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Dana Jeane Winters

Advisor at LPL Financial — Hiawatha, KS 824 Oregon St;

Updated today

Credentials

Series 63, Series 65

Experience

10 years

Location

Hiawatha, KS 66434

LPL Financial logo

LPL Financial

Institution

Total advisors

22,816

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Dana Winters is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and 10 years of industry experience. Prior to joining LPL Financial in 2021, Winters worked at CPK Enterprises LLC, Verlan Penn, and Waddell & Reed Inc. Winters has involvement in a business entity, CPK Enterprises, for tax and investment purposes unrelated to advisory services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a variety of advisory and brokerage services, including financial planning, model portfolios, third-party asset management access, and institutional platforms.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Hiawatha, KS 824 Oregon St;

824 Oregon St; Suite B

Hiawatha KS 66434

Advisors at this office

1

Most active in

Kansas · Texas

Work history

10 years of industry experience

LPL Financial

2021 - Present • 5 years

Hiawatha, KS

CPK Enterprises LLC

2018 - 2021 • 3 years

Hiawatha, KS

Verlan Penn

2017 - 2018 • 1 year

Hiawatha, KS

Various Insurance Carriers for W&R Insurance Agencies

2015 - 2021 • 6 years

Hiawatha, KS

Waddell & Reed Inc

2015 - 2021 • 6 years

Hiawatha, KS

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Carl M

Series 63, Series 65

Hiawatha, KS

One Capital Management, LLC

Carl Mueller is a financial advisor with One Capital Management, LLC, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He previously worked at Nations Financial Group, Inc for 18 years before joining One Capital Management in 2021. Outside of his advisory role, he is involved in insurance sales through Target Insurance Services. One Capital Management serves individuals, retirement plans, trusts, corporations, and institutional clients with a multi-advisor team managing approximately $7.0 billion in discretionary assets. The firm offers wealth management, financial planning, sub-advisory, and retirement plan solutions, employing a macroeconomic and fundamental research-based investment process that integrates active management with ETFs and diversified fixed income.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Real estate investing Cross-border / expatriate tax planning
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Amber B

CFP®, Series 66

Sabetha, KS

Independent Financial Partners

Amber Bletscher is a CFP® with eight years of industry experience, currently serving as a financial advisor at Independent Financial Partners since 2019. Her prior roles include positions at National Securities and Painter and Johnson Financial. Outside of advising, she teaches educational classes in her community, serves as treasurer and board member of the USD 113 Foundation, and works as a substitute teacher for the USD 113 School District. Independent Financial Partners provides investment advisory, financial planning, trust, and retirement-plan services through a nationwide network of independent advisors. The firm supports a decentralized advisory model allowing customized investment strategies and offers specialized retirement-plan consulting services.

Retirement income strategy Tax-loss harvesting Founder/Business Owner Executive Retired
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Steven S

Series 63, Series 66

Sabetha, KS

Thrivent Investment Management

Steven Stoller is a financial advisor with Thrivent Investment Management in Sabetha, Kansas, holding Series 63 and Series 66 credentials and bringing 23 years of industry experience. He has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2003. Outside of his advisory role, he manages a rental property that includes his office space and additional commercial tenants. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on goal-based analyses and holistic planning across various financial topics. The firm offers planning separately from managed account services and does not provide portfolio management or institutional advisory mandates.

Business ownership considerations
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Jeffrey R

Series 63, Series 66

Sabetha, KS

Edward Jones

Jeffrey Russell is a financial advisor with Edward Jones in Sabetha, KS, holding Series 63 and Series 66 credentials and 21 years of industry experience. He has been with Edward Jones since 2004. Outside of his advisory role, he owns a hay crop operation in Oneida, KS. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of investment strategies and affiliated services. The firm manages approximately $1.01 trillion in assets and supports a nationwide network of over 23,000 advisors and more than 15,000 branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Bradley E

CFP®, Series 66

Hiawatha, KS

Edward Jones

Bradley Edwards is a CFP® and holds a Series 66 license with 17 years of industry experience. He has been with Edward Jones since 2008. Outside of his advisory role, he is involved in commercial real estate in Hiawatha, Kansas. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of investment strategies and maintains a large network of financial advisors and branch offices across the United States.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kyle O

Series 63, Series 65

Hiawatha, KS

Thrivent Investment Management

Kyle Olson is a financial advisor with Thrivent Investment Management and holds Series 63 and Series 65 licenses. He has eight years of industry experience, all with Thrivent, and previously worked with First Lutheran Church. Outside of his advisory role, Olson serves on the board of an ecumenical community center and is involved with local economic development organizations, including a pending appointment as president of the Hiawatha Foundation for Economic Development. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on holistic, goal-based financial analyses. The firm offers planning engagements without discretionary trading authority and integrates planning with managed-account services under a consolidated billing option called “WealthPlan.”

Business ownership considerations
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