David Spicka
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Florham Park, NJ 07932
Credentials
Series 66
Industry experience
4 years
David Spicka is a Wealth Management Advisor with Merrill Lynch Wealth Management. He brings extensive experience from his prior 31-year career at Prudential, where he specialized in Fixed Income Asset Management advising large institutional investors. David joined Merrill Lynch in 2021, applying his expertise in risk management and investment consulting to serve high net worth individuals and families. His professional approach emphasizes combining an understanding of clients’ goals with disciplined risk management and a collaborative team effort.
David holds a Bachelor's degree in Mathematics and Economics from Rutgers College and earned a Master of Business Administration with concentrations in quantitative finance and financial markets from NYU Stern School of Business. He is a Chartered Financial Analyst (CFA) charterholder as well as a Personal Investment Advisor (PIA). Throughout his career, David has focused on areas including college education planning, family wealth management strategies, retirement income, and liquidity management. He also works closely with clients’ legal and tax professionals to develop integrated wealth management plans.
Outside of his professional commitments, David lives in Succasunna, New Jersey with his wife and three children. He has interests in cooking, fishing, football, and hiking. David is involved with the New Jersey Innovation Institute, part of NJIT, contributing to community initiatives.
Based on Merrill
$0 - $2,000,000: 1.10% (for Managed Strategy with MFSA under $2 million) $2,000,000+: 1.00% (for Managed Strategy with MFSA at and above $2 million)
Account minimum: $2,000,000 minimum to qualify for Premium Access Strategy per SEC data and Merrill brochure context; no other firm-wide minimum clearly stated
100 Campus Dr
Florham Park, NJ 07932
New Jersey · Texas
Bank Of America, N.a.
2021 - Present (5 years)
Merrill
2021 - Present (5 years)
Prudential Financial
1991 - 2021 (30 years)
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