Advisor at Private Advisor Group, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Cape Charles, VA 23310
Credentials
CFP®, Series 63, Series 65
Industry experience
42 years
Cathleen McCloy is a financial advisor with Private Advisor Group, LLC, holding CFP® certification and Series 63 and 65 licenses. She has 42 years of industry experience, including over two decades at LPL Financial, LLC. McCloy also operates through Thrive Wealth Advisors, a DBA for her LPL business, and provides advisory services via Private Advisor Group. Private Advisor Group is an SEC-registered firm managing over $41 billion for a diverse client base, including individuals, trusts, and institutions. The firm offers both discretionary and non-discretionary portfolio management, financial planning, and access to third-party asset managers and separately managed accounts.
Based on Private Advisor Group, LLC
Registrant can agree to charge a flat fee for specific services or periods, negotiated with clients.
Negotiable up to 2.00% annually
Certain IARs are registered representatives of LPL and may receive commissions on securities or insurance products sold; commissions vary.
Financial planning and consulting fees generally range from $150 to $400 per hour, negotiable.
Minimum fee: Registrant generally does not require an annual minimum fee or asset level for investment advisory services but can set an annual minimum fee or lesser fee at its discretion. Fee-only: Financial planning and consulting fees negotiable on a fixed fee basis or hourly rate basis, generally ranging from $150 to $400 per hour.
4 Heron Ct
Cape Charles, VA 23310
Texas · Virginia
Private Advisor Group, LLC
2019 - Present (7 years)
LPL Financial, LLC (Formerly: LINSCO PRIVATE LEDGER)
2000 - Present (26 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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