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David Caleb Hughes

Advisor at LPL Financial — Norris City, IL

Updated today

Credentials

Series 63, Series 66

Experience

17 years

Location

Norris City, IL 62869

LPL Financial logo

LPL Financial

Institution

Total advisors

22,842

Across 10,474 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

David Hughes is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 17 years of industry experience. He worked at Edward Jones for eight years before joining LPL Financial in 2020. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions through a large network of advisors and emphasizes model portfolios, third-party subadvisors, and customized strategies.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Norris City, IL

381 County Rd 100 E Lot 40

Norris City IL 62869

Advisors at this office

1

Most active in

Illinois · Texas

Work history

17 years of industry experience

LPL Financial, LLC

2020 - Present • 6 years

Carmi, IL

Edward Jones

2012 - 2020 • 8 years

St. Louis, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Steven S

Series 63, Series 65

Carmi, IL

Stonex Advisors Inc.

Steven Smith is a financial advisor at StoneX Advisors Inc. with 31 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at several firms including Quest Capital Strategies, Interactive Financial Advisors, and Edward Jones. In addition to his role at StoneX, he owns Steven Smith Financial, where he provides financial services, investment advisory, insurance, and individual tax preparation. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA consulting, and annuity allocation. The firm utilizes a combination of independent advisors, proprietary models, and third-party money managers across multiple platforms to implement customized investment solutions.

ESG / Sustainable investing
user avatar

Jared L

Series 66

Eldorado, IL

LPL Financial

Jared Leslie is a financial advisor with LPL Financial, holding a Series 66 designation and one year of industry experience. His prior roles include positions at Banterra Insurance & Investments Inc., The Assurance Group, and Modern Woodmen of America. Outside of his advisory work, he is a commissioned notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolios, third-party asset management, and institutional platforms, with advice delivered through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Timothy M

Series 66

McLeansboro, IL

Edward Jones

Timothy Millenbine is a financial advisor with Edward Jones in McLeansboro, IL, holding a Series 66 designation and 14 years of industry experience, all with Edward Jones since 2012. Outside of his advisory role, he serves as Vice President of the Benton-West City Chamber of Commerce and is Vice President of the Hamilton County Unit 10 Board of Education. He is also involved in local business ventures including an ice cream shop, a car wash facility, and operates a nonprofit through a rental property. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs, including discretionary and non-discretionary wrap fee strategies and access to separately managed accounts and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets under management and operates a large national network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Kaylee A

Series 66

Carmi, IL

Edward Jones

Kaylee Adams is a financial advisor at Edward Jones with three years of industry experience and holds the Series 66 designation. Prior to joining Edward Jones in 2023, she worked for eleven years at Vienna High School. She serves as a board member for the Southern 14 Workforce Investment Board, Inc. and owns Roaming Arrow Photography, a photography business based in Simpson, IL. Edward Jones is a full-service wealth management firm serving individual and institutional clients through a nationwide network of financial advisors. The firm offers a range of advisory programs and investment solutions, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

General estate planning guidance Multi-generational wealth transfer Retirement income strategy Wealth management Retired Founder/Business Owner Executive
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Melissa C

Series 63, Series 65, Series 66

Carmi, IL

OSAIC

Melissa Crow is a financial advisor with Osaic Wealth, Inc. She holds the Series 63, 65, and 66 licenses and has one year of industry experience. Before joining Osaic and its affiliated DBA, CAVU Wealth Advisors, she worked in the truck and trailer sales industry and spent eight years in education. Outside of finance, she helps operate and manages a family-owned hunting outfitting business in Carmi, Illinois. Osaic Wealth, Inc. serves a diverse client base including retail and institutional investors, offering a range of brokerage and advisory services through a large network of advisors. The firm employs asset-allocation tools and third-party platforms to construct portfolios tailored to clients’ risk tolerances and investment goals.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Lance B

Series 63, Series 65

Carmi, IL

OSAIC

Lance Barbre is a financial advisor at Osaic Wealth, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Osaic since 2024, following nine years at Securities America Advisors and Securities America Inc. Barbre is also president of the White County Flying Club and serves as a board member of the SIC Foundation. Osaic Wealth, Inc. serves a diverse clientele including retail and institutional investors through a large network of affiliated advisors and multiple advisory platforms. The firm integrates brokerage and investment advisory services with financial planning and access to third-party money managers, utilizing asset-allocation tools, risk assessments, and automated rebalancing to manage portfolios across various asset classes.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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