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Emily Plauche Maxwell

Advisor at B. Riley Wealth Advisors, Inc. — Natchez, MS

Updated today

Credentials

CFP®, Series 63, Series 65

Experience

26 years

Location

Natchez, MS 39120

B. Riley Wealth Advisors, Inc. logo

B. Riley Wealth Advisors, Inc.

Multi-team

Total advisors

172

Across 105 offices

Clients per advisor

59 Typical

Avg AUM per client

$398,069 Low

HNW client ratio

8% Low

About

Emily Maxwell is a financial advisor at B. Riley Wealth Advisors, Inc. with 26 years of industry experience. She holds the CFP® designation as well as Series 63 and Series 65 licenses. Maxwell has worked at B. Riley Wealth Advisors since 2015, including a prior role at National Securities Corp from 2015 to 2022. Outside of her advisory work, she serves as a board member of the Rotary Club of Natchez. B. Riley Wealth Advisors provides investment advice and portfolio management services to individual clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients. The firm offers a variety of programs, including Advisor-as-Portfolio-Manager, third-party managed portfolios, and internally managed models, overseeing approximately $4.21 billion in client assets.

Client services

Based on B. Riley Wealth Advisors, Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on B. Riley Wealth Advisors, Inc.

Wealth management Retirement income strategy

Occupation focus

Based on B. Riley Wealth Advisors, Inc.

Executive Founder/Business Owner Retired

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Fee options

Fixed

Financial planning services may be billed on a flat fee basis as negotiated

Percentage

$0 - $250,000: 2.50% to 2.75% $250,000 - $1,000,000: 2.25% to 2.50% $1,000,000+: 1.75% to 2.00%

Commissions

Commission-based fees for brokerage services through affiliated broker-dealer BRWM

Project-based

Financial planning services may be billed on an hourly basis as negotiated

Other

Account minimum: $25,000 (negotiable depending on client household, relationship, type, and size of account) Minimum fee: Annual account fee typically $75, may vary based on administrative/transaction fee schedule Fee-only: Financial planning and consulting fees negotiated individually, may be flat fee or hourly rate

Location

See office

Natchez, MS

507 Franklin Street

Natchez MS 39120

Advisors at this office

1

Most active in

Mississippi · Texas

Work history

26 years of industry experience

B. Riley Wealth Management

2022 - Present • 4 years

Natchez, MS

B. Riley Wealth Advisors, Inc.

2015 - Present • 11 years

Natchez, MS

National Securities Corp

2015 - 2022 • 7 years

Natchez, MS

JHS Capital Advisors, LLC

2010 - 2015 • 5 years

Gunnallen Financial, Inc.

2006 - 2010 • 4 years

Natchez, MS

Stifel Independent Advisors, LLC

2006 - 2006 • 1 year

Natchez, MS

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Stephen S

Series 63, Series 66

Natchez, MS

Stonehenge Private Client Group, LLC

Stephen Strickland is a financial advisor at Stonehenge Private Client Group, LLC with 36 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Sagepoint Financial, Inc. from 2009 to 2018. Outside of his advisory role, Strickland manages general farm operations as the managing member of East Rocking D Ranch, LLC and serves in multiple capacities with the University of Southern Mississippi Foundation. Stonehenge Private Client Group is a state-registered investment adviser that provides tailored investment management and retirement plan consulting to individuals, trusts, estates, charitable organizations, corporations, and employer-sponsored retirement plans. The firm manages assets primarily on a non-discretionary basis and offers advisory services that may include the use of third-party Outside Managers.

Retirement plans for business owners (SEP, solo 401k)
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Gary A

Series 66

Natchez, MS

IFG Advisory, LLC

Gary Agent is a financial advisor with IFG Advisory, LLC and holds a Series 66 designation. He has five years of industry experience, having previously been affiliated with LPL Financial and Mississippi State University. IFG Advisory, LLC provides investment advisory and financial planning services to a diverse client base including individuals, trusts, estates, corporations, and retirement plans. The firm employs a variety of investment strategies using sub-advisors, third-party managers, and analytical approaches spanning mutual funds, ETFs, fixed income, options, and alternative products.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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William S

Series 66

Natchez, MS

IFG Advisory, LLC

William Smith II is a financial advisor at IFG Advisory, LLC in Natchez, MS, holding a Series 66 designation with 17 years of industry experience. He has been with IFG Advisory since 2014 and concurrently with LPL Financial since 2009. Smith is a partial owner of a family investment partnership with no active management role. IFG Advisory, LLC provides investment advisory and financial planning services to individuals, trusts, estates, corporations, and retirement plans. The firm uses a mix of analytical approaches and various investment instruments, employing sub-advisors and third-party managers to tailor strategies aligned with client objectives.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive

Donna L

Series 63, Series 66

Natchez, MS

Edward Jones

Donna Lindley is a financial advisor at Edward Jones with 33 years of industry experience. She holds Series 63 and Series 66 designations and has been with Edward Jones since 2009. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a nationwide network of more than 23,700 financial advisors.

General retirement planning Retired Founder/Business Owner Executive
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Stephen M

CFP®, Series 66

Natchez, MS

Edward Jones

Stephen Mc Donald II is a CFP® professional with 23 years of industry experience and has been with Edward Jones since 2002. Based in Natchez, MS, he holds the Series 66 designation. Outside of his advisory role, he is involved in managing a family farm partnership and holds trustee and managerial positions in several local real estate entities. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans and charitable organizations. The firm manages over $1 trillion in assets and offers a wide range of advisory strategies, supported by a large national network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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William S

Series 63, Series 65

Ferriday, LA

Raymond James & Associates

William Seibert is a financial advisor with Raymond James & Associates in Ferriday, LA, holding Series 63 and Series 65 designations and bringing 30 years of industry experience. His prior work includes positions at Morgan Keegan & Company, LLC and Wells Fargo Investments, LLC. Outside of advising, he is a partner in The Settlement Land Company, LLC, a duck hunting and agriculture farm in Arkansas. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving a diverse client base including individuals, institutions, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, utilizing a range of portfolio management styles supported by firm research and model manager options.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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