Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFA®
Experience Industry experience
6 years
Location
Remote
Christine Cao is a CFA® charterholder with six years of industry experience. She currently works at Legacy Private Client Services and has previous experience at Rosen Group Private Wealth Management and Raymond James. She also serves as Portfolio Manager and Chief Compliance Officer at Rosen Group Private Wealth Management Ltd., a related entity serving Canadian clients. Legacy Private Client Services provides discretionary portfolio management and subadvisory services primarily to high-net-worth individuals and other investment advisers. The firm emphasizes fundamental analysis, long-term trading, and a diversified allocation including real estate funds, and operates as a fiduciary with documented risk tolerance and regular client reporting.
Based on Legacy Private Client Services
$0 - $1,000,000: 1.25% $1,000,000 - $3,000,000: 1.00% $3,000,000 - $5,000,000: 0.75% $5,000,000 - And Up: 0.50%
Florida
6 years of industry experience
Rosen Group Private Wealth Management, LLC
2024 - Present • 2 years
Pointe-Claire
Rosen Group Private Wealth Management Ltd.
2022 - Present • 4 years
Montreal
Raymond James (USA) Ltd.
2017 - 2022 • 5 years
Montreal
Raymond James Ltd.
2016 - 2022 • 6 years
Montreal
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")