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David Broughton

Advisor at Edward Jones

Updated today

Location

Barbourville, KY 40906

Credentials

Series 66

Industry experience

21 years

About

David Broughton is a financial advisor with Edward Jones in Barbourville, KY, holding a Series 66 designation and 21 years of industry experience. He has been with Edward Jones since 2005. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Client services

Based on Edward Jones

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Edward Jones

Wealth management Tax-loss harvesting Multi-generational wealth transfer

Occupation focus

Based on Edward Jones

Retired Founder/Business Owner Executive

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Fee options

Percentage

$0+: Up to 1.35% annually Program Fee $0+: Up to 0.05% annually Platform Fee $0+: 0.00% to 0.45% annually SMA Manager Fees (if applicable)

Other

Account minimum: $5,000 Fee-only: Annual Program Fee up to 1.35%, Platform Fee up to 0.05%, plus SMA Manager Fees (0.00% to 0.45%); fees are asset-based and paid monthly in arrears.

Location

111 Union Street

Barbourville, KY 40906

Most active in

Kentucky · Texas

Work history

Edward Jones

2005 - Present (21 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Lee P

Series 63, Series 66

Corbin, KY

OSAIC Institutions, INC.

Lee Parks is a financial advisor at OSAIC Institutions, INC. with 17 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Infinex Investments, Inc. since 2011 and Hometown Bank of Corbin from 2008 to 2022. In addition to advisory work, Parks owns a tax preparation business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a variety of advisory and brokerage services through customized engagements. The firm’s approach includes fundamental and technical analysis, asset allocation, and access to alternative investments, with a notable emphasis on non-discretionary assets.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Steven P

Series 66

Corbin, KY

OSAIC Institutions, INC.

Steven Phipps is a Series 66-licensed financial advisor with 22 years of industry experience. He is currently affiliated with infinex Investments, Inc. and has prior experience at First National Bank & Trust. Outside of his advisory work, he is a co-owner of Family Venture, LLC, a real estate development and rental business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services tailored through customized engagements. The firm employs a network of investment adviser representatives who utilize a combination of fundamental and technical analysis and provide access to alternative investments and lending solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Matthew T

Series 66

Corbin, KY

OSAIC Institutions, INC.

Matthew Taylor is a financial advisor at OSAIC Institutions, INC. based in Corbin, KY. He holds a Series 66 designation and has four years of industry experience. His prior work includes roles at Hometown Bank and Mallory Davis State Farm. Outside of advising, he owns Golden Dog Properties, LLC, a rental property business. Osaic Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering advisory and brokerage services through customized engagements and access to alternative investments via the CAIS platform. The firm is noted for its predominantly non-discretionary assets and its integrated broker-dealer/adviser model with extensive banking and credit union relationships.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Gary J

Series 63, Series 65

Corbin, KY

Cetera

Gary Johnson is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked primarily with Avantax and currently serves as president of Johnson Financial Group PSC, a tax preparation and accounting firm. Cetera Investment Advisers serves a wide range of individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors, offering portfolio management, financial planning, fiduciary solutions, and access to various third-party money managers and program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement

Joshua C

Series 63, Series 66

Corbin, KY

Edward Jones

Joshua Curry is a financial advisor at Edward Jones in Corbin, KY, with 18 years of industry experience. He has been with Edward Jones since 2009 and holds Series 63 and Series 66 designations. Outside of his advisory role, he is a member of the Rotary Club of Corbin. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies. The firm manages approximately $1.01 trillion in assets and supports its services through a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kevin F

Series 66

Corbin, KY

Edward Jones

Kevin Flora is a Series 66-licensed financial advisor with Edward Jones in Corbin, KY, and has been with the firm since 2026. Prior to joining Edward Jones, he held positions at FAHE, Inc. and has been involved in multiple entrepreneurial ventures including farm and brand businesses. He is also connected to several private companies such as The Christmas Tree Farm and Kentucky Entrepreneur Group. Edward Jones is a full-service wealth management firm serving over four million clients, including individuals and institutions. The firm offers a variety of advisory programs and investment solutions supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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