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Daniel Tumba

Advisor at Merrill — Topton, NC

Updated today

Credentials

CFP®, CFA®, Series 66

Experience

19 years

Location

Topton, NC

Merrill logo

Merrill

Institution

Total advisors

25,562

Across 3,167 offices

Clients per advisor

70 Very Low

Avg AUM per client

$860,085 Very High

HNW client ratio

29% High

About

Daniel Tumba is a CFP® and CFA® with 19 years of experience in the financial services industry. He is currently with Merrill and Bank of America, having previously worked at JP Morgan Chase and First Republic Investment Management. He serves on the board of directors for the JDRF Greater Palm Beach County Chapter, a Type 1 diabetes charitable organization. Merrill, together with its affiliate Managed Account Advisors LLC, offers managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, providing model-based and discretionary strategies for a range of clients including individuals, high-net-worth investors, and charitable organizations.

Client services

Based on Merrill

Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Expertise

Based on Merrill

Tax-loss harvesting Active portfolio management Wealth management

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Fee options

Commissions

SEC-reported: Commissions on certain transactions, including foreign securities and fixed income; mark-ups, markdowns and dealer spreads may apply to some trades.

Location

See office

Topton, NC

Topton NC

Advisors at this office

1

Most active in

Florida · North Carolina · Texas

Work history

19 years of industry experience

Bank of America, N.A.

2024 - Present • 2 years

Palm Beach Gardens, FL

Merrill

2024 - Present • 2 years

Palm Beach Gardens, FL

JP Morgan chase bank, N.A.

2023 - Present • 3 years

Jupiter, FL

J.P. Morgan Securities

2023 - Present • 3 years

Jupiter, FL

First Republic Investment Management, Inc

2020 - Present • 6 years

Jupiter, FL

First Republic Securities Company, LLC

2020 - 2023 • 3 years

Jupiter, FL

JPMORGAN Chase Bank, N.A.

2010 - 2020 • 10 years

Palm Beach Gardens, FL

J.P.Morgan Securities Inc.

2008 - 2020 • 12 years

Palm Beach Gardens, FL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Richard C

Series 63, Series 66

Andrews, NC

IFG Advisory, LLC

Richard Carver is a financial advisor with IFG Advisory, LLC, holding Series 63 and Series 66 licenses and over 21 years of industry experience. He previously worked at Cetera Advisors LLC before joining IFG Advisory and LPL Financial in 2020. Outside his advisory work, he is involved with Bytescribe, a non-investment related business based in Atlanta, GA. IFG Advisory, LLC provides advisory services to a diverse client base including individuals, high-net-worth clients, trusts, charitable and corporate entities, and retirement plans. The firm employs a multifaceted investment approach combining fundamental, technical, and cyclical analysis, and offers portfolio management, financial planning, and retirement plan consulting services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Gabriel P

Series 66

Robinsville, NC

LPL Enterprise

Gabriel Piche is a financial advisor at LPL Enterprise with one year of industry experience and holds a Series 66 designation. His prior work includes roles at Taymar Sales U and intermittent employment with the West Virginia Black Bears. Additionally, he is involved in a non-variable insurance business related to his advisory role. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios from LPL’s Research Department and third-party strategists, and it offers a range of financial planning, consulting, and insurance services.

Tax-loss harvesting
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