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Christy Hawthorne

Advisor at J. W. Cole Advisors, Inc.

Updated today

Location

Hill City, SD

Credentials

CFP®, Series 66

Industry experience

8 years

About

Christy Hawthorne is a CFP® with eight years of industry experience, currently serving as a financial advisor at J.W. Cole Advisors, Inc. since 2023. Prior to joining J.W. Cole, she worked at Edward Jones for six years and has experience in education, including teaching humanities courses online as an adjunct professor at San Joaquin Delta College. She is also involved in creative digital content and fiction publishing through ownership in related ventures. J.W. Cole Advisors is an SEC-registered investment adviser serving individuals, charities, corporations, and retirement plans through a network of over 400 independent investment adviser representatives. The firm offers portfolio management, fee-based financial planning, access to third-party managers, and multiple managed account solutions with both discretionary and non-discretionary investment approaches.

Client services

Based on J. W. Cole Advisors, Inc.

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops Hourly & fixed rate consulting

Expertise

Based on J. W. Cole Advisors, Inc.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.)

Occupation focus

Based on J. W. Cole Advisors, Inc.

Retired Founder/Business Owner

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Fee options

Fixed

Flat fees available for financial planning and consulting services; amounts negotiated

Percentage

$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%

Commissions

IARs may receive commissions for securities and insurance products when acting as registered representatives or insurance agents

Project-based

Up to $350 per hour for financial planning and consulting

Subscriptions

Ongoing financial planning and consulting services may be charged on a recurring fee basis

Other

Account minimum: $10,000 for Transaction-Based Advisory Account Programs; $100,000 for Asset-Based Advisory Account Program; $10,000 for FMAX Program; no minimum for financial planning services but minimum fee applies Minimum fee: Minimum fee generally 0.25%; maximum fee generally 3.00%; exceptions and waivers possible Fee-only: Financial planning and consulting services offered for hourly fees up to $350/hour, flat fees, or ongoing recurring fees

Location

Hill City, SD

Most active in

South Dakota

Work history

J.W. Cole Advisors, Inc.

2023 - Present (3 years)

J.W. Cole Financial, Inc.

2023 - Present (3 years)

Edward Jones

2017 - 2023 (6 years)

University of Phoenix

2012 - 2017 (5 years)

Stockton Unified School District

2005 - 2017 (12 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Jared S

Series 63, Series 66

Custer, SD

Edward Jones

Jared Slagle is a financial advisor with Edward Jones in Custer, SD, holding Series 63 and Series 66 credentials and six years of industry experience. Prior to joining Edward Jones in 2024, he worked at Marcus Technologies and has been self-employed as a rodeo announcer since 2010. He also assists with management duties at a family farm and ranch in Nebraska. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment solutions supported by a nationwide network of more than 23,700 financial advisors.

Business ownership considerations Business exit / sale strategy Business succession planning Retirement income strategy General estate planning guidance Founder/Business Owner
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Jason H

Series 63, Series 65

Custer, SD

RBC Capital Markets

Jason Hince is a financial advisor with RBC Capital Markets and holds Series 63 and Series 65 licenses. He has 26 years of industry experience, including four years at City National Bank. Outside of his advisory role, he serves as an adjunct professor of finance and as a board member on the advisory board to the dean at Creighton University Graduate School. Additionally, he owns and operates livestock-related businesses and is a partner in a private use aircraft venture. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs offering discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes investment strategies based on client risk profiles and integrates both in-house and third-party managers, with access to alternative investments and capital markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
user avatar

Jeffrey R

Series 66

Custer, SD

Edward Jones

Jeffrey Rich is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, he worked at Terillium, LLC for four years and RE/MAX, LLC for fifteen years. Outside of his advisory role, he owns and operates FortKnight Financial, LLC, a rental property business in Box Elder, SD. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate clients. The firm manages over $1 trillion in assets through a network of more than 23,000 advisors and offers a range of investment strategies and affiliated financial services under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Mark K

ChFC®, Series 63, Series 66

Custer, SD

Edward Jones

Mark Koch is a financial advisor at Edward Jones with 18 years of industry experience. He holds the ChFC®, Series 63, and Series 66 designations and has been with Edward Jones since 2013. Edward Jones is a full-service wealth management firm serving over four million clients, including individual and institutional investors. The firm offers a range of advisory programs and investment strategies, supported by a large nationwide network of financial advisors and branch offices.

Retirement income strategy General retirement planning Retired Founder/Business Owner Executive
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Melody Z

Series 66

Custer, SD

Edward Jones

Melody Zerbe is a financial advisor with Edward Jones in Custer, South Dakota, holding a Series 66 designation and 12 years of industry experience. She has been with Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including high-net-worth households and corporate clients. The firm manages approximately $1.01 trillion in assets under management through a nationwide network of more than 23,700 advisors, offering a range of investment strategies and fiduciary advisory services.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
user avatar

James M

Series 66

Custer, SD

Raymond James Financial

James Meyer is a financial advisor with Raymond James Financial Services Advisors, Inc. He holds a Series 66 designation and has 16 years of industry experience, including 12 years at Edward Jones before joining Raymond James in 2021. Meyer is also the CEO of Freedom Hills Wealth Management and President of Here4You LLC, entities through which he conducts his financial advisory business. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and charitable organizations. The firm provides financial planning and non-discretionary investment consulting, emphasizing tailored strategies developed through detailed client risk profiling and supported by firm research and various implementation options.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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