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Dustin Adams

Advisor at LPL Financial

Updated today

Location

Murray, KY

Credentials

Series 63, Series 66

Industry experience

24 years

About

Dustin Adams is a financial advisor at LPL Financial with 24 years of industry experience. He holds the Series 63 and Series 66 designations and has been with LPL Financial since 2009. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plans, institutions, charities, and high-net-worth households. The firm offers a range of delivery options supported by an in-house Research team and combines large-scale advisory operations with notable non-advisory product activities.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

Murray, KY

Most active in

Kentucky · Texas

Work history

LPL FINANCIAL

2009 - Present (17 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Logan F

Series 65, Series 66

Murray, KY

Markowski Investments

Logan Foster is a financial advisor at Markowski Investments with Series 65 and Series 66 licenses and one year of industry experience. Prior to joining Markowski, he worked at Murray Wealth Management LLC and has held management roles outside the investment industry, including Sales and Marketing Manager for Murray Sporting Goods. Markowski Investments provides personal financial planning and discretionary portfolio management to a diverse client base including individuals, families, and charitable organizations. The firm employs a multi-asset strategic allocation approach with both long-term and tactical portfolio adjustments under discretionary authority.

Active portfolio management Options & derivatives strategies Founder/Business Owner
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Diana T

Series 66

Murray, KY

Intercarolina Financial Services, Inc.

Diana Thomason is a Series 66-credentialed financial advisor with 20 years of industry experience. She has been with Intercarolina Financial Services, Inc. since 2010. Outside of her advisory role, she hosts a local radio breakfast show in Murray, KY. Intercarolina Financial Services, Inc. provides investment advisory and retirement plan consulting to individual clients, including high-net-worth individuals, as well as qualified retirement plans. The firm employs fundamental, technical, and cyclical analysis to create individualized investment policies and manages accounts on both discretionary and non-discretionary bases.

Retirement plans for business owners (SEP, solo 401k) Wealth management
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Lance C

Series 63, Series 65

Murray, KY

Markowski Investments

Lance Cherry is a financial advisor at Markowski Investments with 18 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Truth of Investing, Caitlin John, LLC, and Jackson National Life Distributors LLC. Cherry also owns Cherry Wealth Management, an investment-related business. Markowski Investments provides personal financial planning and discretionary portfolio management to a diverse client base including individuals, families, high-net-worth clients, and charitable organizations. The firm employs a multi-asset strategic allocation approach with a mix of long-term positions and tactical adjustments to manage approximately $410 million in client assets.

Active portfolio management Options & derivatives strategies Founder/Business Owner
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Byron P

Series 63, Series 65

Murray, KY

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Byron Peacher is a financial advisor with Empower Advisory Group in Murray, KY, holding Series 63 and Series 65 licenses and having 12 years of industry experience. He has previously worked at Mass Mutual Investors Services and MassMutual Life Insurance Co. Outside of his advisory role, he owns a rental property. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to certain IRA and retail brokerage clients. The firm emphasizes long-term portfolio returns and annual rebalancing through a service integrated with Empower’s recordkeeping and administrative platforms.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Hearne H

Series 63, Series 66

Murray, KY

Robert Baird & Co.

Hearne Harralson is a financial advisor at Robert W. Baird & Company with 22 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at First Southern National Bank, Caldwell County Schools, and Encompass Wealth Management. Outside of his advisory role, he is involved as a contractor in supplemental insurance sales. He is part of The DDK Group within Baird’s Private Wealth Management practice, which serves individuals, families, pensions, corporations, and charitable organizations. The group offers tailored financial planning and portfolio management services, utilizing a mix of in-house and third-party managers to meet diverse client goals and risk tolerances.

Wealth management Tax-loss harvesting Retired Founder/Business Owner

Eric P

Series 63, Series 66

Murray, KY

Edward Jones

Eric Penniston is a financial advisor with Edward Jones, holding Series 63 and Series 66 credentials and bringing 40 years of industry experience. He has been with Edward Jones since 1985. Outside of his advisory role, he is a co-owner of a farm and has interests in local property development. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients through a large network of financial advisors and branch offices. The firm offers a variety of advisory programs and investment solutions, including tax-efficient services and discretionary and non-discretionary strategies, operating under a fiduciary standard.

Retirement income strategy College savings (529s, UTMA, etc.) General retirement planning Retired Founder/Business Owner Executive
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