Dennis Dercks
Advisor at OSAIC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Seymour, WI
Credentials
Series 63, Series 66
Industry experience
40 years
About
Dennis Dercks is a financial advisor at OSAIC with 40 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at multiple firms, including Securities America Advisors and FSC Securities Corporation. Outside of his advisory role, he serves on the Finance Council for St. John the Baptist Catholic Church in Seymour, WI, where he helps evaluate financial recommendations. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer serving a wide range of clients, including individuals, pension plans, corporations, and charitable organizations. The firm offers diversified advisory programs and employs a technology-driven investment process that incorporates risk tolerance, asset allocation, and portfolio optimization.
Client services
Based on OSAIC
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Fee options
Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.
$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program
Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.
$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.
Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.
Location
Seymour, WI
Most active in
Dennis D has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Work history
OSAIC
2024 - Present (2 years)
OSAIC
2024 - Present (2 years)
Securities America Advisors, Inc.
2020 - 2024 (4 years)
SECURITIES AMERICA, inc.
2020 - 2024 (4 years)
Dennis R Dercks
2019 - Present (7 years)
Securities Service Network
2017 - 2020 (3 years)
SII Investments
2016 - 2017 (1 year)
Dercks, Engels & Lautenschlager
2002 - 2019 (17 years)
FSC securities corporation
2001 - 2016 (15 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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