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Douglas Charles Johnson

Advisor at Rockford Asset Management LLC — Anthem, AZ

Updated today

Credentials

Series 65

Experience

21 years

Location

Anthem, AZ

Rockford Asset Management LLC

Independent

Total advisors

1

Clients per advisor

5 Low

Avg AUM per client

$226,200 Low

HNW client ratio

0% Low

About

Douglas Johnson is the sole advisor at Rockford Asset Management LLC in Anthem, AZ, holding a Series 65 credential and bringing 21 years of industry experience. He has worked at Rockford Asset Management since 2003. Rockford Asset Management provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm employs a primarily long-term investment approach based on fundamental analysis, creating customized asset allocations and investment policy statements for each client.

Client services

Based on Rockford Asset Management LLC

Financial planning Portfolio management

Expertise

Based on Rockford Asset Management LLC

Wealth management

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Fee options

Percentage

$0 - $500,000: 1.000% to 2.000% $500,001 - $2,500,000: 0.750% to 1.500% $2,500,001 - $5,000,000: 0.500% to 1.000% $5,000,001 - $10,000,000: 0.250% to 0.500% $10,000,001+: 0.125% to 0.250%

Other

Account minimum: $100,000 Fee-only: Investment advisory fees ranging from 0.125% to 2.000% annually, based on asset tiers; fees are negotiable.

Location

Anthem, AZ

Anthem AZ

Advisors at this office

1

Most active in

Arizona · Illinois

Work history

21 years of industry experience

Rockford Asset Management LLC

2003 - Present • 23 years

Rockford, IL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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General retirement planning Retirement income strategy Income planning Wealth management Options & derivatives strategies Executive Founder/Business Owner
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Series 65

Carefree, AZ

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Annuities
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Series 65

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Cash flow / budgeting Debt management Income planning Retirement withdrawal strategies Tax strategies for small businesses Founder/Business Owner Retired Approaching retirement
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Gregg T

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College savings (529s, UTMA, etc.) Options & derivatives strategies Private / alternative investments
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Series 65

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Options & derivatives strategies Active portfolio management Private / alternative investments
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Anthony I

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Wealth management Retirement income strategy Annuities
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