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David Eli Broughton

Advisor at Edward Jones — Barbourville, KY

Updated today

Credentials

Series 66

Experience

21 years

Location

Barbourville, KY 40906

Edward Jones logo

Edward Jones

Institution

Total advisors

24,095

Across 14,148 offices

Clients per advisor

167 Very High

Avg AUM per client

$246,728 Low

HNW client ratio

9% Low

About

David Broughton is a financial advisor with Edward Jones in Barbourville, KY, holding a Series 66 designation and 21 years of industry experience. He has been with Edward Jones since 2005. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Client services

Based on Edward Jones

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Edward Jones

Wealth management Tax-loss harvesting Multi-generational wealth transfer

Occupation focus

Based on Edward Jones

Retired Founder/Business Owner Executive

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Fee options

Percentage

$0+: Up to 1.35% annually Program Fee $0+: Up to 0.05% annually Platform Fee $0+: 0.00% to 0.45% annually SMA Manager Fees (if applicable)

Other

Account minimum: $5,000 Fee-only: Annual Program Fee up to 1.35%, Platform Fee up to 0.05%, plus SMA Manager Fees (0.00% to 0.45%); fees are asset-based and paid monthly in arrears.

Location

See office

Barbourville, KY

111 Union Street

Barbourville KY 40906

Advisors at this office

1

Most active in

Kentucky · Texas

Work history

21 years of industry experience

Edward Jones

2005 - Present • 21 years

St Louis, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Lee P

Series 66, Series 63

Corbin, KY

OSAIC Institutions, INC.

Lee Parks is a financial advisor with OSAIC Institutions, INC. holding Series 66 and Series 63 credentials and has 17 years of industry experience. He has worked at Infinex Investments, Inc. since 2011 and at Hometown Bank of Corbin from 2008 to 2022. Parks also owns a tax preparation business under the name Lee K Parks, CPA. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer structure and utilizing third-party promoters and wrap programs.

Annuities Tax-loss harvesting Founder/Business Owner Executive
user avatar

Steven P

Series 66

Corbin, KY

OSAIC Institutions, INC.

Steven Phipps is a Series 66-licensed financial advisor with 22 years of industry experience. He is currently affiliated with infinex Investments, Inc. and has prior experience at First National Bank & Trust. Outside of his advisory work, he is a co-owner of Family Venture, LLC, a real estate development and rental business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services tailored through customized engagements. The firm employs a network of investment adviser representatives who utilize a combination of fundamental and technical analysis and provide access to alternative investments and lending solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
user avatar

Matthew T

Series 66

Corbin, KY

OSAIC Institutions, INC.

Matthew Taylor is a Series 66-licensed financial advisor with four years of industry experience. He is currently affiliated with OSAIC Institutions, Inc. and has prior work experience at Hometown Bank and Mallory Davis State Farm. Outside of his advisory work, he is the owner of Golden Dog Properties, LLC. OSAIC Institutions, Inc. serves a diverse client base including individuals, retirement plans, trusts, estates, and corporations through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments and lending solutions, operating under a hybrid adviser/broker-dealer structure.

Annuities Tax-loss harvesting Founder/Business Owner Executive
user avatar

Gary J

Series 63, Series 65

Corbin, KY

Cetera

Gary Johnson is a financial advisor at Cetera with 28 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at Avantax Insurance Agency LLC and Avantax Advisory Services. Johnson is also president of Johnson Financial Group PSC, a tax preparation and accounting firm. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers diverse portfolio management and financial planning services through a multi-manager platform with over 10,000 advisors and $256 billion in assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive

Joshua C

Series 63, Series 66

Corbin, KY

Edward Jones

Joshua Curry is a financial advisor at Edward Jones in Corbin, KY, with 18 years of industry experience. He has been with Edward Jones since 2009 and holds Series 63 and Series 66 designations. Outside of his advisory role, he is a member of the Rotary Club of Corbin. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies. The firm manages approximately $1.01 trillion in assets and supports its services through a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Kevin F

Series 66

Corbin, KY

Edward Jones

Kevin Flora is a financial advisor with Edward Jones in Corbin, KY, holding a Series 66 designation and beginning his advisory career in 2026. Prior to joining Edward Jones, he held various roles including involvement with FAHE, Inc. and multiple entrepreneurial ventures such as The Christmas Tree Farm and Kentucky Entrepreneur Group. Flora has experience managing several business enterprises alongside his advisory work. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm is notable for its extensive advisor and branch network and offers various services including tax-efficient investing and fiduciary advisory standards.

Retirement income strategy General retirement planning Founder/Business Owner Dentist Professional Athlete Doctor or Medical Professional
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