David Robbins is a financial advisor at Eagle Financial Strategies with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Key Investment Services LLC and American Independent Securities Group, LLC. Robbins is also an independent insurance agent. Eagle Financial Strategies provides portfolio management, financial planning, and pension consulting to individual, corporate, and charitable clients. The firm uses a combination of fundamental and technical analysis to tailor asset allocations and manages accounts on a discretionary basis, offering model portfolios and fund-based solutions for smaller accounts.

General retirement planning Wealth management Cash flow / budgeting
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Richard N

Series 66

Bangor, ME

Eagle Financial Strategies

Richard Nickerson is a financial advisor at Eagle Financial Strategies in Bangor, ME, holding a Series 66 designation with 24 years of industry experience. Prior to joining Eagle Financial Strategies in 2019, he worked at LPL Financial LLC and Camden National Bank from 2008 to 2019. Eagle Financial Strategies provides portfolio management, financial planning, and pension consulting to individual, corporate, and charitable clients. The firm offers discretionary, individualized account management, including model portfolios and fund-based solutions, and uses a combination of fundamental and technical analysis to develop and adjust asset-allocation targets.

General retirement planning Wealth management Cash flow / budgeting
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