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Derik Sullivan

Advisor at OSAIC

Updated today

Location

Weatherford, OK

Credentials

Series 63, Series 65

Industry experience

20 years

About

Derik Sullivan is a financial advisor with Osaic Wealth, Inc. based in Weatherford, Oklahoma. He holds Series 63 and Series 65 licenses and has 20 years of industry experience. His prior firms include Voya Financial Advisors, Cetera Advisor Networks, and Securities America Advisors. He also offers life and health insurance products as part of his services when appropriate for clients' financial plans. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer that serves a diverse client base including individuals, pension plans, corporations, and charitable organizations. The firm employs a technology-driven investment process and provides access to a wide range of investment products and custodial platforms, supporting thousands of advisors and managing approximately $200 billion in assets.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

Weatherford, OK

Most active in

Oklahoma

Work history

OSAIC

2024 - Present (2 years)

OSAIC

2024 - Present (2 years)

Securities America Advisors

2023 - 2024 (1 year)

SECURITIES AMERICA, inc.

2023 - 2024 (1 year)

Cetera

2023 - 2023 (1 year)

CETERA Advisor Networks LLC

2021 - 2023 (2 years)

Voya financial Advisors

2014 - 2021 (7 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Mitchell M

Series 63, Series 65

Clinton, OK

Dominion Capital Management, LLC

Mitchell Mcabee is a financial advisor with Dominion Capital Management, LLC in Oklahoma City, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has worked at Dominion Capital Management since 2006 and previously spent ten years at H. Beck, Inc. In addition to his advisory role, Mcabee is president of McAbee & Company, PC, a certified public accounting firm, and owns Cashflocfo LLC, which markets technology concepts. Dominion Capital Management provides discretionary and non-discretionary investment management, ERISA retirement-plan advisory services, and financial planning to individuals and plan sponsors. The firm customizes investment programs using long- and short-term positions, options, and derivatives, incorporating technical analysis and trend research, and may engage third-party sub-advisors in managing client assets.

Retirement plans for business owners (SEP, solo 401k)
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Chase A

Series 65

Weatherford, OK

West Oak Wealth

Chase Anderson is a financial advisor at West Oak Wealth with a Series 65 credential and one year of industry experience. Prior to joining West Oak Wealth, he worked at MidFirst Bank for four years. West Oak Wealth serves individual investors, including high-net-worth clients, and employer-sponsored retirement plans. The firm operates as a fee-only fiduciary using a largely passive investment approach based on modern portfolio theory, offering discretionary management and retirement plan consulting.

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.)
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Makena M

Series 65

Clinton, OK

Gibco Capital Advisors

Makena Minton is a financial advisor at GibCo Capital Advisors with two years of industry experience. She holds a Series 65 designation and has prior experience with Sun Grown Organics LLC and Reid Newspapers. GibCo Capital Advisors serves individuals, corporations, and business entities with asset management, financial planning, and retirement plan consulting. The firm employs fundamental and technical analysis alongside modern portfolio theory to tailor portfolio recommendations, offering a range of investments including stocks, bonds, mutual funds, ETFs, REITs, options, and select digital assets.

Income planning Charitable giving & philanthropy Real estate investing Founder/Business Owner
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Gerald A

Series 65

Weatherford, OK

West Oak Wealth

Gerald Anderson Jr. is a financial advisor at West Oak Wealth with one year of industry experience. He holds a Series 65 designation and has been the owner of RTC Resources, LLP, an oil and gas production business, since 1999. West Oak Wealth serves individual investors, including high-net-worth clients, and employer-sponsored retirement plans. The firm employs a largely passive investment approach based on modern portfolio theory, offering discretionary management, financial planning, and ERISA 3(38) plan consulting.

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.)
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Jason G

Series 63, Series 66

Clinton, OK

Gibco Capital Advisors

Jason Giblet is a financial advisor with GibCo Capital Advisors in Clinton, Oklahoma, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has worked at Edward D. Jones & Co., L.P. since 1999. Outside of advising, he owns and manages a rental real estate business. GibCo Capital Advisors serves individuals, corporations, and business entities with asset management, financial planning, and retirement plan consulting. The firm employs fundamental and technical analysis along with modern portfolio theory to tailor investment portfolios, including limited allocations to digital assets, and offers a wrap fee program that combines advisory and execution services.

Income planning Charitable giving & philanthropy Real estate investing Founder/Business Owner
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Bryan B

Series 63, Series 66

Clinton, OK

Royal Fund Management, LLC

Bryan Baca is a financial advisor with Royal Fund Management, LLC in Clinton, Oklahoma, holding Series 63 and Series 66 licenses and having 31 years of industry experience. He has worked with Advanced Financial Strategies, Inc. since 1997 and has held roles at several other firms including Summit Financial Group Inc and Vsr Advisory Services. Outside of advising, he owns and operates a small cow/calf cattle ranch. Royal Fund Management serves individuals, corporations, pension plans, and charitable organizations by offering portfolio management, financial planning, and pension consulting. The firm uses fundamental, technical, and cyclical analysis to implement strategies tailored to clients’ risk tolerances and provides specialized services such as non-discretionary and discretionary management for defined contribution plan participants.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities Founder/Business Owner
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