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David Lynn Putman

Advisor at LPL Financial — Cleveland, MS North Pearman Ave

Updated today

Credentials

CFP®

Experience

39 years

Location

Cleveland, MS 38732

LPL Financial logo

LPL Financial

Institution

Total advisors

22,817

Across 10,464 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

David Putman is a CFP® professional with 39 years of experience in the financial services industry. He has worked at firms including Investacorp, Inc., Securities America Advisors, Inc., and currently LPL Financial. In addition to his advisory work, he is a commissioned notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Cleveland, MS North Pearman Ave

214 North Pearman Ave

Cleveland MS 38732

Advisors at this office

3

Most active in

Mississippi

Work history

39 years of industry experience

LPL Financial

2024 - Present • 2 years

Cleveland, MS

OSAIC

2024 - 2024 • 1 year

Cleveland, MS

OSAIC

2024 - 2024 • 1 year

Cleveland, MS

Securities America Advisors, Inc.

2020 - 2024 • 4 years

Winona, MS

SECURITIES AMERICA, inc.

2020 - 2024 • 4 years

Cleveland, MS

Investacorp, Inc.

1993 - 2020 • 27 years

Miami Lakes, FL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Gary G

Series 63

Cleveland, MS

Gainspoletti Wealth Planners

Gary Gainspoletti is a financial advisor with Gainspoletti Wealth Planners in Cleveland, MS, holding a Series 63 designation and 29 years of industry experience. He has worked at Raymond James Financial Services Advisors and operates Gainspoletti and Associates, CPA, LLC, a public accounting and tax planning firm. Gainspoletti serves as an Alderman at Large for the City of Cleveland, Mississippi, an elected position with policy-making responsibilities. Gainspoletti Wealth Planners offers personalized, fee-based investment management, financial planning, and retirement-plan consulting to individuals, trusts, estates, small businesses, and retirement plan sponsors. The firm employs diversified, long-term portfolios based on Modern Portfolio Theory and Efficient Market Hypothesis, utilizing strategic asset allocations and third-party model managers, along with customized client reporting and participant education services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Retirement income strategy
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James G

CFP®, Series 63, Series 66

Cleveland, MS

Gainspoletti Wealth Planners

James Gainspoletti is a CFP® professional with 19 years of industry experience, currently serving as an advisor at Gainspoletti Wealth Planners. His prior roles include positions at Raymond James Financial Services and Gainspoletti & Associates. He is also a CPA providing tax and accounting services outside of his advisory work. Gainspoletti Wealth Planners offers personalized, fee-based investment management, financial planning, and retirement-plan consulting to individuals, trusts, estates, small businesses, and retirement plan sponsors. The firm employs diversified, long-term portfolios based on Modern Portfolio Theory and other financial principles, utilizing strategic asset allocations and third-party model managers, with a focus on tailored client service and periodic performance reviews.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Retirement income strategy
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Brandyn S

CFP®, Series 63, Series 66

Cleveland, MS

Gainspoletti Wealth Planners

Brandyn Skeen is a CFP® professional with 15 years of experience in the financial services industry. He is currently affiliated with Gainspoletti Wealth Planners, where he has worked since 2025, and has prior experience at Raymond James Financial Services. In addition to his advisory role, he is also employed by Gainspoletti & Associates, an affiliated accounting firm. Gainspoletti Wealth Planners provides fee-based investment management, financial planning, and retirement plan consulting to individuals, trusts, and small businesses. The firm manages approximately $127 million in discretionary assets and emphasizes long-term, Modern Portfolio Theory–based strategies, frequently delegating portfolio management to third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Retirement income strategy
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Peyton C

Series 66

Cleveland, MS

LPL Financial

Peyton Chambers is a financial advisor at LPL Financial with six years of industry experience. He holds the Series 66 designation and has previously worked at Securities America Advisors, Inc., Investacorp Inc., and served in educational roles at Delta State University and Mississippi Delta Community College. Outside of his advisory work, he was involved with C&C Lawn Care LLC for seven years. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management solutions, utilizing both proprietary and third-party strategies across discretionary and non-discretionary accounts.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Dena W

Series 63, Series 65

Cleveland, MS

Raymond James Financial

Dena Weeks is a financial advisor with Raymond James Financial in Cleveland, MS, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. She has been with Raymond James Financial Services Advisors, Inc. since 2015 and is also associated with Barfield Salley and Associates, PLLC, where she prepares tax returns. Additionally, she owns Golden Harvest Financial Services, a support company. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base including individuals, institutions, and charitable organizations. The firm offers tailored, non-discretionary advisory services using analytical tools to help clients assess potential outcomes and supports municipal and public-finance work through a unique affiliation with a municipal advisor.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Michelle B

Series 63, Series 65

Cleveland, MS

LPL Financial

Michelle Bailey is a financial advisor at LPL Financial with 28 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Investacorp, Securities America Advisors, and other firms. Outside of her advisory role, she is involved in tax preparation and accounting through Jackson, Braswell, Mullins & Bailey, PA. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individual and institutional clients through a large network of investment adviser representatives. The firm offers a variety of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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