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Douglas Findley

Advisor at LPL Financial — Marshall, IL

Updated today

Credentials

Series 66

Experience

4 years

Location

Marshall, IL 62441

LPL Financial logo

LPL Financial

Institution

Total advisors

22,816

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Douglas Findley is a financial advisor with LPL Financial, holding a Series 66 designation and four years of industry experience. Prior to joining LPL Financial in 2021, he worked at Indiana University and Indiana State University in various roles from 2016 to 2021. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a variety of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Marshall, IL

511 Locust Street

Marshall IL 62441

Advisors at this office

2

Most active in

Illinois

Work history

4 years of industry experience

LPL Financial

2021 - Present • 5 years

Marshall, IL

Indiana University

2019 - 2021 • 2 years

Bloomington, IN

Indiana State University

2017 - 2019 • 2 years

Terre Haute, IN

Indiana State University

2016 - 2018 • 2 years

Terre Haute, IN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Tiffani H

Series 66

Marshall, IL

Edward Jones

Tiffani Higginbotham is a financial advisor at Edward Jones with a Series 66 designation and two years of industry experience. Prior to joining Edward Jones in 2024, she worked at Casey State Bank for 13 years. She has reported income from a Mary Kay business, filed as Schedule C on her tax return. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of investment advisory programs and maintains a large nationwide network of financial advisors and branch offices.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General estate planning guidance General retirement planning Educators, Teachers, and Academics

Kent M

CFP®, Series 66

Marshall, IL

Edward Jones

Kent Mitchell is a CFP® and Series 66 credentialed financial advisor with Edward Jones, where he has worked since 2007. He has 19 years of industry experience based in Marshall, IL. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets under management and offers a range of discretionary and non-discretionary investment strategies, including separately managed accounts and affiliated mutual funds.

College savings (529s, UTMA, etc.) General estate planning guidance Multi-generational wealth transfer Retirement income strategy General retirement planning Retired Founder/Business Owner Executive

Logan E

CFP®, Series 66

Marshall, IL

Edward Jones

Logan Eitel is a CFP® professional with eight years of industry experience, currently serving as a financial advisor at Edward Jones since 2018. Prior to joining Edward Jones, he worked with Campus Outreach Indianapolis for five years. Outside of his advisory role, he coaches the varsity boys basketball team at Marshall Schools and is a partner in a holiday lighting business. Edward Jones is a wealth management firm serving more than four million individual and institutional clients, offering a range of advisory programs, investment strategies, and affiliated services through a nationwide network of over 23,700 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Susan S

Series 63, Series 66

Marshall, IL

LPL Financial

Susan Saxton is a financial advisor with LPL Financial in Marshall, Illinois, holding Series 63 and Series 66 registrations and 31 years of industry experience. She has been with LPL Financial (including its predecessor firm LINSCO/PRIVATE LEDGER CORP.) since 2000. Saxton serves as a member of the Edgar County Assessments Board of Review, a nonprofit position unrelated to investment activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering a range of advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm supports its network of advisors with model portfolios, third-party asset management, and various institutional platforms while maintaining a broad scope of non-advisory financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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