David Lopez
Advisor at Wells Fargo Clearing — Glendale, CA E Wilson Ave
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
7 years
Location
Glendale, CA 91206
Wells Fargo Clearing
Institution
David Lopez is a financial advisor with Wells Fargo Clearing, holding a Series 66 license and seven years of industry experience. He has worked at several notable firms, including J.P. Morgan Securities, Bank of America, and Merrill. Outside of advising, he provides mobile notary services. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, and retirement plan consulting services. The firm offers both brokerage and advisory solutions and manages approximately $671 billion in assets across more than 14,000 financial advisors.
Based on Wells Fargo Clearing
One-time service fees payable immediately after service; ongoing fees paid quarterly
$0 - $1,000,000: 0.1% to 1.0% annually $1,000,000 - $5,000,000: 0.1% to 0.7% annually $5,000,000 - $10,000,000: 0.1% to 0.5% annually $10,000,000 - $25,000,000: 0.01% to 0.25% annually
Brokerage transactions generate commissions; Financial Advisors receive a percentage of revenue from commissions
Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size Fee-only: Flat annual fees and percentage of assets fees available; fees are negotiable
Glendale, CA E Wilson Ave
611 E Wilson Ave, [Wilson & Glendale (07896)]
Glendale CA 91206
Advisors at this office
1
California
7 years of industry experience
Wells Fargo Clearing
2023 - Present • 3 years
Encino, CA
J.P. Morgan Securities
2021 - 2023 • 2 years
Los Angeles, CA
JP Morgan Chase bank, N.A.
2021 - 2023 • 2 years
Los Angeles, CA
lyft
2018 - 2018 • 1 year
Arcadia, CA
UBER
2018 - 2018 • 1 year
Los Angeles, CA
Bank Of America, N.a.
2017 - 2021 • 4 years
Pasadena, CA
Merrill
2017 - 2021 • 4 years
Pasadena, CA
B-T-L Payrolls, LLC
2017 - 2017 • 1 year
Camarillo, CA
SAGE Covina Chevrolet
2017 - 2017 • 1 year
Covina, CA
Sage West Covina Nissan
2017 - 2017 • 1 year
West Covina, CA
Xtreme Paving & Grading
2016 - 2021 • 5 years
Monrovia, CA
Allegiance Aftermarket
2016 - 2017 • 1 year
San Dimas, CA
Service Group Distribution
2015 - 2017 • 2 years
West Covina, CA
Virgo Talent
2015 - 2017 • 2 years
Arcadia, CA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
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