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Carrie Yates

Advisor at HUB Investment Partners, LLC

Updated today

Location

Carriere, MS

Credentials

Series 63, Series 66

Industry experience

11 years

About

Carrie Yates is a financial advisor at HUB Investment Partners, LLC with 11 years of industry experience. She holds Series 63 and Series 66 designations. Her prior experience includes roles at TD Ameritrade and Fidelity. HUB Investment Partners provides investment management and retirement planning services to a diverse client base, including individuals, institutions, and municipal entities. The firm combines internally managed model portfolios with customized strategies and offers access to various advisory platforms, serving as a fiduciary for retirement and IRA accounts.

Client services

Based on HUB Investment Partners, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Advisory consulting

Occupation focus

Based on HUB Investment Partners, LLC

Retired Founder/Business Owner

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Fee options

Fixed

Flat fees may be charged for retirement and financial planning services, investment consulting services for banks, and balance sheet management consulting services for banks; also a $1,000-$1,500 flat quarterly fee for reporting in MAPP program

Percentage

$0 - $99,999.99: 1.50% $100,000 - $999,999.99: 1.25% $1,000,000 - $2,999,999.99: 1.00% $3,000,000 - $6,999,999.99: 0.75% $7,000,000 - $9,999,999.99: 0.50% $10,000,000+: Negotiated

Project-based

Hourly fees may be charged for retirement and financial planning services

Other

Fee-only: Hourly rate, flat fee, and/or percentage of assets under management for retirement and financial planning services; fees are negotiable and vary based on complexity and size

Location

Carriere, MS

Most active in

Florida · Louisiana · Mississippi

Work history

HUB Investment Partners, LLC

2021 - Present (5 years)

Td Ameritrade, Inc.

2017 - 2021 (4 years)

FIDELITY

2013 - 2017 (4 years)

Home Maker

2010 - 2021 (11 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Chloe C

Series 66

Picayune, MS

Edward Jones

Chloe Couvillion is a financial advisor at Edward Jones in Picayune, MS, holding a Series 66 designation with one year of industry experience. Her prior background includes education at Louisiana State University and a role at Pope John Paul II Catholic High School. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Brandon R

Series 63, Series 66

Carriere, MS

Edward Jones

Brandon Rhodes is a financial advisor with Edward Jones in Carriere, MS, holding Series 63 and Series 66 designations and with 21 years of industry experience. He has been with Edward Jones since 2004. Rhodes serves as a board member of the St. Stanislaus Progression Board in Bay St. Louis, MS, where he helps coordinate the school's financial position and activities. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, operating under a fiduciary standard, and is notable for its large advisor network and affiliated capabilities beyond advisory services.

Retirement income strategy Wealth management Oil & Gas Religious/faith focused

Shan S

Series 66

Picayune, MS

Edward Jones

Shan Seymour is a financial advisor at Edward Jones with 12 years of industry experience and holds a Series 66 designation. He has been with Edward Jones since 2013. Outside of his advisory role, he owns and operates We Rock The Spectrum, a children’s gym in Mandeville, LA. Edward Jones is a full-service wealth management firm serving individual and institutional clients through a nationwide network of over 23,000 advisors. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Retirement income strategy College savings (529s, UTMA, etc.) General retirement planning Wealth management Retired Founder/Business Owner Executive

Paige G

Series 66

Picayune, MS

Edward Jones

Paige Gaubert is a financial advisor with Edward Jones, holding a Series 66 designation and having one year of industry experience. Prior to joining Edward Jones, Paige held roles at Champion Insurance Partners and worked at Pope John Paul II Catholic High School. Paige has also been involved with Magnolia Athletic Company. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management through a nationwide network of over 23,000 financial advisors and offers a range of advisory programs and investment strategies under a fiduciary standard.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner

Thierry G

CFP®, Series 63

Picayune, MS

Edward Jones

Thierry Gaubert III is a CFP® with 29 years of experience in financial advising, currently with Edward Jones since 1996. He is based in Picayune, MS. Outside of his advisory role, he is a member of Citation Logistics LLC and Gulf South Oil Solutions LLC, both involved in transportation and technology sectors. Edward Jones is a full-service wealth management firm serving individual and institutional clients across a wide range of financial needs. With over 23,000 advisors, the firm manages approximately $1.01 trillion in assets and offers varied investment strategies including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Retirement income strategy Wealth management Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner

Billy H

Series 66

Bogalusa, LA

Edward Jones

Billy Hartfield is a financial advisor with Edward Jones in Bogalusa, LA, holding a Series 66 credential and 15 years of industry experience. He has been with Edward Jones since 2010. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm maintains a large nationwide network of advisors and branches and offers services under a fiduciary standard.

General retirement planning Retired Founder/Business Owner Executive
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