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Charles Edwin Wheeler

Advisor at Robert Baird & Co. — Fairfield Bay, AR

Updated today

Credentials

Series 63, Series 65

Experience

44 years

Location

Fairfield Bay, AR

Robert Baird & Co. logo

Robert Baird & Co.

Institution

Total advisors

2,636

Across 298 offices

Clients per advisor

90 Typical

Avg AUM per client

$713,008 Very High

HNW client ratio

35% Very High

About

Charles Wheeler is a financial advisor with Robert Baird & Co., holding Series 63 and Series 65 credentials and has 44 years of industry experience. He has worked at Robert Baird & Co. since 1996 and previously at Merrill Lynch, Pierce, Fenner & Smith. Outside of his advisory role, Wheeler is a passive investor involved in family LLCs that engage in non-investment real estate activities. He is part of the DDK Group within Robert W. Baird & Co.'s Private Wealth Management department, which serves individuals, corporate clients, pensions, and charitable organizations. The firm offers a variety of services including financial planning, portfolio management, and separately managed accounts, employing manager-traded and model-traded strategies with ongoing investment monitoring.

Client services

Based on Robert Baird & Co.

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops See schedule d

Expertise

Based on Robert Baird & Co.

Wealth management Tax-loss harvesting

Occupation focus

Based on Robert Baird & Co.

Retired Founder/Business Owner

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Fee options

Fixed

Flat fees available for specific services or financial plans; negotiated per client agreement.

Percentage

$0 - $10,000,000: Negotiable $10,000,001 - $25,000,000: 0.60% $25,000,001 - $50,000,000: 0.45% $50,000,001 - $75,000,000: 0.30% $75,000,001 - $100,000,000: 0.15% $100,000,001+: Negotiable

Commissions

Brokerage commissions and related fees may apply for securities transactions; separate from advisory fees.

Project-based

Hourly consulting or advisory rates available; details negotiated per client agreement.

Other

Account minimum: $50,000 Minimum fee: Minimum quarterly advisory fee may be assessed; minimum annual advisory fee of $60,000 may apply for DDK Fee-only: Flat or hourly fees available; specific fees negotiated and detailed in client agreements.

Location

See office

Fairfield Bay, AR

Fairfield Bay AR

Advisors at this office

1

Most active in

Arkansas · Florida · Iowa · Texas

Work history

44 years of industry experience

Nmis

2002 - Present • 24 years

Milwaukee, WI

Robert Baird & Co.

1996 - Present • 30 years

Des Moines, IA

#Ia Merrill Lynch, Pierce, Fenner & Smit

1981 - Present • 45 years

Des Moines, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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William H

Series 63, Series 66

Clinton, AR

Independent Financial Group, LLC

William Hinds is a financial advisor with Independent Financial Group, LLC, holding Series 63 and Series 66 credentials and bringing 24 years of industry experience. His prior work includes roles at Edward Jones, LPL Financial, and Cornerstone Wealth Management. Outside of financial advising, he owns and operates Hinds Hillside Acres Farm, which raises beef cattle. Independent Financial Group, LLC provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth clients, trusts, and charitable organizations. The firm employs a combination of firm- and third-party models to develop tailored investment strategies encompassing both passive and active exposures.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired
user avatar

Pete P

Series 63, Series 65

Herber Springs, AR

SPC

Pete Pallone is a financial advisor with SPC, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has worked at Parkland Securities, LLC since 2014 and Sigma Planning Corp since 2002. Outside of his advisory work, he owns and operates a cattle ranch and serves as a board member of the Cleburne County Cattlemens Association. SPC serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans, managing approximately $5.66 billion in assets through a network of over 460 advisors. The firm offers portfolio management, financial planning, and ERISA-related retirement services, with an investment approach that includes discretionary management and collaboration with third-party managers.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive

Troy G

Series 66

Clinton, AR

Edward Jones

Troy Gruchalski is a Series 66-licensed financial advisor with Edward Jones in Clinton, Arkansas, with 10 years of industry experience, all at Edward Jones since 2016. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients across a wide range of account types. The firm manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 advisors, offering discretionary and non-discretionary investment strategies, tax-efficient services, and affiliated investment products under a fiduciary standard.

Retirement income strategy College savings (529s, UTMA, etc.) General retirement planning Wealth management Retired Founder/Business Owner Executive
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Ken C

Series 63, Series 65

Edgemont, AR

Wells Fargo Clearing

Ken Chastain is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 credentials and 34 years of industry experience. He has been with Wells Fargo entities since 2006, including Wells Fargo Advisors LLC and Wells Fargo Investments, LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm combines brokerage and advisory solutions and uses research and analytics to guide investment decisions, supporting a large network of over 14,000 advisors and managing approximately $671 billion in assets.

Retired Founder/Business Owner

Kristopher F

Series 66

Fairfield Bay, AR

Edward Jones

Kristopher Feeler is a financial advisor at Edward Jones with seven years of industry experience. He holds the Series 66 designation and has been with Edward Jones since 2019. Prior to joining Edward Jones, he worked at Windstream from 2016 to 2019. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large nationwide network of advisors and branch offices.

Retirement income strategy General estate planning guidance Multi-generational wealth transfer Wealth management Educators, Teachers, and Academics

Kevin F

Series 63, Series 66

Fairfield Bay, AR

Edward Jones

Kevin Feeler is a financial advisor at Edward Jones with 21 years of industry experience. He has held Series 63 and Series 66 licenses and has been with Edward Jones since 2004. Outside of his advisory role, he is a limited partner in Honeybee's Smokehouse LLC and part owner of a startup social media company based in Wyoming. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a nationwide network of more than 23,700 financial advisors.

Retirement income strategy General estate planning guidance Multi-generational wealth transfer Wealth management Retired Founder/Business Owner Executive
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