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Curtis Timothy Corkey

Advisor at Principal Financial Services — Almond, NY

Updated today

Credentials

ChFC®, Series 63

Experience

29 years

Location

Almond, NY 14804

Principal Financial Services logo

Principal Financial Services

Enterprise

Total advisors

1,467

Across 577 offices

Clients per advisor

35 Very Low

Avg AUM per client

$324,050 Low

HNW client ratio

5% Low

About

Curtis Corkey is a financial advisor with Principal Financial Services holding a ChFC® designation and Series 63 license, with 29 years of industry experience. He has worked at Principal Securities since 2016 and has longstanding roles with Principal Life Insurance and CTC Financial Services dating back to the late 1990s. Outside of his advisory work, Curtis owns a small community hardware store intended for family succession and serves as church treasurer for Wellsville Full Gospel Church. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, and access to third-party money manager solutions through various advisory and promoter arrangements.

Client services

Based on Principal Financial Services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Occupation focus

Based on Principal Financial Services

Retired Founder/Business Owner

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Fee options

Percentage

$0 - $149,999: Up to 1.75% $150,000 - $249,999: Up to 1.75% $250,000 - $500,000: Up to 1.75% $500,001 - $999,999: Up to 1.20% $1,000,000 - >$2,000,000: Up to 1.10% to 0.90% (SEI Mutual Fund Model Program tiered beyond $1,000,000)

Project-based
Subscriptions

Location

See office

Almond, NY

5 School St

Almond NY 14804

Advisors at this office

2

Most active in

New York

Work history

29 years of industry experience

Principal Securities

2016 - Present • 10 years

Almond, NY

PRINCIpAL LIFE INSURANCE

2001 - Present • 25 years

Almond, NY

CTC Financial Services

1997 - Present • 29 years

Almond, NY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Benjamin H

Series 63, Series 65

Almond, NY

Principal Financial Services

Benjamin Hardy is a financial advisor at Principal Financial Services with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Principal Life Insurance Company and Principal Securities Inc. since 2020. Outside of his advisory role, he is an agent for fixed insurance products including life, annuity, disability, health, long-term care, and Medicare-related coverages. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed abroad. The firm offers financial planning, retirement consulting, and access to third-party money manager programs under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Nicholas K

Series 66

Hornell, NY

LPL Financial

Nicholas Kelley is a financial advisor at LPL Financial with five years of industry experience. He holds a Series 66 designation and has previously worked at Cadaret Grant & Co., Inc. He is also involved in accounting and tax preparation, and serves as CFO for Maple City Financial Services and Maple City Savings Bank, FSB. Outside of finance, he is an owner of a farm and serves as secretary on the board of St. James Hospital, a nonprofit organization. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment solutions, including model portfolios, third-party asset management, and institutional platforms, supported by advanced research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Raymond A

Series 66

Hornell, NY

LPL Financial

Raymond Auman is a Series 66 licensed financial advisor with three years of industry experience. He is currently with LPL Financial and previously worked at Cadaret Grant & Co., Inc., Maple City Financial Services, PM Research Inc., Arthur J Gallagher, and Evans Agency LLC. Outside of his advisory role, he owns Auman Adventures LLC, a non-investment-related, home-based business. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment solutions, utilizing various portfolios and third-party subadvisors while supporting advisors with advanced operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Daniel B

Series 66

Andover, NY

Equitable Advisors

Daniel Bentz is a financial advisor at Equitable Advisors with nine years of industry experience. He holds the Series 66 designation and has been with Equitable Advisors since 2017, previously associated with Axa Advisors. Outside of his advisory role, he serves as Power of Attorney for his father's TIAA-CREF account. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension plans, corporations, charitable organizations, and other institutional clients. The firm employs a network of Investment Adviser Representatives and utilizes a variety of third-party advisory programs and discretionary management models to serve a broad client base.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Summer S

Series 66

Hornell, NY

LPL Financial

Summer Sawdey is a financial advisor with LPL Financial in Hornell, NY, holding a Series 66 credential and five years of industry experience. Her prior work includes roles at Kestra Investment Services, Financial Advocates Investment Management, and Citigroup. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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