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Charles Frank

Advisor at LPL Financial

Updated today

Location

California, MO 65018

Credentials

Series 66

Industry experience

13 years

About

Charles Frank is a financial advisor with LPL Financial in Jefferson City, MO, holding a Series 66 designation and 13 years of industry experience. He has worked at LPL Financial since 2018 and has prior experience with Central Bank and Invest Financial Corporation. Outside of his advisory role, he is also an insurance agent. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, banks, charities, and high-net-worth households. The firm supports a wide range of investment approaches through its extensive network of investment adviser representatives and an in-house Research team that develops model portfolios and offers various strategic and tactical implementations.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

329 South Oak

California, MO 65018

Most active in

Arkansas · Illinois · Missouri · Texas

Work history

LPL Financial

2018 - Present (8 years)

Central Bank

2012 - Present (14 years)

Invest Financial Corporation

2012 - 2018 (6 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Dylan Cooper is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and two years of industry experience. Prior to joining LPL Financial in 2023, he worked in education and community roles including coaching at Tipton High School and employment with the Tipton R-VI School District. He is also a bus driver for Durham School Services. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households, offering a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

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Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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