Derek Alfinito
Advisor at LPL Financial — Rockwall, TX Ripasso Way
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
8 years
Location
Rockwall, TX 75032
LPL Financial
Institution
Derek Alfinito is a financial advisor at LPL Financial with eight years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Securities America Advisors, Securities America, Inc., and Summit Brokerage Services, Inc. Outside of advisory roles, Derek has experience in the restaurant and lounge sector. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs and financial planning services, supported by research and technology-driven approaches.
Based on LPL Financial
Flat fees negotiated between IAR and client for financial planning and consulting services.
Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.
Hourly fees up to $500 per hour for financial planning and consulting services.
Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.
Rockwall, TX Ripasso Way
1551 Ripasso Way
Rockwall TX 75032
Advisors at this office
2
Texas
8 years of industry experience
LPL Financial
2023 - Present • 3 years
Rockwall, TX
Securities America Advisors
2021 - 2023 • 2 years
Rockwall, TX
Securities America, Inc.
2019 - 2023 • 4 years
Rockwall, TX
Summit Brokerage Services, Inc.
2017 - 2019 • 2 years
Rockwall, TX
Adelphia Restaurant and Lounge
2016 - 2018 • 2 years
Deptford, NJ
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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