user avatar

Dennis R Dercks

Advisor at OSAIC — Seymour, WI

Updated today

Credentials

Series 63, Series 66

Experience

41 years

Location

Seymour, WI

OSAIC logo

OSAIC

Institution

Total advisors

7,830

Across 3,558 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Dennis Dercks is a financial advisor with OSAIC, holding Series 63 and Series 66 credentials and bringing 41 years of industry experience. His prior roles include long tenure at Dercks, Engels & Lautenschlager and Securities America Advisors. He serves on the finance council for St. John the Baptist Catholic Church in Seymour, WI. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and advisory services, financial planning, and access to managed accounts and third-party money managers. The firm employs various asset-allocation tools and supports both discretionary and non-discretionary portfolio management, including multiple platform solutions and investment products.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on OSAIC

Founder/Business Owner Executive

Not sure if this advisor is right for you?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally range up to $25,000, fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000.

Commissions

Advisory Representatives also receive commissions for brokerage and insurance products sold through Osaic Wealth as a broker-dealer.

Project-based

Hourly fees generally range from $0 - $750 per hour for financial planning and consulting, and $50 - $750 per hour for Non-Discretionary Investment Advisory Services.

Other

Account minimum: $5,500 Fee-only: Hourly fees for financial planning or consulting services generally range from $0 - $750 per hour, not exceeding $25,000 total fees. Fixed or flat fees for financial planning and consulting generally range up to $25,000, and fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000, hourly fees $50 - $750 per hour.

Location

See office

Seymour, WI

Seymour WI

Advisors at this office

1

Most active in

Wisconsin

Work history

41 years of industry experience

OSAIC

2024 - Present • 2 years

Seymour, WI

Securities America Advisors, Inc.

2020 - 2024 • 4 years

Seymour, WI

SECURITIES AMERICA, inc.

2020 - 2024 • 4 years

Seymour, WI

Dennis R Dercks

2019 - Present • 7 years

Seymour, WI

Securities Service Network

2017 - 2020 • 3 years

Greenville, WI

Sii Investments

2016 - 2017 • 1 year

Greenville, WI

Dercks, Engels & Lautenschlager

2002 - 2019 • 17 years

Appelton, WI

FSC Securities Corporation

2001 - 2016 • 15 years

Greenville, WI

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Nathan B

Series 63, Series 65

Green Bay, WI

Barington Capital Management, LLC

Nathan Barington is the founder and sole advisor of Barington Capital Management, LLC in Green Bay, WI, with 18 years of industry experience. He holds Series 63 and Series 65 designations and has led his firm since 2016. Barington Capital Management provides discretionary investment supervisory and portfolio management services to individuals, trusts, pension and profit-sharing plans, and business entities. The firm emphasizes long-term holding strategies supported by charting, fundamental, and technical analysis, while maintaining flexibility for short-term trading when appropriate.

Annuities
user avatar

Kenneth M

CFP®, Series 65

Green Bay, WI

Melotte Financial Advisors

Kenneth Melotte is a CFP®-certified financial advisor with 16 years of industry experience. He founded Melotte Financial Advisors in 2016 after working at Confluence Wealth Management LLC. The firm serves individuals and families, offering comprehensive financial planning, retirement and IRA consulting, portfolio management, and estate and lifetime gifting analysis. Melotte Financial Advisors combines a long-term strategic asset-allocation approach with an optional Tactical Growth strategy, utilizing a mix of low-cost index funds and selective active strategies to manage risk and enhance returns.

Life insurance needs analysis Wealth management Real estate investing Options & derivatives strategies
user avatar

Mark A

CFP®, Series 65

De Pere, WI

Verus Wealth Management

Mark Albers is a CFP® and holds a Series 65 license with 13 years of industry experience. He is the principal advisor at Verus Wealth Management, an independent firm he has been with since 2022. His prior experience includes roles at Mariner Platform Solutions, AdvicePeriod, Wipfli Financial Advisors, and Hewins Financial Advisors. Verus Wealth Management provides fee-only wealth management and financial planning services to individuals, high-net-worth clients, trusts, estates, donor-advised funds, and small businesses. The firm employs a portfolio approach based on modern portfolio theory and asset allocation, often emphasizing passive index funds and ETFs, and offers discretionary management with a range of custodial platforms supporting margin lending.

Wealth management Cash flow / budgeting College savings (529s, UTMA, etc.) Business ownership considerations
user avatar

Jasen B

Series 63, Series 65

Green Bay, WI

OneLegacy Advisors, LLC

Jasen Benton is a financial advisor at OneLegacy Advisors, LLC with 2 years of industry experience. He holds Series 63 and Series 65 licenses and has worked in the financial services industry since 2010, including over a decade at Protective Financial Services, LLC. Benton is also a licensed insurance agent and occasionally offers clients advice or products related to insurance. OneLegacy Advisors, LLC is an independent, single-advisor registered investment adviser that provides discretionary portfolio management and integrated financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm employs a diverse investment approach incorporating multiple analysis methods and trading strategies, with a focus on documented client risk tolerances and regular portfolio monitoring.

Options & derivatives strategies Annuities Concentrated stock management
user avatar

David C

Series 65

Hobart, WI

Vestura, LLC

David Counihan is a financial advisor with Vestura, LLC, holding a Series 65 designation and six years of industry experience. He has been with Vestura since 2012. Vestura provides discretionary investment supervisory and portfolio management services to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm employs a combination of fundamental, technical, and charting analysis alongside long-term and short-term trading strategies, including alternative investments.

Real estate investing
user avatar

Carter R

Series 65

Depere, WI

Cornerstone Financial Consulting, LLC

Carter Rivers is a financial advisor at Cornerstone Financial Consulting, LLC in Depere, WI, holding a Series 65 designation with less than one year of industry experience. His prior work includes roles at Summit Accounting & Tax LLC and Kevin Cain & Associates, CPAs, LLC. Rivers has also worked in various non-financial positions while completing his education. Cornerstone Financial Consulting is an owner-managed registered investment adviser serving individuals, trusts, estates, charitable organizations, and employer retirement plans. The firm offers discretionary and non-discretionary asset management alongside financial planning and ERISA plan advisory services, managing approximately $41 million for several hundred client relationships.

General retirement planning Income planning College savings (529s, UTMA, etc.) Debt management Tax strategies for small businesses Founder/Business Owner Mid-Career Professionals Established Professionals
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")