Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
35 years
Location
Dushore, PA 18614
LPL Financial
Institution
Derek Batz is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and 35 years of industry experience. He has worked at LPL Financial since 2004 and previously spent five years at Waddell & Reed. Outside of advising, he sells motorcycle parts online and provides tax preparation and bookkeeping services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Dushore, PA Carpenter Street
114 Carpenter Street
Dushore PA 18614
Advisors at this office
1
Pennsylvania · Texas
35 years of industry experience
LPL Financial
2004 - Present • 22 years
Dushore, PA
Derek Batz
2001 - Present • 25 years
Dushore, PA
Waddell & Reed
1999 - 2004 • 5 years
Harrisburg, PA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Dushore, PA
LPL Financial
Cathryn Pierce is a financial advisor with LPL Financial. She holds a Series 66 designation and has six years of industry experience. Prior to joining LPL Financial in 2023, she worked at Neuberger Berman from 2019 to 2023 and previously was involved with NYC Elite Gymnastics. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a network of over 22,800 advisors.
Series 63, Series 65
Eagles Mere, PA
Wells Fargo Clearing
Thomas Charmley is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 designations and 24 years of industry experience. He has been with Wells Fargo Clearing since 2016, following a brief tenure at Wells Fargo Advisors, LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers a range of brokerage and advisory solutions supported by research and analytics.
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