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Catherine Leigh Henning

Advisor at Pacific Global Investment Management Company — Glendale, CA

Updated today

Credentials

Series 63, Series 65

Experience

22 years

Location

Glendale, CA 91203

Pacific Global Investment Management Company logo

Pacific Global Investment Management Company

Supported

Total advisors

4

Across 3 offices

Clients per advisor

31 Low

Avg AUM per client

$644,047 Typical

HNW client ratio

36% Typical

About

Catherine Henning is a financial advisor at Pacific Global Investment Management Company with 22 years of industry experience. She holds the Series 63 and Series 65 credentials and has been with Pacific Global in various capacities since 2001. Pacific Global serves individual investors, including high-net-worth and non-HNW clients, as well as pension and profit-sharing plans, trusts, and other entities through discretionary separately managed accounts and related services. The firm uses fundamental research and a proprietary screening process for investment decisions, emphasizing value-oriented or core equity styles and total return fixed-income management.

Client services

Based on Pacific Global Investment Management Company

Financial planning Portfolio management Pension consulting

Expertise

Based on Pacific Global Investment Management Company

General retirement planning Retirement income strategy Cash flow / budgeting Active portfolio management

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Fee options

Fixed

Financial Planning, Focused Analysis, and pension consulting fees offered on a per engagement basis with a minimum fee of $500. Financial Planning and pension consulting fees typically range from $1,000 to $5,000; Focused Analysis fees typically range from $500 to $800.

Percentage

$0 - $1,000,000: 1.25% $1,000,001 - $3,500,000: 1.00% $3,500,001 - $6,000,000: 0.75% $6,000,001 - $11,000,000: 0.65% $11,000,001+: 0.50%

Project-based

Financial Coaching at $250 per hour (minimum one hour).

Subscriptions

Ongoing financial planning review fees range from $1,000 to $2,500 per year, billed in advance pro-rated by frequency.

Other

Account minimum: $100,000 Minimum fee: Minimum quarterly fee may be charged for accounts below minimum size; specific amounts not stated. Fee-only: Fees charged based on assets under management and fixed fees for financial planning, consulting, and coaching services; no commissions accepted.

Location

See office

Glendale, CA

500 N. Brand Blvd, Ste 2160

Glendale CA 91203

Advisors at this office

3

Most active in

California

Work history

22 years of industry experience

Pacific Global Investment Mgmt Co

2026 - Present • 1 year

Glendale, CA

Pacific Global Investment Mgmt Co

2011 - 2026 • 15 years

Glendale, CA

Pacific Global Fund Distributors, Inc.

2010 - 2020 • 10 years

Glendale, CA

Pacific Global Fund Distributors, Inc.

2004 - 2020 • 16 years

Glendale, CA

Pacific Global Investment Mgmt Co

2004 - Present • 22 years

Glendale, CA

Pacific Global Investment Mgmt Co

2001 - Present • 25 years

Glendale, CA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Drew F

Series 65

Los Angeles, CA

Wideframe Wealth

Drew Feldman is the founder of WideFrame Wealth in Los Angeles, serving nationwide. He is an Accredited Portfolio Management Advisor™ and holds a Series 65 designation. Flat fee, fee only.

General tax planning Equity compensation tax strategy Factor investing / smart beta Entity structure planning (LLC, S-Corp) Retirement plans for business owners (SEP, solo 401k) Artists or Creative Self-Employed Founder/Business Owner Real Estate Professional HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
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Fred K

Series 63, Series 65

Venice, CA

Guardian Life

Fred Kettler is a mindful, holistic financial coach and independent financial professional serving Miami, Florida and Southern California, with nearly four decades of experience helping individuals, families, and business owners gain greater clarity, confidence, and peace of mind around their financial lives. Since beginning his career in 1987, Fred has focused on helping clients think beyond products, market returns, or isolated financial decisions. His planning approach is built around four key areas: cash-flow awareness, income and family protection, broadly diversified long-term investing, and retirement income planning. Fred’s work is centered on helping clients better understand where they are today, where they want to go, and how to build a more thoughtful roadmap for the future. His process emphasizes education, stewardship, long-term discipline, and creating dependable income strategies designed to support clients through every stage of life, especially as they approach or move through retirement. Rather than focusing solely on assets under management, Fred helps clients explore the bigger picture: how their savings, investments, insurance, income sources, and retirement goals can work together more effectively. His goal is to help people make more confident decisions, protect what matters most, and move forward with greater financial peace of mind. Fred Kettler is associated with Kettler Financial and has served clients for many years through a personal, relationship-driven planning process. His work is especially suited for individuals and families seeking a thoughtful financial chat, a clearer retirement income strategy, and a more holistic approach to long-term financial wellbeing.

Wealth management Retirement withdrawal strategies Income planning Life insurance needs analysis Retirement income strategy Self-Employed Financial Professional
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Sevada Z

Series 66

Burbank, CA

LPL Financial

Sevada Zadooryan is a financial advisor with LPL Financial in Burbank, CA, holding a Series 66 license and eight years of industry experience. His prior roles include positions at Mechanics Bank, CUSO Financial Services, J.P. Morgan Securities, Bank of America, and Merrill Lynch. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing discretionary and non-discretionary management supported by research, model portfolios, and various investment strategies.

College savings (529s, UTMA, etc.)
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Joo Hong K

Series 63, Series 65

Los Angeles, CA

Solomon Investment Consulting, Inc.

Joo Hong Kim is a financial advisor at Solomon Investment Consulting, Inc. in Los Angeles, CA, with 25 years of industry experience. He has held roles at the Asian Pacific American Dispute Resolution Center and the Pacific Business Exchange Golf Club. Kim holds Series 63 and Series 65 licenses. Solomon Investment Consulting is a fee-only, single-advisor registered investment adviser serving individuals, high-net-worth clients, and businesses. The firm manages approximately $27.8 million across about ten client relationships, offering discretionary and non-discretionary portfolio management and financial planning based on valuation and fundamental analysis, with a performance-based fee option available to qualified clients.

Active portfolio management
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Dominic W

Series 65

Los Angeles, CA

MDW Capital Management Corp.

Dominic Waechter is a financial advisor at MDW Capital Management Corp. in Los Angeles, holding a Series 65 designation with three years of industry experience. He has worked at Hammelman Capital Management LLC and currently maintains roles in accounting at DLD Accountancy, LLP, and in real estate brokerage and property management. In addition to his advisory work, Waechter is a licensed life insurance agent. MDW Capital Management Corp serves individual and high-net-worth clients through a single-advisor practice that oversees approximately $12.5 million in assets. The firm employs a referral and oversight model, matching clients with third-party discretionary managers and monitoring those externally managed portfolios without directly trading client accounts.

Wealth management
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Joseph L

Series 65

Santa Monica, CA

Joseph C. Longo, Attorney At Law

Joseph Longo is a financial advisor based in Santa Monica, CA, operating under the independent firm Joseph C. Longo, Attorney At Law. He holds a Series 65 designation and has 14 years of experience in the financial industry. In addition to providing investment advisory services, he is an attorney specializing in sports, tax, litigation, and estate planning, with over 20 years in legal practice. The firm offers investment advisory services to individual clients through a referral relationship with a broker-dealer, focusing on customized asset allocation recommendations without exercising discretionary management. Day-to-day portfolio decisions and trade execution are handled by the broker-dealer, while Joseph Longo consults with clients on strategy and restrictions.

Attorney
Warmer team member

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