Caleb James Warren
Advisor at Warren Financial, LLC — Bangor, ME
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFP®, Series 66
Experience Industry experience
7 years
Location
Bangor, ME 04401
Warren Financial, LLC
Independent
Total advisors
1Clients per advisor
44 HighAvg AUM per client
$560,115 TypicalHNW client ratio
16% TypicalCaleb Warren is a CFP® with seven years of industry experience and the principal advisor at Warren Financial, LLC in Bangor, ME. His prior experience includes roles at Ameriprise Financial Services and Raymond James. In addition to his advisory work, he is a licensed insurance agent providing life, disability, and long-term care insurance. Warren Financial serves individuals, high-net-worth clients, and pension or profit-sharing plans by offering portfolio management, financial planning, and pension consulting. The firm combines fundamental and technical analysis with modern portfolio theory and provides fiduciary and non-fiduciary services to plan sponsors, including ERISA-related consulting.
Based on Warren Financial, LLC
Financial planning flat fees range between $500 and $15,000; pension consulting flat fees range between $2,500 and $15,000
$1 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.25% $5,000,001+: 1.00%
$500 per hour for financial planning and pension consulting services
Bangor, ME
1147 Hammond St, Ste 3
Bangor ME 04401
Advisors at this office
1
Maine
7 years of industry experience
Warren Financial
2024 - Present • 2 years
Bangor, ME
Avery Rock Financial, LLC dba Warren Financial
2023 - 2026 • 3 years
Bangor, ME
Ameriprise Financial Services
2023 - 2023 • 1 year
Bangor, ME
RAYMOND JAMES
2019 - 2023 • 4 years
Bangor, ME
RAYMOND JAMES
2019 - 2023 • 4 years
Bangor, ME
Defense Commissary Agency
2016 - 2019 • 3 years
Bangor, ME
Husson University
2016 - 2017 • 1 year
Bangor, ME
The Village Woodworker
2016 - 2019 • 3 years
Oxford, ME
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A felony or certain misdemeanor charges, whatever the outcome, including dismissals and acquittals.
The advisor resigned, was permitted to resign or was discharged after allegations of rule violations, fraud or failure to supervise.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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