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Carrie Irene Yates

Advisor at HUB Investment Partners, LLC — Carriere, MS

Updated today

Credentials

Series 63, Series 66

Experience

12 years

Location

Carriere, MS

HUB Investment Partners, LLC logo

HUB Investment Partners, LLC

Multi-team

Total advisors

118

Across 17 offices

Clients per advisor

46 Low

Avg AUM per client

$1,320,897 High

HNW client ratio

18% Typical

About

Carrie Yates is a financial advisor at HUB Investment Partners, LLC with 11 years of industry experience. She holds Series 63 and Series 66 designations. Her prior experience includes roles at TD Ameritrade and Fidelity. HUB Investment Partners provides investment management and retirement planning services to a diverse client base, including individuals, institutions, and municipal entities. The firm combines internally managed model portfolios with customized strategies and offers access to various advisory platforms, serving as a fiduciary for retirement and IRA accounts.

Client services

Based on HUB Investment Partners, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Advisory consulting

Occupation focus

Based on HUB Investment Partners, LLC

Retired Founder/Business Owner

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Fee options

Fixed

Flat fees may be charged for retirement and financial planning services, investment consulting services for banks, and balance sheet management consulting services for banks; also a $1,000-$1,500 flat quarterly fee for reporting in MAPP program

Percentage

$0 - $99,999.99: 1.50% $100,000 - $999,999.99: 1.25% $1,000,000 - $2,999,999.99: 1.00% $3,000,000 - $6,999,999.99: 0.75% $7,000,000 - $9,999,999.99: 0.50% $10,000,000+: Negotiated

Project-based

Hourly fees may be charged for retirement and financial planning services

Other

Fee-only: Hourly rate, flat fee, and/or percentage of assets under management for retirement and financial planning services; fees are negotiable and vary based on complexity and size

Location

See office

Carriere, MS

Carriere MS

Advisors at this office

1

Most active in

Florida · Louisiana · Mississippi

Work history

12 years of industry experience

HUB Investment Partners, LLC

2021 - Present • 5 years

Austin, TX

Td Ameritrade, Inc.

2017 - 2021 • 4 years

Covington, LA

FIDELITY

2013 - 2017 • 4 years

Cincinnati, OH

Home Maker

2010 - 2021 • 11 years

Lawrenceburg, IN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Chloe C

Series 66

Picayune, MS

Edward Jones

Chloe Couvillion is a financial advisor at Edward Jones in Picayune, MS, holding a Series 66 designation with one year of industry experience. She has been with Edward Jones since 2023 and attended Louisiana State University prior to her advisory career. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Brandon R

Series 63, Series 66

Carriere, MS

Edward Jones

Brandon Rhodes is a financial advisor with Edward Jones in Carriere, MS, holding Series 63 and Series 66 licenses and 22 years of industry experience. He has been with Edward Jones since 2004. Outside of his advisory role, Rhodes serves on the St. Stanislaus Progression Board in Bay St Louis, MS, helping to coordinate the school's financial position and activities. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, access to separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy Wealth management Oil & Gas Religious/faith focused

Shan S

Series 66

Picayune, MS

Edward Jones

Shan Seymour is a financial advisor at Edward Jones with 12 years of industry experience and holds a Series 66 designation. He has been with Edward Jones since 2013. Outside of his advisory role, he owns and operates We Rock The Spectrum, a children’s gym in Mandeville, LA. Edward Jones is a full-service wealth management firm serving individual and institutional clients through a nationwide network of over 23,000 advisors. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Retirement income strategy College savings (529s, UTMA, etc.) General retirement planning Wealth management Retired Founder/Business Owner Executive

Paige G

Series 66

Picayune, MS

Edward Jones

Paige Gaubert is a financial advisor at Edward Jones with one year of industry experience. She holds the Series 66 designation and has worked at Edward Jones since 2023. Outside of her advisory role, she has experience with Magnolia Athletic Company and educational institutions. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including a wide range of households and organizations. The firm manages over $1 trillion in assets and offers a variety of advisory strategies and affiliated investment products through a large national network of advisors and branch offices.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner

Thierry G

CFP®, Series 63

Picayune, MS

Edward Jones

Thierry Gaubert III is a CFP® with 29 years of experience in financial advising, currently with Edward Jones since 1996. He is based in Picayune, MS. Outside of his advisory role, he is a member of Citation Logistics LLC and Gulf South Oil Solutions LLC, both involved in transportation and technology sectors. Edward Jones is a full-service wealth management firm serving individual and institutional clients across a wide range of financial needs. With over 23,000 advisors, the firm manages approximately $1.01 trillion in assets and offers varied investment strategies including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Retirement income strategy Wealth management Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner

Billy H

Series 66

Bogalusa, LA

Edward Jones

Billy Hartfield is a financial advisor with Edward Jones in Bogalusa, LA, holding a Series 66 credential and 15 years of industry experience. He has been with Edward Jones since 2010. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm maintains a large nationwide network of advisors and branches and offers services under a fiduciary standard.

General retirement planning Retired Founder/Business Owner Executive
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