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Carter Schmitz

Advisor at IAMS Wealth Management, LLC

Updated today

Location

Dell Rapids, SD 57022

Credentials

Series 63, Series 65

Industry experience

< 1 year

About

Carter Schmitz is a financial advisor at IAMS Wealth Management, LLC with Series 63 and Series 65 credentials. He has one year of industry experience and has held roles at Next Point Technology, Inc., The Integrity Group, LLC, and Northwestern Mutual. Outside of his advisory work, he serves as treasurer for student organizations at Augustana University. IAMS Wealth Management provides investment advisory and financial planning services to individuals, retirement plans, trusts, estates, corporations, and charitable organizations. The firm offers discretionary portfolio management and consulting using proprietary and third-party model portfolios with an asset-allocation approach across multiple asset classes.

Client services

Based on IAMS Wealth Management, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers General consulting services

Expertise

Based on IAMS Wealth Management, LLC

Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on IAMS Wealth Management, LLC

Founder/Business Owner Retired

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Fee options

Fixed

Fixed financial planning fees up to $10,000; other consulting fixed fees negotiated case-by-case

Percentage

$0 - $500,000: 1.85% annually $500,000 - $1,000,000: 1.70% annually $1,000,000 - $2,000,000: 1.55% annually $2,000,000+: Negotiable

Commissions

Commissions from insurance products and securities sales by dually licensed representatives

Project-based

Up to $300 per hour for specific financial planning or consulting services

Other

Account minimum: $25,000 Minimum fee: $100 per account, per year, prorated monthly ($8.33/month) administrative and technology fee Fee-only: Financial planning fixed fees up to $10,000; hourly fees up to $300/hour

Location

511 W. 4th St.

Dell Rapids, SD 57022

Most active in

South Dakota

Work history

Next Point Technology, Inc.

2026 - Present (1 year)

The Integrity Group, LLC.

2025 - Present (1 year)

IAMS Wealth Management

2025 - Present (1 year)

Northwestern Mutual Investment Services LLC

2025 - 2025 (1 year)

Northwestern Mutual Life Insurance Company

2025 - 2025 (1 year)

Girton Adams

2024 - 2024 (1 year)

Augustana Univsersity

2023 - Present (3 years)

Augustana University

2023 - Present (3 years)

Augustana University

2023 - 2023 (1 year)

Augustana University

2022 - Present (4 years)

Augustana University

2022 - Present (4 years)

Best Buy

2021 - 2023 (2 years)

Applebees

2020 - 2021 (1 year)

Stevens High School

2018 - 2022 (4 years)

Southwest Middle School

2015 - 2018 (3 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Michael K

ChFC®, Series 63

Dell Rapids, SD

Eagle Strategies (NY Life)

Michael Kahler is a financial advisor with Eagle Strategies (NY Life) holding the ChFC® and Series 63 designations and has 39 years of industry experience. He has worked with Eagle Strategies since 2003 and operates Kahler Financial Services, which sells New York Life products and brokers non-registered insurance products. Eagle Strategies LLC serves individuals, employer-sponsored retirement plans, trusts, charitable organizations, and corporate clients by providing financial planning, investment advisory, and retirement plan consulting services through a large network of advisors and specialized programs. The firm emphasizes client-directed solutions and uses third-party managers and model portfolios rather than firm-controlled discretionary mandates.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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Dustin S

Series 66

Dell Rapids, SD

LPL Financial

Dustin Steckler is a financial advisor at LPL Financial with a Series 66 designation and one year of industry experience. Prior to his current role, he worked at First Interstate Bank and has experience in education and community organizations, including the Dell Rapids School District and the Dell Rapids Baseball Association. LPL Financial provides advisory and brokerage services to a wide range of clients, including individual investors, retirement plan sponsors, and institutions. The firm offers various investment solutions supported by an in-house Research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Bruce M

Series 63, Series 65

Dell Rapids, SD

LPL Financial

Bruce Mogen is a financial advisor with LPL Financial based in Dell Rapids, SD, holding Series 63 and Series 65 credentials and having 22 years of industry experience. His prior roles include positions at First Interstate Bank, GREAT WESTERN BANK, and Raymond James Financial Services. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of advisory and brokerage services supported by an in-house research team and a variety of investment delivery options.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired

Rodger D

Series 66

Dell Rapids, SD

Edward Jones

Rodger Dooley is a financial advisor with Edward Jones in Dell Rapids, SD, holding a Series 66 designation and four years of industry experience. He has been with Edward Jones since 2021 and previously worked at Saia Inc for ten years. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, operates under a fiduciary standard, and maintains a large network of financial advisors and branch offices nationwide.

Retirement plans for business owners (SEP, solo 401k) Wealth management General retirement planning Military & Veterans
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Lesley S

CFP®, Series 66

Dell Rapids, SD

Edward Jones

Lesley Simanek is a CFP® certificant with 18 years of industry experience. She has been with Edward Jones since 2007. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Cory V

CFP®, Series 63, Series 66

Dell Rapids, SD

Edward Jones

Cory Van Duyn is a CFP® professional with 24 years of experience at Edward Jones, where he has been since 2002. He holds the Series 63 and Series 66 licenses. Outside of financial advising, he is involved in ethanol production through POET Bio Refining in Sioux Falls, SD. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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