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Elizabeth Christina De Muro

Advisor at Ascentis Independent Advisors, LLC — Newport Beach, CA

Updated today

Credentials

Series 66

Experience

9 years

Location

Newport Beach, CA 92660

Ascentis Independent Advisors, LLC logo

Ascentis Independent Advisors, LLC

Multi-team

Total advisors

46

Across 32 offices

Clients per advisor

58 Typical

Avg AUM per client

$738,385 Typical

HNW client ratio

23% Typical

About

Elizabeth De Muro is a financial advisor at Ascentis Independent Advisors, LLC with nine years of industry experience. She holds the Series 66 designation and has previously worked at Raymond James Financial Services and LPL Financial. Outside of her advisory role, she is an instructor at Huntington Beach Adult School. Ascentis Independent Advisors serves individuals, including high-net-worth clients, trusts, estates, pension and profit-sharing plans, and business entities by providing asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm employs a tailored investment approach utilizing discretionary management, third-party managers, and a Private Direct Investments program.

Client services

Based on Ascentis Independent Advisors, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Ascentis Independent Advisors, LLC

Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Financial Planning & Consulting flat fees range from $1,500 to $10,000; Retirement Plan Consulting flat fees range from $750 to $10,000

Percentage

Maximum annual fee not to exceed 2.00%, typically 200 basis points (2.00%) billed quarterly in advance, negotiable

Commissions

Certain representatives are also registered representatives of broker/dealers and may receive commissions on securities sales

Project-based

Financial Planning & Consulting: hourly fees up to $350 per hour; Retirement Plan Consulting: hourly fees up to $250 per hour

Other

Minimum fee: Minimum annual fee may apply if advisor revenue is below minimum override; may be passed to client or absorbed by advisor; nominal administrative fee of 0.035% for familial qualified accounts Fee-only: Financial Planning & Consulting and Retirement Plan Consulting charged on hourly or flat fee basis; hourly up to $350 for financial planning, up to $250 for retirement consulting; flat fees from $1,500 to $10,000 (financial planning) and $750 to $10,000 (retirement consulting)

Location

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Newport Beach, CA

20201 SW Birch St, Ste 250

Newport Beach CA 92660

Advisors at this office

3

Most active in

California

Work history

9 years of industry experience

Huntington Beach Adult School

2024 - Present • 2 years

Huntington Beach, CA

Proxy Freedom

2023 - Present • 3 years

Walnut Creek, CA

United Planners Financial Services

2023 - Present • 3 years

Scottsdale, AZ

Raymond James Financial Services, Inc.

2020 - 2023 • 3 years

Long Beach, CA

Raymond James Financial Services Advisors, Inc.

2020 - 2023 • 3 years

Long Beach, CA

LPL Financial, LLC

2018 - 2020 • 2 years

Torrance, CA

Madrid Financial Services, Inc (MADRID RETIREMENT ADVISORS)

2017 - 2018 • 1 year

Manhattan Beach, CA

California State University Dominguez Hills

2013 - 2017 • 4 years

Carson, CA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Samuel S

Series 66

Lake Forest, CA

Solid State Wealth Advisory Group

Samuel Sharples is a financial advisor at Solid State Wealth Advisory Group with 12 years of industry experience. He holds a Series 66 designation and previously worked at LPL Financial, LLC for 11 years and Waddell & Reed for one year. Solid State Wealth Advisory Group is an SEC-registered wealth management firm serving individuals, high-net-worth clients, and businesses. The firm provides discretionary investment management, financial planning, and consulting with investment strategies tailored to clients’ goals, risk tolerance, and time horizon, utilizing a variety of analytical methods and may appoint sub-advisors to manage client accounts.

Wealth management Tax strategies for small businesses

Justin K

Series 65

Irvine, CA

Klein Pavlis & Peasley Financial, Inc.

Justin Klein is a financial advisor with Klein Pavlis & Peasley Financial, Inc. in Irvine, CA, holding a Series 65 designation and 21 years of industry experience. He has been with Klein Pavlis & Peasley since 2003. Klein Pavlis & Peasley provides discretionary portfolio management primarily to individual and high-net-worth clients, combining model-based asset allocation with estate-planning education and management of held-away accounts. The firm also offers fee-based publications and public educational programming alongside its investment services.

Options & derivatives strategies Active portfolio management General estate planning guidance Income planning Retirement income strategy Founder/Business Owner
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Harmon K

CFP®, Series 63, Series 65

Irvine, CA

Apriem Advisors

Harmon Kong is a Certified Financial Planner® with 28 years of industry experience at Apriem Advisors, where he has worked since 1998. He is also an independent insurance agent for Apriem Insurance Services, advising on insurance matters and managing renewals. Apriem Advisors serves high-net-worth and ultra-high-net-worth individuals, families, 501(c)(3) non-profits, and plan participants by providing wealth management, customized portfolio management, retirement plan advisory, and charitable investment services.

Wealth management Charitable giving & philanthropy Multi-generational wealth transfer Inheritance planning Founder/Business Owner Executive
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Nickolaos S

Series 66, Series 7

Irvine, CA

Equitable Advisors

Nickolaos Sigas is a financial advisor with Equitable Advisors in Irvine, CA. He holds a Series 66 designation and is affiliated with a firm that employs over 4,600 advisors. Equitable Advisors serves a diverse client base including individuals, high-net-worth clients, retirement plans, corporations, charities, and institutions. The firm offers financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs, operating through a combination of advisory and brokerage solutions.

Wealth management Annuities Tax-loss harvesting Passive / index investing Active portfolio management Founder/Business Owner Retired Self-Employed Military & Veterans Professional Athlete Approaching retirement Baby Boomers (Born 1946-1964) HENRY (High Earners, Not Rich Yet) Young Professionals Established Professionals
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Nelson W

Series 65

Los Alamitos, CA

Open Square Capital, LLC

Nelson Wu is a financial advisor at Open Square Capital, LLC with 10 years of industry experience. He holds a Series 65 credential and has worked at Open Square Capital since 2015, with prior experience at Open Insights Capital from 2022 to 2025. Open Square Capital provides discretionary portfolio management to high-net-worth individuals through separately managed accounts and serves as the general partner and manager of a private investment limited partnership. The firm employs a value-oriented, long-term investment approach that focuses on concentrated holdings and combines private fund sponsorship with pooled-vehicle management within a solo-practitioner structure.

Active portfolio management Concentrated stock management Wealth management
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Gary M

CFP®, Series 63, Series 65

Laguna Niguel, CA

Trusted Financial Advisors

Gary Miller is a CFP®-certified financial advisor with 14 years of industry experience. He is the principal of Trusted Financial Advisors, an independent firm located in Laguna Niguel, CA, and previously worked at Noble Wealth Management, Inc. from 2016 to 2021. Trusted Financial Advisors serves primarily individuals and families, managing approximately $61 million in assets across 46 client relationships. The firm provides fee-only financial planning and discretionary portfolio management, using a bottom-up fundamental investment approach that incorporates both fundamental and technical analysis.

General retirement planning College savings (529s, UTMA, etc.) Active portfolio management
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