Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
< 1 year
Location
Baton Rouge, LA 70809
Mariner Independent
Multi-team
Daniel Carter is a financial advisor at Mariner Independent with a Series 66 designation and one year of industry experience. His prior roles include positions at Northwestern Mutual Investment Services LLC and Alinity Wealth Management. Outside of his advisory work, he has held administrative roles at Catholic High School and St Jude the Apostle Church Office. Mariner Independent serves individuals, including high-net-worth clients, as well as various institutional and charitable entities. The firm offers financial planning, portfolio management, retirement plan consulting, and access to alternative investments through a broad range of tools and affiliated businesses.
Based on Mariner Independent
Based on Mariner Independent
Financial planning and consulting fees may be charged as flat fees depending on services provided.
$0+: Up to 2.50% per annum, negotiable depending on client circumstances and services $10,000 - $25,000: AssetMark Platform for Mutual Fund accounts minimum $25,000 - $1,000,000: AssetMark Platform for Privately Managed and Unified Managed Accounts minimum $125,000+: Minimum for laddered bond fixed income strategy
Certain advisory personnel may receive commissions from insurance product sales; brokerage commissions may apply when clients purchase brokerage products separately.
Hourly rates applicable for certain consulting and financial planning services as negotiated.
Account minimum: $100,000 Minimum fee: Minimum fees may apply as set forth in client agreements, amount not explicitly specified. Fee-only: Financial planning and consulting fees billed on fixed fee basis, hourly basis, or percentage of assets; fees vary by service level.
Baton Rouge, LA
4884 Bluebonnet Blvd
Baton Rouge LA 70809
Advisors at this office
9
Louisiana
< 1 year of industry experience
Mariner Platform Solutions
2026 - Present • 1 year
Overland Park, KS
Northwestern Mutual Investment Services LLC
2025 - 2026 • 1 year
Baton Rouge, LA
Alinity Wealth Management
2025 - Present • 1 year
Baton Rouge, LA
Matthew P Kubicek
2025 - 2025 • 1 year
Baton Rouge, LA
Catholic High School
2022 - 2026 • 4 years
Baton Rouge, LA
St Jude the Apostle Church Office
2022 - 2024 • 2 years
Baton Rouge, LA
Student
2021 - 2025 • 4 years
Baton Rouge, LA
City Cafe
2021 - 2021 • 1 year
Baton Rouge, LA
Student
2017 - 2021 • 4 years
Baton Rouge, LA
Student
2008 - 2017 • 9 years
Baton Rouge, LA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Baton Rouge, LA
Simmons Asset Management, LLC
Mark Simmons is the sole advisor at Simmons Asset Management, LLC in Baton Rouge, LA. He holds a Series 66 designation and has 20 years of industry experience. Before founding his firm, he worked at B.F. Anderson starting in 2002. Simmons Asset Management provides discretionary investment supervisory services and individual portfolio management for both individual and institutional clients, including pension and profit-sharing plans and charitable organizations. The firm emphasizes fundamental security analysis, asset allocation, and a long-term investment approach tailored to each client’s objectives and risk tolerance.
Series 63, Series 65
Prairieville, LA
Belle River Capital Management LLC
Teddy Theriot is the principal advisor at Belle River Capital Management LLC, an independent firm, with 20 years of industry experience. He previously worked at Theriot Walston Inc. for 10 years before founding his current firm in 2023. Theriot holds Series 63 and Series 65 licenses. Belle River Capital Management provides discretionary, fee-based portfolio management to individuals, small institutions, and corporations. The firm offers wrap-fee accounts and combines fundamental and technical analysis to tailor asset allocation and securities selection according to client objectives, serving a mix of retail and institutional clients.
CFP®, Series 65, Series 66
Baton Rouge, LA
Logical Investments, LLC
Jeffry Cobb is a CFP® with 22 years of industry experience, currently serving as the sole advisor at Logical Investments, LLC in Baton Rouge, LA. He has worked at Foresters Equity Services Inc and Logical Investments since 2011. In addition to his advisory work, he is involved in insurance sales and tax preparation through related business activities and also performs notary services for clients. Logical Investments, LLC is an independent advisory firm managing approximately $45.7 million for about 77 clients, providing discretionary portfolio management, financial planning, and tax services. The firm utilizes model-driven portfolios with hedging, alternative income strategies, and momentum-based trading, and acts as founder and general partner of a private pooled investment vehicle, Oakstone Hedged Equity, LP.
CFP®, Series 63, Series 65
Baton Rouge, LA
Graf Financial, L.L.C.
Helen Graf is a CFP®-certified financial advisor with 19 years of industry experience. She has been the principal of Graf Financial, L.L.C. in Baton Rouge, LA since 2010. Graf Financial, L.L.C. offers discretionary and non-discretionary investment management, personal financial planning, and project-based consulting for individuals, trusts, estates, corporations, and retirement plans. The firm emphasizes a value-investing approach based on fundamental analysis and provides tailored portfolio construction, regular monitoring, and detailed client reporting.
PFS™, Series 66
Baton Rogue, LA
Rizzutto Financial Advisors
Anthony Rizzutto is a financial advisor with Rizzutto Financial Advisors in Baton Rouge, LA, holding the PFS™ and Series 66 designations and possessing 15 years of industry experience. He has been associated with Rizzutto Financial Group since 2004 and is also a practicing CPA with ownership of a public accounting firm since 1990. Rizzutto Consulting, LLC provides fee-only financial planning and investment portfolio management primarily for individual clients. The firm uses a long-term, buy-and-hold approach with predominantly non-discretionary asset management and applies mutual fund database filtering, performance chart analysis, and financial-ratio risk assessment to inform recommendations.
Series 65
Baton Rouge, LA
Clear Net Worth, L.L.C.
Richard Bond is the sole advisor at Clear Net Worth, L.L.C. based in Baton Rouge, LA, holding a Series 65 designation with 15 years of industry experience. He serves as director of Gulf States Holdings, Inc., an insurance holding company, and is also active as an attorney providing estate planning and related legal services through The Bond Law Firm, LLC. Additionally, he owns and operates a licensed real estate brokerage and a residential and commercial construction company. Clear Net Worth offers discretionary portfolio management and financial planning to individual investors and a select group of institutional and business clients. The firm employs fundamental security analysis combined with macroeconomic considerations to manage diversified portfolios across taxable and retirement accounts.
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