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Douglas Malan

Advisor at LPL Financial

Updated today

Location

Salem, IL 62881

Credentials

Series 63, Series 66

Industry experience

22 years

About

Douglas Malan is a financial advisor with LPL Financial in Salem, Illinois, holding Series 63 and Series 66 credentials and bringing 22 years of industry experience. He worked at National Planning Corporation for 10 years before joining LPL Financial in 2017. Outside of his advisory role, he is also an insurance agent selling fixed insurance through Malan Financial Group and manages a living trust in a fiduciary capacity. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plans, institutions, and high-net-worth households. The firm offers a broad range of investment solutions supported by in-house research and a large network of investment adviser representatives.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

1445 W Whittaker St Ste A

Salem, IL 62881

Most active in

Arizona · Illinois · Texas · Washington

Work history

LPL Financial

2017 - Present (9 years)

NATIONAL PLANNING CORPORATION

2007 - 2017 (10 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Active portfolio management Factor investing / smart beta Options & derivatives strategies Self-Employed
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Centralia, IL

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Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive

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Series 63, Series 66

Salem, IL

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Scott W

Series 63, Series 66

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College savings (529s, UTMA, etc.) Retirement income strategy General estate planning guidance Multi-generational wealth transfer Retired Founder/Business Owner Executive
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